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Terms
投資信託約款
The terms of an investment trust (投資信託約款) under Article 4, paragraph (1) or Article 49, paragraph (1) of the Act on Investment Trusts and Investment Corporations: the terms of the investment trust contract that a financial instruments business operator or a trust company, etc. (信託会社等) must notify to the Prime Minister before concluding it.
投資法人法第四条第一項又は第四十九条第一項に規定する投資信託約款
In Article 41, paragraph (2), item (ii), (f) and paragraph (5), a financial instruments exchange as defined in Article 2, paragraph (16) of the Financial Instruments and Exchange Act.
金融商品取引法（昭和二十三年法律第二十五号）第二条第十六項（定義）に規定する金融商品取引所
Carrying out on-exchange transactions (取引所取引), as a business, which a foreign securities firm (外国証券業者) may do with the Prime Minister's permission under Article 60, paragraph (1).
同項に規定する取引所取引業務
A foreign audit corporation, etc. as defined in Article 1-3, paragraph (7) of the Certified Public Accountants Act, from which an issuer of certain foreign securities may receive certification found equivalent to audit certification.
公認会計士法第一条の三第七項に規定する外国監査法人等
A financial instruments business operator as provided in Article 2, paragraph (9) of the Financial Instruments and Exchange Act (Act No. 25 of 1948), one of the bodies with which a National Pension Fund (国民年金基金) may conclude contracts for the cost of its pensions and lump-sum payments (Article 128, paragraph (3)).
金融商品取引法（昭和二十三年法律第二十五号）第二条第九項に規定する金融商品取引業者
A person carrying on specified financial index administration services (特定金融指標算出業務) whom the Prime Minister has designated under Article 156-85, paragraph (1), on finding that securing the proper performance of that business is necessary for the public interest or investor protection.
第百五十六条の八十五第一項に規定する特定金融指標算出者
A general incorporated association (一般社団法人) set up by financial instruments business operators that the Prime Minister has certified under Article 78, paragraph (1) to carry on the work listed in paragraph (2) of that Article for its members and the financial instruments intermediary service providers tied to them, such as guiding them to comply with the law, investigating them, resolving investors' complaints and disputes, registering sales representatives and making rules.
第七十八条第二項に規定する認定金融商品取引業協会
The business that a person established under foreign law, which conducts over-the-counter derivatives transactions, etc. as a business in a foreign country and is neither a financial instruments business operator nor a financial institution, may carry on with the Prime Minister's (内閣総理大臣) permission under Article 60-14, paragraph (1): regularly conducting specified over-the-counter derivatives transactions, or their intermediation, brokerage (other than brokerage for clearing of securities, etc.) or agency, using the electronic data processing system it uses in its over-the-counter derivatives business, where the counterparty is engaged in securities-related business (有価証券関連業) or in similar cases a Cabinet Order (政令) specifies.
同項に規定する電子店頭デリバティブ取引等業務
銀行
In Article 34, paragraph (2) and Article 703, item (i), a bank as defined in Article 2, paragraph (1) of the Banking Act: a person that carries on banking business under a licence from the Prime Minister (内閣総理大臣) under Article 4, paragraph (1) of that Act.
銀行法（昭和五十六年法律第五十九号）第二条第一項に規定する銀行
特定部分
The part of a document that is withheld from public inspection under Article 25, paragraph (6) (including as applied under Article 27), Article 27-14, paragraph (5) (including as applied with modified wording under Article 27-22-2, paragraph (2)) or Article 27-28, paragraph (4).
第二十五条第六項（第二十七条において準用する場合を含む。）、第二十七条の十四第五項（第二十七条の二十二の二第二項において読み替えて準用する場合を含む。）又は第二十七条の二十八第四項の規定により公衆の縦…
信託業務
Trust business as defined in Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions (Act No. 43 of 1943), which a financial institution may carry on with authorization under that Article.
金融機関の信託業務の兼営等に関する法律（昭和十八年法律第四十三号。第十一号ロにおいて「兼営法」という。）第一条第一項（兼営の認可）に規定する信託業務
保険事業者
In Article 41, paragraph (1), item (ii), a person carrying on insurance business under a licence under Article 3, paragraph (1) or Article 185, paragraph (1) of the Insurance Business Act, with whom a real estate broker can take out guarantee insurance (保証保険) covering its obligation to refund earnest money (手付金等).
保険業法（平成七年法律第百五号）第三条第一項又は第百八十五条第一項の免許を受けて保険業を行う者
In Article 171-2, paragraph (1), a person who carries on type-I or type-II financial instruments business without registration from the Prime Minister, in violation of Article 29.
第二十九条の規定に違反して内閣総理大臣の登録を受けないで第二十八条第一項に規定する第一種金融商品取引業又は同条第二項に規定する第二種金融商品取引業を行う者
生命保険会社
A life insurance company as Article 2, paragraph (3) of the Insurance Business Act defines it — an insurance company holding a licence for life insurance business — or a foreign insurance company holding a licence for foreign life insurance business, as paragraph (8) of that Article defines it (外国生命保険会社等).
保険業法（平成七年法律第百五号）第二条第三項に規定する生命保険会社及び同条第八項に規定する外国生命保険会社等
A non-life insurance company as Article 2, paragraph (4) of the Insurance Business Act defines it — an insurance company holding a licence for non-life insurance business — or a foreign insurance company holding a licence for foreign non-life insurance business, as paragraph (9) of that Article defines it (外国損害保険会社等).
保険業法第二条第四項に規定する損害保険会社及び同条第九項に規定する外国損害保険会社等
外国信託会社
In Article 61, paragraphs (6) and (7) as Article 37-2, paragraph (2) reads them for a specified trust company (特定信託会社), a foreign trust company as defined in Article 2, paragraph (6) of the Trust Business Act: one holding the Prime Minister's licence under Article 53, paragraph (1) or registration under Article 54, paragraph (1) of that Act.
信託業法第二条第六項に規定する外国信託会社
In Article 7-2, paragraph (3), item (ii)(a)(4) and (5), a financial instruments exchange as defined in Article 2, paragraph (16) of the Financial Instruments and Exchange Act: a membership corporation (金融商品会員制法人) or stock company (株式会社) licensed by the Prime Minister under Article 80, paragraph (1) of that Act to open a financial instruments market (金融商品市場).
金融商品取引法（昭和二十三年法律第二十五号）第二条第十六項に規定する金融商品取引所
In Article 79-50, paragraphs (1) and (2), an authorized financial instruments firms association (認可金融商品取引業協会) or a certified financial instruments business association (認定金融商品取引業協会), to which an investor protection fund (基金) may, with the authorization of the Prime Minister and the Minister of Finance, entrust part of its business.
認可金融商品取引業協会又は第七十八条第二項に規定する認定金融商品取引業協会
信託兼営銀行
In Article 16-2, paragraph (1), item (xi), (b) and Article 52-23, paragraph (1), item (x), (b), a bank that carries on trust business (信託業務) with authorization under Article 1, paragraph (1) of the Act on Engagement in Trust Business by Financial Institutions.
兼営法第一条第一項の認可を受けて信託業務を営む銀行
In Chapter IV, short for authorized financial instruments firms association (認可金融商品取引業協会): an association established under Subsection 1 of Section 1 of that Chapter, whose purpose is to make the trading of securities and derivatives transactions, etc. fair and smooth and to contribute to the sound development of financial instruments business and to investor protection.