Chapter V Penal Provisions

一a person who has conducted supervision in violation of Article 23, paragraph (1);

二a person who has, by deception or some other wrongful act, received the license provided for in Article 23, paragraph (1), renewal of the period of validity of the license provided for in Article 31, paragraph (2), or permission for a change provided for in Article 32, paragraph (1);

三an officer or employee of a supervising organization who has committed a violation in cases of violation of the order under Article 37, paragraph (3); or

四an officer or employee of a supervising organization who has committed a violation in cases of violation of the provisions of Article 38.

一a person who has violated the order under Article 15, paragraph (1);

二an officer or employee of a supervising organization who has committed a violation in cases of violation of the provisions of Article 28, paragraph (1);

三an officer or employee of a supervising organization who has committed a violation in cases of violation of the order under Article 36, paragraph (1);

四a person who has violated the provisions of Article 47;

五a person who has kept the passport or residence card of a technical intern trainee against the wishes of the technical intern trainee in violation of Article 48, paragraph (1);

六a person who has, in violation of Article 48, paragraph (2), notified a technical intern to the effect that the trainee is prohibited from communicating with or meeting others or going outside during any hours other than their technical intern training hours, in whole or in part, through threatening them with dismissal or other disadvantages in the labor relationship, collection of a penalty, or other financial disadvantages; or

七a person who has violated the provisions of Article 49, paragraph (2).

一a person who has failed to give a report or to submit or present books and documents as provided for in Article 13, paragraph (1) or Article 35, paragraph (1); made a false report, or submitted or presented false books or documents; has refused to answer to questions under these provisions or given a false answer to them; or has refused, interfered with, or evaded an inspection under these provisions;

二a person who has not made the notification provided for in Article 17 or has made a false notification;

三a person who has not made the notification provided for in Article 19, paragraph (1) or has made a false notification;

四a person who has not given the notice provided for in Article 19, paragraph (2), or has given false notice;

五a person who, in violation of Article 20, has not prepared books or documents or kept them at its place of business, or has prepared false books or documents;

六a person who has submitted the written application provided for in Article 23, paragraph (2) (including as applied mutatis mutandis pursuant to Article 31, paragraph (5) and Article 32, paragraph (2)) or the document provided for in Article 23, paragraph (3) (including as applied mutatis mutandis pursuant to Article 31, paragraph (5) and Article 32, paragraph (2)) which contains a false statement;

七an officer or employee of a supervising organization who has committed a violation if the notification provided for in Article 32, paragraph (3) was not made, a false notification was made, or the document provided for in the same paragraph was submitted containing a false statement;

八an officer or employee of a supervising organization who has committed a violation if the notification provided for in Article 33, paragraph (1) was not made, or a false notification was made;

九an officer or employee of a supervising organization who has committed a violation if the supervision was discontinued or all or part of it was suspended without the notification provided for in Article 34, paragraph (1) or with a false notification;

十an officer or employee of a supervising organization who has committed a violation in cases of violation of the provisions of Article 40, paragraph (1);

十一an officer or employee of a supervising organization who has committed a violation if books or documents were not prepared or kept at the place of business in violation of Article 41, or false books or documents were prepared; or

十二the officer or employee of the OTIT who has committed the violation if the report provided for in Article 100, paragraph (1) was not made, a false report was made, or the inspection provided for in the same paragraph was refused, interfered with, or evaded.

一failure to receive authorization from or approval of the competent ministers if the authorization or approval is required pursuant to the provisions of Chapter III;

二failure to be registered in violation of Cabinet Order under Article 62, paragraph (1);

三engaging in business other than that provided for in Article 87;

四failure to keep documents or to make them available for public inspection in violation of Article 93, paragraph (3);

五investing surplus funds from the business in violation of Article 97; or

六violation of the order of the competent ministers provided for in Article 99, paragraph (2).