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Financial Instruments and Exchange Act

金融商品取引法(きんゆうしょうひんとりひきほう)

Supplementary Provisions

The law as Act Partially Amending the Financial Instruments and Exchange Act and the Payment Services Act (Act No. 64 of 2026) leaves it, with the words it changes marked.

The main text is read a page at a time: a chapter to a page, and a long chapter in runs of articles. The whole main text, and the supplementary provisions and appended tables this amendment changes. Those it leaves untouched are on the page for the text in force.

Supplementary Provisions

Supplementary Provisions, Article 3-3第三条の三

Special Provisions on Specially Permitted Services for the Transitional Period(移行期間特例業務に関する特例)
2 changes in this article
Supplementary Provisions, Article 3-3, paragraph (3)(移行期間特例業務に関する特例)

Notwithstanding the provisions of paragraph (1), a person that falls under any of the following items must not perform specially permitted services for the transitional period:

第一項の規定にかかわらず、次の各号のいずれかに該当する者は、移行期間特例業務を行つてはならない。

Supplementary Provisions, Article 3-3, paragraph (3), item (ii)(移行期間特例業務に関する特例)

if the person is a corporation, a person that falls under any of the following sub-items:

法人である場合においては、次のいずれかに該当する者

Supplementary Provisions, Article 3-3, paragraph (3), item (ii), (e)(移行期間特例業務に関する特例)(Special Provisions on Specially Permitted Services for the Transitional Period)Changed

a person that has a person falling under Article 29-4, paragraph (1), item (v), (dc) 1. or 2. among their major shareholders that is an individual (meaning the major shareholders prescribed in paragraph (2) of that Article; if the corporation is a subsidiary company of a holding company (meaning the subsidiary company prescribed in paragraph (4) of that Article; the same applies in paragraph (7)), including the major shareholders of the holding company; the same applies in (f)); or

個人である主要株主(第二十九条の四第二項に規定する主要株主をいい、当該法人が持株会社の子会社(同条第四項に規定する子会社をいう。第七項において同じ。)であるときは、当該持株会社の主要株主を含む。ヘにおいて同じ。)のうちに同条第一項第五号ニハ(1)又は(2)に該当する者のある者

Supplementary Provisions, Article 3-3, paragraph (3), item (ii), (f)(移行期間特例業務に関する特例)(Special Provisions on Specially Permitted Services for the Transitional Period)Changed

a person that has a person falling under one of Article 29-4, paragraph (1), item (v), (ed) 1. through 3. among their major shareholders that are corporations; or

法人である主要株主のうちに第二十九条の四第一項第五号ホニ(1)から(3)までのいずれかに該当する者のある者

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