Supplementary Provisions
附 則
Supplementary Provisions, Article 1Effective Date
第一条(施行期日)
This Act comes into effect on the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation provided, however, that the provisions of Articles 15 and 16 of the Supplementary Provisions come into effect on the date of promulgation.
Supplementary Provisions, Article 2Transitional Measures in Cases Where Notification Concerning a Cease and Desist Order or Payment Order Was Given before the Effective Date
第二条(施行日前に排除措置命令又は納付命令に係る通知があった場合についての経過措置)
In the case where, before the date this Act comes into effect (hereinafter referred to as the "Effective Date"), with regard to one violation, a notification under Article 49, paragraph (5) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade before the amendment (hereinafter referred to as the "Former Act") (including as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 50, paragraph (6) of the Former Act) was given to all or part of the enterprise or trade association that committed the violation or its constituent enterprises (where an officer, employee, agent or other person who acts for the benefit of an enterprise is a constituent enterprise, including that enterprise; the same applies in Article 7, paragraph (1) of the Supplementary Provisions), the provisions then in force continue to govern the procedures for ordering measures necessary to eliminate the violation or to ensure that the violation has been eliminated, procedures for ordering payment of a surcharge, procedures for collecting or refunding a surcharge, trial proceedings (including procedures for designating trial examiners; the same applies in the following Article and Article 4 of the Supplementary Provisions), procedures for an action to revoke a decision made through those trial proceedings, and other procedures similar to these that are specified by the Rules of the Japan Fair Trade Commission.
この法律の施行の日(以下「施行日」という。)前に一の違反行為について当該違反行為をした事業者又は事業者団体若しくはその構成事業者(事業者の利益のためにする行為を行う役員、従業員、代理人その他の者が構成事業者である場合には、当該事業者を含む。附則第七条第一項において同じ。)の全部又は一部に対し改正前の私的独占の禁止及び公正取引の確保に関する法律(以下「旧法」という。)第四十九条第五項(旧法第五十条第六項において読み替えて準用する場合を含む。)の規定による通知があった場合における当該違反行為を排除し又は当該違反行為が排除されたことを確保するために必要な措置を命ずる手続、課徴金の納付を命ずる手続、課徴金を徴収し又は還付する手続、審判手続(審判官の指定の手続を含む。次条及び附則第四条において同じ。)、当該審判手続による審決の取消しの訴えに係る手続その他これらに類する手続として公正取引委員会規則で定めるものについては、なお従前の例による。
Supplementary Provisions, Article 3Transitional Measures in Cases Where a Certified Copy of the Written Decision to Commence Trial Proceedings Concerning a Monopolistic Situation Was Served before the Effective Date
第三条(施行日前に独占的状態に係る審判開始決定書の謄本の送達があった場合についての経過措置)
In the case where, before the Effective Date, a certified copy of the written decision to commence trial proceedings under Article 55, paragraph (3) of the Former Act was served, the provisions then in force continue to govern the procedures for ordering measures necessary to restore competition with respect to the goods or services concerning the monopolistic situation, trial proceedings, procedures for an action to revoke a decision made through those trial proceedings, and other procedures similar to these that are specified by the Rules of the Japan Fair Trade Commission.
Supplementary Provisions, Article 4Transitional Measures in Cases Where Trial Proceedings Concerning Rescission of Approval Were Commenced before the Effective Date
第四条(施行日前に認可の取消しに係る審判手続を開始した場合についての経過措置)
In the case where trial proceedings were commenced before the Effective Date pursuant to Article 70-12, paragraph (1) of the Former Act, the provisions then in force continue to govern the trial proceedings, procedures for an action to revoke a decision made through those trial proceedings, and other procedures similar to these that are specified by the Rules of the Japan Fair Trade Commission.
施行日前に旧法第七十条の十二第一項の規定により審判手続を開始した場合における審判手続、当該審判手続による審決の取消しの訴えに係る手続その他これらに類する手続として公正取引委員会規則で定めるものについては、なお従前の例による。
Supplementary Provisions, Article 5Application of Provisions on Payment Orders to Persons Who Have Received a Decision
第五条(審決を受けたことがある者に対する納付命令に関する規定の適用関係)
In the case where payment of a surcharge is ordered pursuant to Article 7-2, paragraph (1) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade after the amendment (hereinafter referred to as the "New Act") (including as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 7-2, paragraph (2) of the New Act) or Article 7-2, paragraph (4) of the New Act, if the enterprise has, within 10 years going back from the investigation start date in the case concerning the violation prescribed in Article 7-2, paragraph (1), (2) or (4) of the New Act (meaning the date on which the disposition set forth in Article 47, paragraph (1), item (iv) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade or the disposition prescribed in Article 102, paragraph (1) of that Act was first carried out in the case concerning the violation (or, where that disposition was not carried out, the date on which the enterprise received a notification under Article 50, paragraph (1) of the New Act, as applied mutatis mutandis following the deemed replacement of terms pursuant to Article 62, paragraph (4) of the New Act (referred to as "advance notification" in the following Article), concerning the violation); the same applies in paragraph (3)), received a decision under Article 51, paragraph (2) of the Former Act, that decision is deemed to be a decision under Article 63, paragraph (2) of the New Act and the provisions of Article 7-2, paragraphs (7) and (9) of the New Act apply.
