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Article 63-22-15Application Mutatis Mutandis of the Financial Instruments and Exchange Act, etc.

第六十三条の二十二の十五(金融商品取引法等の準用)

The provisions of , and , , and the main clause of , (excluding and ) and apply mutatis mutandis to an electronic payment instruments and cryptoasset intermediary service provider that carries out business pertaining to electronic payment instruments intermediary acts relating to a specified contract for electronic payment instruments transaction prescribed in Article 62-17, paragraph (1). In this case, the terms or phrases listed in the middle column of the table below in the provisions of listed in the left-hand column of that table are deemed to be replaced with the respective terms or phrases listed in the right-hand column of that table; and any other necessary technical replacement of terms is specified by Cabinet Order:

customeruser
an act that constitutes a financial instruments transactionthe conclusion of a specified contract for electronic payment instruments transaction (meaning the specified contract for electronic payment instruments transaction prescribed in Article 62-17, paragraph (1) of the Payment Services Act; the same applies hereinafter)
intends to concludecarries out intermediation for the conclusion of
to the customerto the user
trade nametrade name and the trade name of its principal electronic payment instruments service provider (meaning the principal electronic payment instruments service provider prescribed in Article 63-22-3, paragraph (1), item (vii), (a) of the Payment Services Act; the same applies in )
customeruser
customeruser
an act that constitutes a financial instruments transaction carried outa specified contract for electronic payment instruments transaction concluded
money rate, the value of currencies, quotations on the financial instruments marketvalue of currencies
and customeruser
to the customerto the user
of the customerof the user
customer attributes"user attributes"
, provisocustomer attributesuser attributes
the customerthe user
customeruser
if a financial instruments transaction contract is cancelled pursuant to the provisions of if damages or other money has been paid to the principal electronic payment instruments service provider in connection with the cancellation, at the request of the user, of a specified contract for electronic payment instruments transaction
an amount in excess of the amount specified by Cabinet Office Order as the amount of fees, remuneration and other consideration to be paid by the customer in relation to the financial instruments transaction contract that corresponds to the period until the cancellation of the financial instruments transaction contract (referred to as "consideration" in ), upon the cancellation of the financial instruments transaction contractpayment
or payment of a penaltypayment of other money, to the person who made the cancellation,
pursuant to the provisions of at the request of the user
customeruser
or solicitation thereofintermediation or solicitation thereof
customeruser
customeruser
an act that constitutes a financial instruments transactionthe conclusion of a specified contract for electronic payment instruments transaction
customeruser
customeruser

、及び、、及び本文、(及びを除く。)並びにの規定は、第六十二条の十七第一項に規定する特定電子決済手段等取引契約に係る電子決済手段仲介行為に係る業務を行う電子決済手段・暗号資産サービス仲介業者について準用する。この場合において、次の表の上欄に掲げるの規定中同表の中欄に掲げる字句は、それぞれ同表の下欄に掲げる字句と読み替えるものとするほか、必要な技術的読替えは、政令で定める。

顧客利用者
金融商品取引行為特定電子決済手段等取引契約(資金決済に関する法律第六十二条の十七第一項に規定する特定電子決済手段等取引契約をいう。以下同じ。)の締結
を締結しようとするの締結の媒介を行う
顧客に利用者に
の商号及びその所属電子決済手段等取引業者(資金決済に関する法律第六十三条の二十二の三第一項第七号イに規定する所属電子決済手段等取引業者をいう。において同じ。)の商号
顧客利用者
顧客利用者
行う金融商品取引行為締結する特定電子決済手段等取引契約
金利、通貨の価格、金融商品市場における相場通貨の価格
及び顧客利用者
顧客に利用者に
顧客の利用者の
顧客属性」利用者属性」
ただし書顧客属性利用者属性
顧客が利用者が
顧客利用者
の規定による金融商品取引契約の解除があつた場合には利用者からの申出による特定電子決済手段等取引契約の解除に伴い所属電子決済手段等取引業者に損害賠償その他の金銭の支払をした場合において
金融商品取引契約の解除までの期間に相当する手数料、報酬その他の当該金融商品取引契約に関して顧客が支払うべき対価(において「対価」という。)の額として内閣府令で定める金額を超えて当該金融商品取引契約の解除支払
又は違約金の支払をその他の金銭の支払を、解除をした者に対し、
の規定による利用者からの申出による
顧客利用者
又はその勧誘の媒介又は勧誘
顧客利用者
顧客利用者
金融商品取引行為特定電子決済手段等取引契約の締結
顧客利用者
顧客利用者

