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Supplementary Provisions

附 則

Supplementary Provisions, Article 1Effective Date

第一条(施行期日)

This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items.

この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。

the provisions of Article 68 of the Supplementary Provisions: the date of promulgation;

附則第六十八条の規定 公布の日

the provisions in amending , , , , , and , , , , , , , , , , , , , , and and amending and , the provisions of , the provisions in amending , , and , the provisions in amending , , and , the provisions in amending , , and , the provisions in amending , , and , the provisions in amending , , and , the provisions in amending and , the provisions in amending , , and , the provisions in amending , , , and , the provisions in amending , , , , , , and , the provisions in amending , the provisions in amending , , , and and the provisions in amending , , and , and the provisions of , , , , and of the Supplementary Provisions, the provisions in of the Supplementary Provisions amending , , and the provisions of , , , , , and of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding three months from the date of promulgation;

中、、、、及び、、、、、、、、、、、、、並びにの改正規定並びに及びの改正規定、の規定、中、及びの改正規定、中、及びの改正規定、中、及びの改正規定、中、及びの改正規定、中、及びの改正規定、中及びの改正規定、中、及びの改正規定、中、、及びの改正規定、中、、、、、及びの改正規定、中の改正規定、中、、及びの改正規定並びに中、及びの改正規定並びに、、、及びの規定、中の改正規定並びに、、、、及びの規定 公布の日から起算して三月を超えない範囲内において政令で定める日

the provisions in amending , , , and , deleting and , and amending and , and , , , , , , , and , and , and , , , and , , , , and , , , and , , , and , and , and the provisions of of the Supplementary Provisions and of Article 67 of the Supplementary Provisions: April 1, 2024;

中、、及びの改正規定、及びを削る改正規定並びに及び、及び、、、、、、、及び、及び、及び、、、及び、、、及び、、及び、、及び並びにの改正規定並びに及び第六十七条の規定 令和六年四月一日

the provisions in amending the heading of and , the provisions amending the heading of and , the provisions deleting , the provisions amending , the provisions amending and , the provisions deleting , the provisions amending the heading of and , the provisions deleting , the provisions amending , the provisions making , the provisions amending (limited to the part replacing "matters to be stated in a document to be delivered" with "information that must be provided"), the provisions amending (limited to the part replacing "of the hearing" with "of the first hearing procedure"), the provisions amending , the provisions adding one Article after , the provisions amending and , the provisions amending (excluding the part replacing "recorded in the written decision to commence hearing procedures" with "recorded in the record of the decision to commence hearing procedures"), the provisions amending , , , and and , the provisions adding one item after , and the provisions amending , the provisions in amending , the provisions adding one item after , the provisions amending , the provisions adding one item after , and the provisions amending , the provisions of (excluding the provisions amending ), (excluding the provisions amending and the amending provisions set forth in item (ii)), and (excluding the provisions amending and the amending provisions set forth in item (ii)), the provisions in amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), the provisions amending , and the provisions amending and , the provisions of (excluding the provisions amending and the amending provisions set forth in item (ii)), the provisions in amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), the provisions amending , and the provisions amending and , the provisions in amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc.") and the provisions amending and , the provisions in amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc.") and the provisions amending and , the provisions in amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), the provisions amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), the provisions amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), the provisions amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), and the provisions amending and , the provisions in amending , the provisions amending the heading of and , the provisions deleting , the provisions amending , the provisions making , the provisions amending (excluding the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc."), and the provisions amending and , , , and and , the provisions of , the provisions in amending , , , and and , the provisions of (excluding the provisions amending (limited to the part replacing "duty of sincerity to" with "development of systems to protect the interests of" and "posting signs" with "posting signs, etc." and the part adding ", prohibition on sale and purchase, etc. in the case where the provision of information on the status of the investment target business is not ensured, and prohibition on solicitation, etc. in the case where information on the status of the investment target business is not provided" after "prohibition on solicitation, etc.")), and the provisions in amending , , and and , and the provisions of , , (excluding ), , , , and of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation.