改正後の私的独占の禁止及び公正取引の確保に関する法律(以下「新法」という。)第七条の二第一項(同条第二項において読み替えて準用する場合を含む。)又は第四項の規定により課徴金の納付を命ずる場合において、当該事業者が、同条第一項、第二項又は第四項に規定する違反行為に係る事件についての調査開始日(当該違反行為に係る事件について私的独占の禁止及び公正取引の確保に関する法律第四十七条第一項第四号に掲げる処分又は同法第百二条第一項に規定する処分が最初に行われた日(当該処分が行われなかったときは、当該事業者が当該違反行為について新法第六十二条第四項において読み替えて準用する新法第五十条第一項の規定による通知(次条において「事前通知」という。)を受けた日)をいう。第三項において同じ。)から遡り十年以内に、旧法第五十一条第二項の規定による審決を受けたことがあるときは、当該審決を新法第六十三条第二項の規定による決定とみなして、新法第七条の二第七項及び第九項の規定を適用する。
In the case where an enterprise that committed a violation prescribed in Article 7-2, paragraph (1), (2) or (4) of the New Act is a corporation and that corporation has ceased to exist due to a merger, the decision under Article 51, paragraph (2) of the Former Act that the corporation received is deemed to be a decision under Article 63, paragraph (2) of the New Act and the provisions of Article 7-2, paragraph (24) of the New Act apply.
新法第七条の二第一項、第二項又は第四項に規定する違反行為をした事業者が法人である場合において、当該法人が合併により消滅したときは、当該法人が受けた旧法第五十一条第二項の規定による審決を新法第六十三条第二項の規定による決定とみなして、新法第七条の二第二十四項の規定を適用する。
In the case where an enterprise that committed a violation prescribed in Article 7-2, paragraph (1), (2) or (4) of the New Act is a corporation and that corporation has, on or after the investigation start date in the case concerning the violation, transferred all of the business concerned with the violation to any one or more of its subsidiary companies, etc. (meaning the subsidiary companies, etc. prescribed in Article 7-2, paragraph (13), item (i) of the New Act; the same applies hereinafter in this paragraph), or that corporation (limited to a company) has, on or after the investigation start date in the case concerning the violation, had any one or more of its subsidiary companies, etc. succeed to all of the business concerned with the violation through a split, and has ceased to exist due to a reason other than merger, the decision under Article 51, paragraph (2) of the Former Act that the corporation received is deemed to be a decision under Article 63, paragraph (2) of the New Act and the provisions of Article 7-2, paragraph (25) of the New Act apply.
新法第七条の二第一項、第二項又は第四項に規定する違反行為をした事業者が法人である場合において、当該法人が当該違反行為に係る事件についての調査開始日以後においてその一若しくは二以上の子会社等(新法第七条の二第十三項第一号に規定する子会社等をいう。以下この項において同じ。)に対して当該違反行為に係る事業の全部を譲渡し、又は当該法人(会社に限る。)が当該違反行為に係る事件についての調査開始日以後においてその一若しくは二以上の子会社等に対して分割により当該違反行為に係る事業の全部を承継させ、かつ、合併以外の事由により消滅したときは、当該法人が受けた旧法第五十一条第二項の規定による審決を新法第六十三条第二項の規定による決定とみなして、新法第七条の二第二十五項の規定を適用する。
Supplementary Provisions, Article 6
第六条
With regard to the application of Article 20-2 of the New Act, if the enterprise has, within 10 years going back from the date on which the disposition set forth in Article 47, paragraph (1), item (iv) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade was first carried out in the case concerning the violation prescribed in Article 20-2 of the New Act (or, where that disposition was not carried out, within 10 years going back from the date on which the enterprise received advance notification concerning the violation), received a decision under Article 66, paragraph (4) of the Former Act (limited to a decision rescinding the whole of the original disposition, and including a decision in the case where, pursuant to Article 2 of the Supplementary Provisions, the provisions then in force continue to govern) with regard to an act in violation of Article 19 of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade (limited to one falling under Article 2, paragraph (9), item (i) of that Act) (limited to the case where that decision has become final and binding), that decision is deemed to be an order under Article 20-2 of the New Act that has become final and binding.
