Supplementary Provisions
附 則
Supplementary Provisions, Article 1Effective Date
第一条（施行期日）
This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items.
この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
the provisions of Article 68 of the Supplementary Provisions: the date of promulgation;
附則第六十八条の規定 公布の日
Omitted
略
the provisions in Article 1 amending Article 5, paragraphs (2) through (6), Article 21-2, paragraph (1), Article 21-3, and Article 24, paragraph (2) of the Financial Instruments and Exchange Act, deleting Articles 24-4-7 and 24-4-8 of that Act, and amending Article 24-5, paragraphs (1) through (3) and (13), Article 25, paragraphs (1) through (4) and (6), Article 27, Article 27-30-2, Article 27-30-6, paragraph (1), Article 27-30-10, Article 27-32, paragraph (1), Article 27-34, Article 57-2, paragraphs (2) and (5), Article 166, paragraphs (4) and (5), Article 172-3, paragraphs (1) and (2), Article 172-4, paragraph (2), Article 172-12, paragraph (1), Article 178, paragraphs (10) and (11), Article 185-7, paragraphs (4) through (7), (14), (15), and (31), Article 197-2, items (ii), (vi), and (vii), Article 200, items (i), (v), and (vi), and Article 209, items (iii) through (v) of that Act, and the provisions of the following Article through Article 4 of the Supplementary Provisions and of Article 67 of the Supplementary Provisions: April 1, 2024;
第一条中金融商品取引法第五条第二項から第六項まで、第二十一条の二第一項、第二十一条の三及び第二十四条第二項の改正規定、同法第二十四条の四の七及び第二十四条の四の八を削る改正規定並びに同法第二十四条の五第一項から第三項まで及び第十三項、第二十五条第一項から第四項まで及び第六項、第二十七条、第二十七条の三十の二、第二十七条の三十の六第一項、第二十七条の三十の十、第二十七条の三十二第一項、第二十七条の三十四、第五十七条の二第二項及び第五項、第百六十六条第四項及び第五項、第百七十二条の三第一項及び第二項、第百七十二条の四第二項、第百七十二条の十二第一項、第百七十八条第十項及び第十一項、第百八十五条の七第四項から第七項まで、第十四項、第十五項及び第三十一項、第百九十七条の二第二号、第六号及び第七号、第二百条第一号、第五号及び第六号並びに第二百九条第三号から第五号までの改正規定並びに次条から附則第四条まで及び第六十七条の規定 令和六年四月一日
the provisions in Article 1 amending the heading of Article 37-3 of the Financial Instruments and Exchange Act and paragraphs (1) through (3) of that Article, the provisions amending the heading of Article 37-4 of that Act and paragraph (1) of that Article, the provisions deleting paragraph (2) of that Article, the provisions amending Article 37-6, paragraph (1) of that Act, the provisions amending Article 40-2, paragraphs (4) and (5) of that Act, the provisions deleting paragraph (6) of that Article, the provisions amending the heading of Article 42-7 of that Act and paragraph (1) of that Article, the provisions deleting paragraph (2) of that Article, the provisions amending paragraph (3) of that Article, the provisions making that paragraph paragraph (2) of that Article, the provisions amending Article 43-5 of that Act (limited to the part replacing "particulars to be stated in the document to be delivered" with "information that must be provided"), the provisions amending Article 179, paragraph (2) of that Act (limited to the part replacing "of the trial" with "of the first trial proceedings"), the provisions amending paragraph (4) of that Article, the provisions adding one Article after Article 180 of that Act, the provisions amending Article 181, paragraph (3) and Article 182 (including the heading) of that Act, the provisions amending Article 183, paragraph (2) of that Act (excluding the part replacing "stated in the written decision to commence trial proceedings" with "recorded in the record of the decision to commence trial proceedings"), the provisions amending Article 184, paragraph (1), Article 185-3, paragraph (1), Article 198, item (ii)-4, and Article 205, items (xii) and (xiii) of that Act, the provisions adding one item after that item, and the provisions amending Article 208, item (vi) of that Act, the provisions in Article 3 amending Article 143, item (iii) of the Act on the Provision of Financial Services and the Development of the Accessible Environment Thereto, the provisions adding one item after item (v) of that Article, the provisions amending Article 147, item (iv) of that Act, the provisions adding one item after item (v) of that Article, and the provisions amending