The provisions of Article 63-9-2 and Article 63-9-3 apply mutatis mutandis to an electronic payment instruments and cryptoasset intermediary service provider that carries out cryptoasset intermediary acts. In this case, the phrase "concerning the cryptoasset exchange service" in Article 63-9-2 is deemed to be replaced with "concerning the business pertaining to cryptoasset intermediary acts"; in item (i) of that Article, the phrase "trade name" is deemed to be replaced with "trade name, other name or name"; in Article 63-9-3, item (i), the phrase "when concluding a contract for engaging in" is deemed to be replaced with "when intermediating the conclusion of a contract for engaging in", the phrase "user of cryptoasset exchange service" is deemed to be replaced with "user of business pertaining to cryptoasset intermediary acts", the phrase "any acts set forth in the items of Article 2, paragraph (15)" is deemed to be replaced with "any acts set forth in the items of Article 2, paragraph (15) that the principal cryptoasset exchange service provider (meaning the principal cryptoasset exchange service provider prescribed in Article 63-22-3, paragraph (1), item (vii), (b); the same applies hereinafter in this item) carries out", and the phrase "conclusion, etc. of a cryptoasset exchange contract" is deemed to be replaced with "intermediation, etc. of the conclusion of a cryptoasset exchange contract"; in item (ii) of that Article, the phrase "concerning the cryptoasset exchange service" is deemed to be replaced with "concerning the business pertaining to cryptoasset intermediary acts"; in item (iii) of that Article, the phrase "concluding a cryptoasset exchange contract, etc." is deemed to be replaced with "intermediating the conclusion of a cryptoasset exchange contract, etc." and the phrase "concerning the cryptoasset exchange service" is deemed to be replaced with "concerning the business pertaining to cryptoasset intermediary acts"; and in item (iv) of that Article, the phrase "cryptoasset exchange services" is deemed to be replaced with "business pertaining to cryptoasset intermediary acts".

第六十三条の九の二及び第六十三条の九の三の規定は、暗号資産仲介行為を行う電子決済手段・暗号資産サービス仲介業者について準用する。この場合において、第六十三条の九の二中「暗号資産交換業に」とあるのは「暗号資産仲介行為に係る業務に」と、同条第一号中「商号」とあるのは「商号、名称又は氏名」と、第六十三条の九の三第一号中「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と、「第二条第十五項各号に掲げる行為」とあるのは「所属暗号資産交換業者(第六十三条の二十二の三第一項第七号ロに規定する所属暗号資産交換業者をいう。以下この号において同じ。)との間の当該所属暗号資産交換業者が第二条第十五項各号に掲げる行為」と、「又はその勧誘」とあるのは「の媒介又は勧誘」と、「暗号資産交換契約の締結等」とあるのは「暗号資産交換契約の締結の媒介等」と、同条第二号中「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と、同条第三号中「暗号資産交換契約の締結等」とあるのは「暗号資産交換契約の締結の媒介等」と、「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と、同条第四号中「暗号資産交換業」とあるのは「暗号資産仲介行為に係る業務」と読み替えるものとする。

Section 3 Supervision

第三節 監督

Article 63-22-16Books and Documents

第六十三条の二十二の十六(帳簿書類)

Pursuant to the provisions of Cabinet Office Order, an electronic payment instruments and cryptoasset intermediary service provider must prepare and preserve the books and documents on its electronic payment instruments and cryptoasset intermediary services.

電子決済手段・暗号資産サービス仲介業者は、内閣府令で定めるところにより、その電子決済手段・暗号資産サービス仲介業に関する帳簿書類を作成し、これを保存しなければならない。

Article 63-22-17Written Reports

第六十三条の二十二の十七(報告書)

Pursuant to the provisions of Cabinet Office Order, an electronic payment instruments and cryptoasset intermediary service provider must prepare a written report on its electronic payment instruments and cryptoasset intermediary services for each business year and submit it to the Prime Minister.

電子決済手段・暗号資産サービス仲介業者は、事業年度ごとに、内閣府令で定めるところにより、電子決済手段・暗号資産サービス仲介業に関する報告書を作成し、内閣総理大臣に提出しなければならない。

Article 63-22-18On-Site Inspections

第六十三条の二十二の十八(立入検査等)

When the Prime Minister finds it necessary for the provision of the electronic payment instruments and cryptoasset intermediary services in a proper and steady manner, the Minister may order an electronic payment instruments and cryptoasset intermediary service provider to submit reports or materials that can be used as reference for its business or property, or have officials enter the business office, office or other facility of that electronic payment instruments and cryptoasset intermediary service provider, ask questions about the status of its business or property or inspect its books and documents or other items.

内閣総理大臣は、電子決済手段・暗号資産サービス仲介業の適正かつ確実な遂行のために必要があると認めるときは、電子決済手段・暗号資産サービス仲介業者に対し当該電子決済手段・暗号資産サービス仲介業者の業務若しくは財産に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該電子決済手段・暗号資産サービス仲介業者の営業所、事務所その他の施設に立ち入らせ、その業務若しくは財産の状況に関して質問させ、若しくは帳簿書類その他の物件を検査させることができる。

When the Prime Minister finds it particularly necessary for the provision of the electronic payment instruments and cryptoasset intermediary services in a proper and steady manner, to the extent necessary for this, the Minister may order a person to whom business has been entrusted by the electronic payment instruments and cryptoasset intermediary service provider (including persons to whom the business has been entrusted by the entrusted person (including those under multi-tier entrustment arrangements); hereinafter the same applies in this Article) to submit reports or materials that can be used as reference for the status of the business or property of the electronic payment instruments and cryptoasset intermediary service provider, or have officials enter the facility of the person to whom business has been entrusted by the electronic payment instruments and cryptoasset intermediary service provider, ask questions about the status of the business or property of the electronic payment instruments and cryptoasset intermediary service provider or inspect its books and documents or other items.

