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In Article 35, paragraphs (4) to (7), a qualified consumer organization (適格消費者団体) that the Prime Minister has designated under paragraph (1), (6) or (7) of that Article to take over a right to demand an injunction (差止請求権) held by another organization.
実施予定返金措置計画
The plan for the refund measures (返金措置) that a person notified under Article 15, paragraph (1) intends to carry out, which it prepares and submits to the Prime Minister for approval by the deadline for submitting its written explanation (弁明書).
In Chapter II, securities offered in a secondary distribution (有価証券の売出し) at a time when disclosure has been made for them as Article 4, paragraph (7) describes, other than distributions with a total offer price under 100 million yen and others a Cabinet Office Order (内閣府令) specifies.
In Section 3 of Chapter V-3, a financial instruments clearing organization (金融商品取引清算機関) that has received the Prime Minister's authorization under Article 156-20-16, paragraph (1) to contract with a collaborating clearing organization, etc. (連携清算機関等) and carry on collaborating financial instruments obligation assumption services (連携金融商品債務引受業務).
基本方針
The basic policy on promoting women's active engagement in professional life (女性の職業生活における活躍) that the government must set under Article 5, following the fundamental principles (基本原則), so as to carry out its measures for that purpose comprehensively and as one.
A corporation filing a blue return that is a designated corporation (指定法人) under Article 26, paragraph (1) of the Comprehensive Special Zones Act.
A company that became a holding company with a bank as its subsidiary company through an event other than the transactions or acts in Article 52-17, paragraph (1); it must notify the Prime Minister within three months after the end of the business year in which the event occurred.
In Article 27-26, share certificates, etc. held, without the aim of making material proposals (重要提案行為等), by financial instruments business operators engaged in type-I financial instruments business or investment management business, banks or other persons a Cabinet Office Order (内閣府令) specifies (except where the holding ratio exceeds the figure that Order sets and in other cases it sets), or held by the State, local governments or other persons that Order specifies — in each case only by holders that have notified the Prime Minister of their record dates.
地方公共団体等
In Articles 106-3, 106-14 and 106-17, a local government (地方公共団体) or another person a Cabinet Order (政令) specifies, which may, with the Prime Minister's authorization, acquire or hold voting rights in an incorporated financial instruments exchange from the holding threshold (保有基準割合) up to 50 percent of all shareholders' voting rights.
A document similar to a semiannual securities report (半期報告書), written in English and disclosed abroad, that a reporting foreign company (報告書提出外国会社) may submit instead of its semiannual securities report where a Cabinet Office Order (内閣府令) allows.
In Chapter 5, Section 4, Subsection 2, Division 6, the financial instruments exchange that survives a merger, or that the merger establishes.
In Article 163, paragraph (1), Article 164 and Article 165-2, the purchase and sale or other transaction by which an officer or major shareholder of a listed company, etc. (上場会社等) makes, on their own account, a purchase, etc. or sale, etc. of that company's regulated securities, etc. (特定有価証券等).
申請者
In Article 52-10, a person that has applied for authorization under Article 52-9, paragraph (1) or the proviso to paragraph (2) of that Article to hold voting rights at or above a bank's major shareholder threshold.
In Article 44, paragraph (4) and Article 45, paragraphs (3), (5), (7) and (8), a bank that is being liquidated.
In Article 61, a specified business under Article 27-3 of the National Strategic Special Zones Act carried on within a National Strategic Special Zone (国家戦略特別区域), including related business outside the zone that a Ministry of Finance Order (財務省令) specifies.
外国会社届出書
The documents listed in Article 5, paragraph (6), including English-language documents disclosed abroad, that a statement-filing foreign company (届出書提出外国会社) may submit instead of a securities registration statement (有価証券届出書) where a Cabinet Office Order (内閣府令) allows, and which are then treated as that statement.
届出書提出外国会社
A foreign company required to submit a securities registration statement (有価証券届出書) under Article 5, paragraph (1).
A driving safety supervisor (安全運転管理者) or deputy driving safety supervisor (副安全運転管理者) appointed by the user of motor vehicles.
In the subsection on special financial instruments business operators, the day a financial instruments business operator gave notice under Article 57-2, paragraph (1) that its total assets had come to exceed the threshold amount a Cabinet Order (政令) sets.
審議会等
The commissions and other bodies listed in Article 9, paragraph (1), the assemblies of local governments (地方公共団体の議会), and bodies a Cabinet Order (政令) specifies as similar to them, whose deliberation another Act (法律) or a Cabinet Order (or, for a disposition based on a local ordinance (条例), the ordinance) may require or allow before a disposition (処分) is made.