新法第二十条の二の規定の適用については、当該事業者が、同条に規定する違反行為に係る事件について私的独占の禁止及び公正取引の確保に関する法律第四十七条第一項第四号に掲げる処分が最初に行われた日から遡り十年以内(当該処分が行われなかったときは、当該事業者が当該違反行為について事前通知を受けた日から遡り十年以内)に、同法第十九条の規定に違反する行為(同法第二条第九項第一号に該当するものに限る。)について旧法第六十六条第四項の規定による審決(原処分の全部を取り消す場合のものに限り、附則第二条の規定によりなお従前の例によることとされる場合におけるものを含む。)を受けたことがあるとき(当該審決が確定している場合に限る。)は、当該審決を新法第二十条の二の規定による命令であって確定しているものとみなす。
With regard to the application of Article 20-3 of the New Act, if the enterprise has, within 10 years going back from the date on which the disposition set forth in Article 47, paragraph (1), item (iv) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade was first carried out in the case concerning the violation prescribed in Article 20-3 of the New Act (or, where that disposition was not carried out, within 10 years going back from the date on which the enterprise received advance notification concerning the violation), received a decision under Article 66, paragraph (4) of the Former Act (limited to a decision rescinding the whole of the original disposition, and including a decision in the case where, pursuant to Article 2 of the Supplementary Provisions, the provisions then in force continue to govern) with regard to an act in violation of Article 19 of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade (limited to one falling under Article 2, paragraph (9), item (ii) of that Act) (limited to the case where that decision has become final and binding), that decision is deemed to be an order under Article 20-3 of the New Act that has become final and binding.
新法第二十条の三の規定の適用については、当該事業者が、同条に規定する違反行為に係る事件について私的独占の禁止及び公正取引の確保に関する法律第四十七条第一項第四号に掲げる処分が最初に行われた日から遡り十年以内(当該処分が行われなかったときは、当該事業者が当該違反行為について事前通知を受けた日から遡り十年以内)に、同法第十九条の規定に違反する行為(同法第二条第九項第二号に該当するものに限る。)について旧法第六十六条第四項の規定による審決(原処分の全部を取り消す場合のものに限り、附則第二条の規定によりなお従前の例によることとされる場合におけるものを含む。)を受けたことがあるとき(当該審決が確定している場合に限る。)は、当該審決を新法第二十条の三の規定による命令であって確定しているものとみなす。
With regard to the application of Article 20-4 of the New Act, if the enterprise has, within 10 years going back from the date on which the disposition set forth in Article 47, paragraph (1), item (iv) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade was first carried out in the case concerning the violation prescribed in Article 20-4 of the New Act (or, where that disposition was not carried out, within 10 years going back from the date on which the enterprise received advance notification concerning the violation), received a decision under Article 66, paragraph (4) of the Former Act (limited to a decision rescinding the whole of the original disposition, and including a decision in the case where, pursuant to Article 2 of the Supplementary Provisions, the provisions then in force continue to govern) with regard to an act in violation of Article 19 of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade (limited to one falling under Article 2, paragraph (9), item (iii) of that Act) (limited to the case where that decision has become final and binding), that decision is deemed to be an order under Article 20-4 of the New Act that has become final and binding.
新法第二十条の四の規定の適用については、当該事業者が、同条に規定する違反行為に係る事件について私的独占の禁止及び公正取引の確保に関する法律第四十七条第一項第四号に掲げる処分が最初に行われた日から遡り十年以内(当該処分が行われなかったときは、当該事業者が当該違反行為について事前通知を受けた日から遡り十年以内)に、同法第十九条の規定に違反する行為(同法第二条第九項第三号に該当するものに限る。)について旧法第六十六条第四項の規定による審決(原処分の全部を取り消す場合のものに限り、附則第二条の規定によりなお従前の例によることとされる場合におけるものを含む。)を受けたことがあるとき(当該審決が確定している場合に限る。)は、当該審決を新法第二十条の四の規定による命令であって確定しているものとみなす。
With regard to the application of Article 20-5 of the New Act, if the enterprise has, within 10 years going back from the date on which the disposition set forth in Article 47, paragraph (1), item (iv) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade was first carried out in the case concerning the violation prescribed in Article 20-5 of the New Act (or, where that disposition was not carried out, within 10 years going back from the date on which the enterprise received advance notification concerning the violation), received a decision under Article 66, paragraph (4) of the Former Act (limited to a decision rescinding the whole of the original disposition, and including a decision in the case where, pursuant to Article 2 of the Supplementary Provisions, the provisions then in force continue to govern) with regard to an act in violation of Article 19 of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade (limited to one falling under Article 2, paragraph (9), item (iv) of that Act) (limited to the case where that decision has become final and binding), that decision is deemed to be an order under Article 20-5 of the New Act that has become final and binding.