中の見出し及びの改正規定、の見出し及びの改正規定、を削る改正規定、の改正規定、及びの改正規定、を削る改正規定、の見出し及びの改正規定、を削る改正規定、の改正規定、をとする改正規定、の改正規定(「交付する書面に記載する事項」を「提供しなければならない情報」に改める部分に限る。)、の改正規定(「審判の」を「最初の審判手続の」に改める部分に限る。)、の改正規定、の次に一条を加える改正規定、及び(見出しを含む。)の改正規定、の改正規定(「審判手続開始決定書に記載され」を「審判手続開始決定記録に記録され」に改める部分を除く。)、、、並びに及びの改正規定、の次に一号を加える改正規定並びにの改正規定、中の改正規定、の次に一号を加える改正規定、の改正規定、の次に一号を加える改正規定及びの改正規定、(の改正規定を除く。)、(の改正規定及び第二号に掲げる改正規定を除く。)及び(の改正規定及び第二号に掲げる改正規定を除く。)の規定、中の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)、の改正規定並びに及びの改正規定、(の改正規定及び第二号に掲げる改正規定を除く。)の規定、中の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)、の改正規定並びに及びの改正規定、中の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)並びに及びの改正規定、中の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)並びに及びの改正規定、中の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)、の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)、の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)、の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)並びに及びの改正規定、中の改正規定、の見出し及びの改正規定、を削る改正規定、の改正規定、をとする改正規定、の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分を除く。)並びに及び、、並びに及びの改正規定、の規定、中、、並びに及びの改正規定、(の改正規定(「に対する誠実義務」を「の利益の保護のための体制整備」に、「掲示」を「掲示等」に改める部分及び「募集等の禁止」の下に「、出資対象事業の状況に係る情報の提供が確保されていない場合の売買等の禁止、出資対象事業の状況に係る情報が提供されていない場合の募集等の禁止」を加える部分に限る。)を除く。)の規定並びに中、並びに及びの改正規定並びに、、(を除く。)、、、及びの規定 公布の日から起算して一年六月を超えない範囲内において政令で定める日

Supplementary Provisions, Article 27Transitional Measures upon Partial Amendment of the Banking Act

第二十七条(銀行法の一部改正に伴う経過措置)

The provisions of of the item (iv) new Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 13-4 of the Banking Act as amended by the provisions of (limited to the amending provisions set forth in Article 1, item (iv) of the Supplementary Provisions; the same applies hereinafter in this paragraph) (hereinafter referred to as the "item (iv) new Banking Act" in this Article) apply to cases where, on or after the item (iv) effective date, a contract for specified deposit, etc. referred to in is concluded or any other time specified by Cabinet Office Order arrives, and the provisions then in force continue to govern cases where, before the item (iv) effective date, a contract for specified deposit, etc. referred to in of the item (iv) former Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to prior to amendment by the provisions of (hereinafter referred to as the "item (iv) former Banking Act" in this Article) was concluded or any other time specified by Cabinet Office Order arrived.

の規定(附則第一条第四号に掲げる改正規定に限る。以下この項において同じ。)による改正後の銀行法(以下この条において「第四号新銀行法」という。)第十三条の四において読み替えて準用するの規定は、第四号施行日以後にの特定預金等契約が成立したときその他内閣府令で定めるときが到来する場合について適用し、第四号施行日前にの規定による改正前の銀行法(以下この条において「第四号旧銀行法」という。)において読み替えて準用するの特定預金等契約が成立したときその他内閣府令で定めるときが到来した場合については、なお従前の例による。

The provisions of of the new Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 13-4 of the item (iv) new Banking Act apply to the cancellation of a contract for specified deposit, etc. prescribed in that is concluded on or after the item (iv) effective date, and the provisions then in force continue to govern the cancellation of a contract for specified deposit, etc. prescribed in of the former Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 13-4 of the former Banking Act that was concluded before the item (iv) effective date.