内閣総理大臣は、電子決済手段・暗号資産サービス仲介業の適正かつ確実な遂行のため特に必要があると認めるときは、その必要の限度において、当該電子決済手段・暗号資産サービス仲介業者から業務の委託を受けた者(その者から委託(二以上の段階にわたる委託を含む。)を受けた者を含む。以下この条において同じ。)に対し当該電子決済手段・暗号資産サービス仲介業者の業務若しくは財産の状況に関し参考となるべき報告若しくは資料の提出を命じ、又は当該職員に当該電子決済手段・暗号資産サービス仲介業者から業務の委託を受けた者の施設に立ち入らせ、当該電子決済手段・暗号資産サービス仲介業者の業務若しくは財産の状況に関して質問させ、若しくは帳簿書類その他の物件を検査させることができる。

A person to whom business has been entrusted by an electronic payment instruments and cryptoasset intermediary service provider referred to in the preceding paragraph may refuse the submission of reports or materials, or the questions or inspection under the provisions of that paragraph if there are reasonable grounds for doing so.

前項の電子決済手段・暗号資産サービス仲介業者から業務の委託を受けた者は、正当な理由があるときは、同項の規定による報告若しくは資料の提出又は質問若しくは検査を拒むことができる。

Article 63-22-19Order to Improve Business Operations

第六十三条の二十二の十九(業務改善命令)

When the Prime Minister finds it necessary for the provision of the electronic payment instruments and cryptoasset intermediary services in a proper and steady manner, to the extent necessary for this, the Minister may order an electronic payment instruments and cryptoasset intermediary service provider to take necessary measures to improve the operation of its business or its financial status or other measures necessary for the purpose of supervision.

内閣総理大臣は、電子決済手段・暗号資産サービス仲介業の適正かつ確実な遂行のために必要があると認めるときは、その必要の限度において、電子決済手段・暗号資産サービス仲介業者に対し、業務の運営又は財産の状況の改善に必要な措置その他監督上必要な措置をとるべきことを命ずることができる。

Article 63-22-20Revocation of Registration

第六十三条の二十二の二十(登録の取消し等)

If an electronic payment instruments and cryptoasset intermediary service provider falls under any of the following items, the Prime Minister may revoke its registration referred to in Article 63-22-2 or order the electronic payment instruments and cryptoasset intermediary service provider to suspend all or part of its electronic payment instruments and cryptoasset intermediary services, specifying a period of suspension not exceeding six months:

内閣総理大臣は、電子決済手段・暗号資産サービス仲介業者が次の各号のいずれかに該当するときは、第六十三条の二十二の二の登録を取り消し、又は六月以内の期間を定めて電子決済手段・暗号資産サービス仲介業の全部若しくは一部の停止を命ずることができる。

the electronic payment instruments and cryptoasset intermediary service provider has come to fall under any of the items of Article 63-22-5, paragraph (1);

第六十三条の二十二の五第一項各号のいずれかに該当することとなったとき。

when the registration referred to in Article 63-22-2 or the change referred to in Article 63-22-6, paragraph (1) has been registered through wrongful means; or

不正の手段により第六十三条の二十二の二の登録又は第六十三条の二十二の六第一項の変更登録を受けたとき。

when it violates this Act or an order under this Act, or a disposition based on this Act or an order.

この法律若しくはこの法律に基づく命令又はこれらに基づく処分に違反したとき。

If the Prime Minister is unable to ascertain the location of a business office or office of an electronic payment instruments and cryptoasset intermediary service provider, or the whereabouts of an electronic payment instruments and cryptoasset intermediary service provider (in the case of a corporation, the whereabouts of the officer representing the corporation (in the case of a foreign corporation, the representative person in Japan)), the Prime Minister may, pursuant to the provisions of Cabinet Office Order, issue a public notice of that fact and, if no application is made by the electronic payment instruments and cryptoasset intermediary service provider after 30 days have passed since the day of the public notice, revoke the registration of that electronic payment instruments and cryptoasset intermediary service provider under Article 63-22-2.

内閣総理大臣は、電子決済手段・暗号資産サービス仲介業者の営業所若しくは事務所の所在地を確知できないとき、又は電子決済手段・暗号資産サービス仲介業者の所在(法人である場合にあっては、その法人を代表する役員(外国法人にあっては、国内における代表者)の所在)を確知できないときは、内閣府令で定めるところにより、その事実を公告し、その公告の日から三十日を経過しても当該電子決済手段・暗号資産サービス仲介業者から申出がないときは、当該電子決済手段・暗号資産サービス仲介業者の第六十三条の二十二の二の登録を取り消すことができる。

The provisions of Chapter III of the Administrative Procedure Act do not apply to a disposition under the preceding paragraph.

前項の規定による処分については、行政手続法第三章の規定は、適用しない。

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