新法第二十条の五の規定の適用については、当該事業者が、同条に規定する違反行為に係る事件について私的独占の禁止及び公正取引の確保に関する法律第四十七条第一項第四号に掲げる処分が最初に行われた日から遡り十年以内(当該処分が行われなかったときは、当該事業者が当該違反行為について事前通知を受けた日から遡り十年以内)に、同法第十九条の規定に違反する行為(同法第二条第九項第四号に該当するものに限る。)について旧法第六十六条第四項の規定による審決(原処分の全部を取り消す場合のものに限り、附則第二条の規定によりなお従前の例によることとされる場合におけるものを含む。)を受けたことがあるとき(当該審決が確定している場合に限る。)は、当該審決を新法第二十条の五の規定による命令であって確定しているものとみなす。
enterprise
「事業者」
Anyone who carries on a commercial, industrial, financial or other business; an officer, employee, agent or other person acting for the benefit of an enterprise is also treated as one for the purposes of Article 2, paragraph (2) and Chapter 3 (trade associations).
Defined inArticle 2, paragraph (1)· applies throughout the law
trade association
「事業者団体」
A combination of two or more business operators (事業者), or a federation of such combinations, whose main purpose is to advance their common interests as business operators, including associations, foundations and partnerships of the kinds Article 2, paragraph (2) lists, but not one that has capital or contributions from its members and mainly carries on, and actually carries on, a business for profit.
Defined inArticle 2, paragraph (2)· applies throughout the law
officer
「役員」
A board member (理事), director (取締役), executive officer (執行役), member who executes the business (業務を執行する社員), auditor (監事 or 監査役) or a person equivalent to any of these, a manager (支配人), or the person in charge of the business of a head office or branch office.
Defined inArticle 2, paragraph (3)· applies throughout the law
competition
「競争」
The state in which two or more enterprises (事業者), within the normal scope of their business and without significant change to its facilities or form, supply the same or similar goods or services to the same buyers, or are supplied with them by the same suppliers, or could do so.
Defined inArticle 2, paragraph (4)· applies throughout the law
monopolistic situation
「独占的状態」
A situation in a particular field of business where the goods of a kind (with goods closely similar in function and use) or the services supplied in Japan total more than 100 billion yen, after taxes, in a recent one-year period set by Cabinet Order (政令), one enterprise holds more than half of the field or two together hold more than three quarters, new entry is extremely difficult, and prices have for a considerable time risen sharply or barely fallen while the enterprise earns profits far above its industry's standard or spends excessively on selling and general administrative expenses.
Defined inArticle 2, paragraph (7)· applies throughout the law
constituent enterprise
「構成事業者」
A business operator (事業者) that is a member of a trade association (事業者団体).
Defined inArticle 8, paragraph (1), item (iv)
the Effective Datemachine translation
「施行日」
The date Act No. 100 of 2013, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the Former Actmachine translation
「旧法」
This Act as it stood before Act No. 100 of 2013 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
advance notification
「事前通知」
In Article 6 of the supplementary provisions (附則) of Act No. 100 of 2013, the notice an enterprise (事業者) receives about a violation under Article 50, paragraph (1) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade as amended by that Act, as applied with modified wording by Article 62, paragraph (4) of that text.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 6
the New Actmachine translation
「新法」
This Act as amended by Act No. 100 of 2013.
Short name set inSupplementary Provisions, Article 5, paragraph (1)
investigation start date
「調査開始日」
In Article 5 of the supplementary provisions (附則) of Act No. 100 of 2013, the day the measure in Article 47, paragraph (1), item (iv) or Article 102, paragraph (1) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade was first taken in the case concerning the violation, or, if neither was taken, the day the enterprise received the notice about the violation under Article 50, paragraph (1) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade as amended by that Act, as applied with modified wording by Article 62, paragraph (4) of that text.
Defined inSupplementary Provisions, Article 5, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 5, paragraph (3)
subsidiary company, etc.
「子会社等」
In Article 5, paragraph (3) of the supplementary provisions (附則) of Act No. 100 of 2013, a subsidiary company, etc. as defined in Article 7-2, paragraph (13), item (i) of the Act on Prohibition of Private Monopolization and Maintenance of Fair Trade as amended by that Act.
Defined inSupplementary Provisions, Article 5, paragraph (3)· applies only in this paragraph