A decision ordering the payment of an administrative monetary penalty to the national treasury pursuant to Article 172-3, paragraph (2), Article 172-4, paragraph (2) or Article 172-12, paragraph (1) of the item (iii) Old Financial Instruments and Exchange Act (limited to one pertaining to a violation relating to a quarterly securities report, and including a decision pursuant to Article 185-7, paragraphs (4) through (7) and (14) through (16) of the item (iii) Old Financial Instruments and Exchange Act) is deemed to be an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the Financial Instruments and Exchange Act, and a decision clarifying that the case falls under the proviso to Article 185-7, paragraph (5) or the proviso to Article 185-7, paragraph (7) of the item (iii) Old Financial Instruments and Exchange Act (limited to one pertaining to a violation relating to a quarterly securities report) is deemed to be a decision prescribed in Article 185-7, paragraph (2028) of the Financial Instruments and Exchange Act, and the provisions of paragraph (1725) of that Article apply.
第三号旧金融商品取引法第百七十二条の三第二項、第百七十二条の四第二項又は第百七十二条の十二第一項の規定による課徴金を国庫に納付することを命ずる旨の決定(四半期報告書に関する違反行為に係るものに限り、第三号旧金融商品取引法第百八十五条の七第四項から第七項まで及び第十四項から第十六項までの規定による決定を含む。)は、金融商品取引法第百八十五条の十五第一項に規定する課徴金納付命令とみなし、第三号旧金融商品取引法第百八十五条の七第五項ただし書又は第七項ただし書に該当する旨を明らかにする決定(四半期報告書に関する違反行為に係るものに限る。)は、金融商品取引法第百八十五条の七第二十八項に規定する決定とみなして、同条第十七二十五項の規定を適用する。