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Terms

corporation, etc.

法人等(ほうじんとう)

In Article 65, a corporation (法人), or an organization without legal personality (法人でない団体) of the kind in Article 3-2, paragraph (1), item (i): one a Cabinet Office Order (内閣府令) treats as equivalent to a corporation.

法人及び第三条の二第一項第一号に掲げる法人でない団体

trust company

信託会社(しんたくがいしゃ)

A trust company as defined in Article 2, paragraph (2) of the Trust Business Act (Act No. 154 of 2004), one of the institutions at which money for shares may be paid in.

信託業法(平成十六年法律第百五十四号)第二条第二項に規定する信託会社

due date for deposit

供託期限(きょうたくきげん)

In Article 58-2, the deadline for depositing security for providing funds transfer services (履行保証金): for type I funds transfer services, the last day of the period the funds transfer service provider fixes, within one week of each business day and within the limit a Cabinet Office Order (内閣府令) sets; for type II or type III, the last day of the period the provider fixes for each type, within one week of the base date (基準日) of Article 43, paragraph (1), item (ii) and within the limit that Order sets.

第一種資金移動業にあっては第四十三条第一項第一号に規定する各営業日から一週間以内で内閣府令で定める期間内において資金移動業者が定める期間の末日を、第二種資金移動業又は第三種資金移動業にあ…

dependent services

従属業務(じゅうぞくぎょうむ)

In Article 16-2, paragraph (1), services a Cabinet Office Order (内閣府令) specifies as dependent on the business of a bank or of a company listed in items (ii) to (x) of that paragraph.

銀行又は前項第二号から第十号までに掲げる会社の営む業務に従属する業務として内閣府令で定めるもの

collection of reports, etc.

報告徴収等(ほうこくちょうしゅうとう)

The investigative steps the Prime Minister can take under Article 25, paragraph (1): requiring a report, ordering books, documents or other items to be submitted, an on-site inspection, or questioning.

第二十五条第一項の規定による報告の徴収、帳簿書類その他の物件の提出の命令、立入検査又は質問

electronic or magnetic means

電磁的方法(でんじてきほうほう)

A method that uses an electronic data processing system (電子情報処理組織) or any other information and communications technology.

電子情報処理組織を使用する方法その他の情報通信の技術を利用する方法

information on the issuer

発行者情報(はっこうしゃじょうほう)

Information about an issuer that a Cabinet Office Order (内閣府令) specifies, which an issuer of securities for professional investors, etc. (特定投資家等向け有価証券), or an issuer that has provided or published specified information on securities (特定証券情報), must, unless a Cabinet Office Order excuses it, provide to the holders of those securities or publish at least once each business year or other period a Cabinet Office Order specifies.

同項に規定する発行者情報

handled securities

取扱有価証券(とりあつかいゆうかしょうけん)

In Article 37-2, paragraph (2), item (i), (b), handled securities (取扱有価証券) as Article 67-18, item (iv) of the Financial Instruments and Exchange Act defines them: share certificates, bonds with share options (新株予約権付社債券) and other securities a Cabinet Office Order (内閣府令) specifies, whose solicitation for purchase and sale an authorized association (認可協会) does not forbid in its rules, other than securities listed on a financial instruments exchange, over-the-counter traded securities (店頭売買有価証券) and securities the Prime Minister specifies as restricted in circulation under those rules.

同法第六十七条の十八第四号(認可協会への報告)に規定する取扱有価証券

investment trust deed

投資信託約款(とうししんたくやっかん)

The terms of an investment trust (投資信託約款) under Article 4, paragraph (1) or Article 49, paragraph (1) of the Act on Investment Trusts and Investment Corporations: the terms of the investment trust contract that a financial instruments business operator or a trust company, etc. (信託会社等) must notify to the Prime Minister before concluding it.

投資法人法第四条第一項又は第四十九条第一項に規定する投資信託約款

complaint processing measures

苦情処理措置(くじょうしょりそち)

As used in paragraph (1), item (ii) of Article 51-4, Article 62-16 or Article 63-12, having a person a Cabinet Office Order (内閣府令) specifies as having expert knowledge and experience of consumer affairs, such as consultation on complaints between consumers and businesses, advise or guide the employees who handle users' complaints, or another measure that Order sets as equivalent.