Article 31, paragraph (2) of that Act, the provisions of Article 4 (excluding the provisions amending Article 2, paragraph (4) of the Act on Engagement in Trust Business by Financial Institutions), Article 5 (excluding the provisions amending Article 92-5-8, paragraph (6) of the Agricultural Co-operatives Act and the amending provisions set forth in item (ii)) and Article 6 (excluding the provisions amending Article 116, paragraph (6) of the Fishery Industry Cooperative Act and the amending provisions set forth in item (ii)), the provisions in Article 7 amending Article 6-5-11, paragraph (1) of the Act on Financial Businesses by Cooperative (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), the provisions amending paragraph (2) of that Article, and the provisions amending Article 10-2-5, items (iv) and (v) of that Act, the provisions of Article 8 (excluding the provisions amending Article 197 of the Act on Investment Trusts and Investment Corporations and the amending provisions set forth in item (ii)), the provisions in Article 9 amending Article 89-2, paragraph (1) of the Shinkin Bank Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), the provisions amending paragraph (2) of that Article, and the provisions amending Article 90-4-5, items (iv) and (v) of that Act, the provisions in Article 10 amending Article 17-2 of the Long Term Credit Bank Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc.") and the provisions amending Article 25-2-4, items (iii) and (iv) of that Act, the provisions in Article 11 amending Article 94-2 of the Labor Bank Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc.") and the provisions amending Article 100-4-5, items (iv) and (v) of that Act, the provisions in Article 12 amending Article 13-4 of the Banking Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), the provisions amending Article 52-2-5 of that Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), the provisions amending Article 52-45-2 of that Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), the provisions amending Article 52-60-17 of that Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), and the provisions amending Article 63-2-5, items (iii) and (iv) of that Act, the provisions in Article 14 amending Article 99, paragraph (8) of the Insurance Business Act, the provisions amending the heading of Article 100-5 of that Act and paragraph (1) of that Article, the provisions deleting paragraph (2) of that Article, the provisions amending paragraph (3) of that Article, the provisions making that paragraph paragraph (2) of that Article, the provisions amending Article 300-2 of that Act (excluding the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc."), and the provisions amending Article 315, items (iv) and (v), Article 316-2, item (ii), Article 317-2, item (viii), and Article 319, items (iv) through (vi) and (xii) of that Act, the provisions of Article 16, the provisions in Article 17 amending Articles 59-3, 59-7 and 95-5, and Article 99-2-5, items (iii) and (iv) of the Norinchukin Bank Act, the provisions of Article 18 (excluding the provisions amending Article 24-2 of the Trust Business Act (limited to the part replacing "duty of good faith to" with "development of a system for protecting the interests of" and "posting" with "posting, etc." and the part adding ", prohibition of purchase and sale, etc. in cases where the provision of information on the status of the business subject to investment is not ensured, prohibition of solicitation, etc. in cases where information on the status of the business subject to investment is not provided" after "prohibition of solicitation, etc.")), and the provisions in Article 19 amending Article 29, Article 56, paragraph (5), and Article 74, items (iii) and (iv) of the Shoko Chukin Bank Limited Act, and the provisions of Articles 9, 18 through 22, Article 23 (excluding paragraph (1)), Articles 24 through 33, and Articles 35, 36 and 57 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation.
