A defined contribution pension operational management institution must not conduct the following acts:
確定拠出年金運営管理機関は、次に掲げる行為をしてはならない。
an act of promising the counterparty, when concluding an operational management contract, to bear all or part of losses incurred by a participant or instructor, when concluding the contract;
an act of promising the counterparty, when concluding an operational management contract, to provide special benefits to a participant or instructor or the counterparty;
an act of providing or having a third party provide economic benefits to a participant or instructor, or a third party in order to compensate for all or part of losses incurred by the participant or instructor in relation to investment-related services or to add to the benefits of the participant or instructor arising in relation to the services (excluding the case of compensating for all or part of losses incurred due to grounds attributable to the institution);
an act of, when soliciting an operational management contract or in order to prevent cancelation of the contract, intentionally failing to disclose facts or disclosing false facts with regard to a particular concerning operational management services that is specified by Cabinet Order as a material particular that would affect the determinations of the counterparty to the operational management contract;
an act of presenting a specific investment method to a participant or instructor for the purpose of seeking the institution's own benefit or the benefit of a third party other than the participants or instructors;
自己又は加入者等以外の第三者の利益を図る目的をもって、特定の運用の方法を加入者等に対し提示すること。
an act of recommending a participant or instructor to give instructions or not to give instructions with regard to a specific investment method from among the methods that were presented (excluding the case of conducting such act by indicating that the defined contribution pension operational management institution conducts such act as the financial instruments business operator prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act (Act No. 25 of 1948) or a person that conducts a business other than the defined contribution pension operational management business); and
加入者等に対して、提示した運用の方法のうち特定のものについて指図を行うこと、又は指図を行わないことを勧めること（当該確定拠出年金運営管理機関が金融商品取引法（昭和二十三年法律第二十五号）第二条第九項に規定する金融商品取引業者その他確定拠出年金運営管理業以外の事業を営む者として行うことを明示して行う場合を除く。）。
beyond what is set forth in the preceding items, the acts specified by order of the competent ministry as acts that fail to protect participants or instructors or that are likely to harm the fairness of the defined contribution pension operational management business or cause a loss of confidence in the defined contribution pension operational management business.
前各号に掲げるもののほか、加入者等の保護に欠け、若しくは確定拠出年金運営管理業の公正を害し、又は確定拠出年金運営管理業の信用を失墜させるおそれのあるものとして主務省令で定める行為
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