…業者との間に生じた苦情に係る相談その他の消費生活に関する事項について専門的な知識経験を有する者として内閣府令で定める者に行わせること又はこれに準ずるものとして内閣府令で定める措置

dispute resolution measures

紛争解決措置(ふんそうかいけつそち)

As used in paragraph (1), item (ii) of Article 51-4, Article 62-16 or Article 63-12, resolving disputes with users through authorized dispute resolution procedures (認証紛争解決手続), or another measure a Cabinet Office Order (内閣府令) sets as equivalent.

…十二条の十六第五項及び第六十三条の十二第五項において同じ。)により図ること又はこれに準ずるものとして内閣府令で定める措置

company subject to special provisions

特例対象会社(とくれいたいしょうがいしゃ)

In Article 16-4, paragraph (1), a company a Cabinet Office Order (内閣府令) specifies as carrying on business activities that contribute to regional revitalization (not one listed in Article 16-2, paragraph (1), item (xiv), and only where the bank and its subsidiaries other than specified subsidiary companies (特定子会社) together hold no more than the maximum threshold for voting rights in it), and a company with a special relationship a Cabinet Office Order specifies with a company listed in Article 16-2, paragraph (1), items (xii) to (xiv) that is the bank's subsidiary.

地域の活性化に資すると認められる事業活動を行う会社として内閣府令で定める会社(第十六条の二第一項第十四号に掲げる会社に該当しないものであつて、当該銀行又はその特…

financial instruments exchange

金融商品取引所(きんゆうしょうひんとりひきじょ)

In Article 41, paragraph (2), item (ii), (f) and paragraph (5), a financial instruments exchange as defined in Article 2, paragraph (16) of the Financial Instruments and Exchange Act.

金融商品取引法(昭和二十三年法律第二十五号)第二条第十六項(定義)に規定する金融商品取引所

on-exchange transaction services

取引所取引業務(とりひきじょとりひきぎょうむ)

Carrying out on-exchange transactions (取引所取引), as a business, which a foreign securities firm (外国証券業者) may do with the Prime Minister's permission under Article 60, paragraph (1).

同項に規定する取引所取引業務

foreign audit corporation, etc.

外国監査法人等(がいこくかんさほうじんとう)

A foreign audit corporation, etc. as defined in Article 1-3, paragraph (7) of the Certified Public Accountants Act, from which an issuer of certain foreign securities may receive certification found equivalent to audit certification.

公認会計士法第一条の三第七項に規定する外国監査法人等

financial instruments business operator

金融商品取引業者(きんゆうしょうひんとりひきぎょうしゃ)

A financial instruments business operator as provided in Article 2, paragraph (9) of the Financial Instruments and Exchange Act (Act No. 25 of 1948), one of the bodies with which a National Pension Fund (国民年金基金) may conclude contracts for the cost of its pensions and lump-sum payments (Article 128, paragraph (3)).

金融商品取引法(昭和二十三年法律第二十五号)第二条第九項に規定する金融商品取引業者

specialized securities-related services

証券専門関連業務(しょうけんせんもんかんれんぎょうむ)

In Article 16-2, paragraph (1), services a Cabinet Office Order (内閣府令) specifies as incidental or related exclusively to securities-related services (有価証券関連業).

専ら有価証券関連業に付随し、又は関連する業務として内閣府令で定めるもの

specialized insurance-related services

保険専門関連業務(ほけんせんもんかんれんぎょうむ)

In Article 16-2, paragraph (1), services a Cabinet Office Order (内閣府令) specifies as incidental or related exclusively to insurance business.

専ら保険業に付随し、又は関連する業務として内閣府令で定めるもの

sending electronic mail, etc.

電子メールの送信等(でんしめーるのそうしんとう)

In Article 10, paragraph (2), items (iv) and (v), sending email, as defined in the Act on Regulation of Transmission of Specified Electronic Mail, or other telecommunications (電気通信) to a particular recipient, or sending messages, etc. (通信文等) by another information and communications method a Cabinet Office Order (内閣府令) sets, but not phoning or faxing.

次の各号のいずれかに掲げる行為(電話をかけること及び通信文等をファクシミリ装置を用いて送信することを除く。)

specified financial index administrator

特定金融指標算出者(とくていきんゆうしひょうさんしゅつしゃ)

A person carrying on specified financial index administration services (特定金融指標算出業務) whom the Prime Minister has designated under Article 156-85, paragraph (1), on finding that securing the proper performance of that business is necessary for the public interest or investor protection.

第百五十六条の八十五第一項に規定する特定金融指標算出者