第一条中金融商品取引法第三十七条の三の見出し及び同条第一項から第三項までの改正規定、同法第三十七条の四の見出し及び同条第一項の改正規定、同条第二項を削る改正規定、同法第三十七条の六第一項の改正規定、同法第四十条の二第四項及び第五項の改正規定、同条第六項を削る改正規定、同法第四十二条の七の見出し及び同条第一項の改正規定、同条第二項を削る改正規定、同条第三項の改正規定、同項を同条第二項とする改正規定、同法第四十三条の五の改正規定（「交付する書面に記載する事項」を「提供しなければならない情報」に改める部分に限る。）、同法第百七十九条第二項の改正規定（「審判の」を「最初の審判手続の」に改める部分に限る。）、同条第四項の改正規定、同法第百八十条の次に一条を加える改正規定、同法第百八十一条第三項及び第百八十二条（見出しを含む。）の改正規定、同法第百八十三条第二項の改正規定（「審判手続開始決定書に記載され」を「審判手続開始決定記録に記録され」に改める部分を除く。）、同法第百八十四条第一項、第百八十五条の三第一項、第百九十八条第二号の四並びに第二百五条第十二号及び第十三号の改正規定、同号の次に一号を加える改正規定並びに同法第二百八条第六号の改正規定、第三条中金融サービスの提供及び利用環境の整備等に関する法律第百四十三条第三号の改正規定、同条第五号の次に一号を加える改正規定、同法第百四十七条第四号の改正規定、同条第五号の次に一号を加える改正規定及び同法第三十一条第二項の改正規定、第四条（金融機関の信託業務の兼営等に関する法律第二条第四項の改正規定を除く。）、第五条（農業協同組合法第九十二条の五の八第六項の改正規定及び第二号に掲げる改正規定を除く。）及び第六条（水産業協同組合法第百十六条第六項の改正規定及び第二号に掲げる改正規定を除く。）の規定、第七条中協同組合による金融事業に関する法律第六条の五の十一第一項の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同条第二項の改正規定並びに同法第十条の二の五第四号及び第五号の改正規定、第八条（投資信託及び投資法人に関する法律第百九十七条の改正規定及び第二号に掲げる改正規定を除く。）の規定、第九条中信用金庫法第八十九条の二第一項の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同条第二項の改正規定並びに同法第九十条の四の五第四号及び第五号の改正規定、第十条中長期信用銀行法第十七条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第二十五条の二の四第三号及び第四号の改正規定、第十一条中労働金庫法第九十四条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第百条の四の五第四号及び第五号の改正規定、第十二条中銀行法第十三条の四の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同法第五十二条の二の五の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同法第五十二条の四十五の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）、同法第五十二条の六十の十七の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第六十三条の二の五第三号及び第四号の改正規定、第十四条中保険業法第九十九条第八項の改正規定、同法第百条の五の見出し及び同条第一項の改正規定、同条第二項を削る改正規定、同条第三項の改正規定、同項を同条第二項とする改正規定、同法第三百条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。）並びに同法第三百十五条第四号及び第五号、第三百十六条の二第二号、第三百十七条の二第八号並びに第三百十九条第四号から第六号まで及び第十二号の改正規定、第十六条の規定、第十七条中農林中央金庫法第五十九条の三、第五十九条の七、第九十五条の五並びに第九十九条の二の五第三号及び第四号の改正規定、第十八条（信託業法第二十四条の二の改正規定（「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分に限る。）を除く。）の規定並びに第十九条中株式会社商工組合中央金庫法第二十九条、第五十六条第五項並びに第七十四条第三号及び第四号の改正規定並びに附則第九条、第十八条から第二十二条まで、第二十三条（第一項を除く。）、第二十四条から第三十三条まで、第三十五条、第三十六条及び第五十七条の規定 公布の日から起算して一年六月を超えない範囲内において政令で定める日
Supplementary Provisions, Article 67Transitional Measures Concerning Penal Provisions
第六十七条（罰則に関する経過措置）
The provisions then in force continue to govern the application of penal provisions to conduct engaged in before this Act (or, for the provisions set forth in Article 1, items (iii) and (iv) of the Supplementary Provisions, those provisions; the same applies hereinafter in this Article and the following Article) comes into effect and to conduct engaged in after this Act comes into effect in the cases in which prior laws are to continue to govern pursuant to the provisions of these Supplementary Provisions.
Supplementary Provisions, Article 68Delegation to Cabinet Order
第六十八条（政令への委任）
Beyond what is provided for in these Supplementary Provisions, transitional measures necessary for the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order.
この附則に規定するもののほか、この法律の施行に関し必要な経過措置（罰則に関する経過措置を含む。）は、政令で定める。