第四号新銀行法第十三条の四において読み替えて準用するの規定は、第四号施行日以後に成立するに規定する特定預金等契約の解除について適用し、第四号施行日前に成立したにおいて読み替えて準用するに規定する特定預金等契約の解除については、なお従前の例による。

The provisions of of the new Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 52-2-5 of the item (iv) new Banking Act apply to cases where, on or after the item (iv) effective date, a contract for specified deposit, etc. referred to in is concluded or any other time specified by Cabinet Office Order arrives, and the provisions then in force continue to govern cases where, before the item (iv) effective date, a contract for specified deposit, etc. referred to in of the former Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 52-2-5 of the former Banking Act was concluded or any other time specified by Cabinet Office Order arrived.

第四号新銀行法第五十二条の二の五において読み替えて準用するの規定は、第四号施行日以後にの特定預金等契約が成立したときその他内閣府令で定めるときが到来する場合について適用し、第四号施行日前ににおいて読み替えて準用するの特定預金等契約が成立したときその他内閣府令で定めるときが到来した場合については、なお従前の例による。

The provisions of of the new Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 52-45-2 of the item (iv) new Banking Act apply to cases where, on or after the item (iv) effective date, a contract for specified deposit, etc. referred to in is concluded or any other time specified by Cabinet Office Order arrives, and the provisions then in force continue to govern cases where, before the item (iv) effective date, a contract for specified deposit, etc. referred to in of the former Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 52-45-2 of the former Banking Act was concluded or any other time specified by Cabinet Office Order arrived.

第四号新銀行法第五十二条の四十五の二において読み替えて準用するの規定は、第四号施行日以後にの特定預金等契約が成立したときその他内閣府令で定めるときが到来する場合について適用し、第四号施行日前ににおいて読み替えて準用するの特定預金等契約が成立したときその他内閣府令で定めるときが到来した場合については、なお従前の例による。

The provisions of of the new Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 52-60-17 of the item (iv) new Banking Act apply to cases where, on or after the item (iv) effective date, a contract for specified deposit, etc. referred to in is concluded or any other time specified by Cabinet Office Order arrives, and the provisions then in force continue to govern cases where, before the item (iv) effective date, a contract for specified deposit, etc. referred to in of the former Financial Instruments and Exchange Act as applied mutatis mutandis with the terms replaced pursuant to Article 52-60-17 of the former Banking Act was concluded or any other time specified by Cabinet Office Order arrived.

第四号新銀行法第五十二条の六十の十七において読み替えて準用するの規定は、第四号施行日以後にの特定預金等契約が成立したときその他内閣府令で定めるときが到来する場合について適用し、第四号施行日前ににおいて読み替えて準用するの特定預金等契約が成立したときその他内閣府令で定めるときが到来した場合については、なお従前の例による。

Supplementary Provisions, Article 67Transitional Measures Concerning Penal Provisions

第六十七条(罰則に関する経過措置)

The provisions then in force continue to govern the application of penal provisions to acts committed before this Act (or, for the provisions set forth in Article 1, items (iii) and (iv) of the Supplementary Provisions, those provisions; the same applies hereinafter in this Article and the following Article) comes into effect and to acts committed after this Act comes into effect in the cases where, pursuant to the provisions of these Supplementary Provisions, the provisions then in force are to continue to govern.

この法律(附則第一条第三号及び第四号に掲げる規定にあっては、当該規定。以下この条及び次条において同じ。)の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。

Supplementary Provisions, Article 68Delegation to Cabinet Order

第六十八条(政令への委任)

Beyond what is provided for in these Supplementary Provisions, transitional measures necessary for the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order.

この附則に規定するもののほか、この法律の施行に関し必要な経過措置(罰則に関する経過措置を含む。)は、政令で定める。

Supplementary Provisions, Article 69Review

第六十九条(検討)

The government is to, with a target of five years after this Act comes into effect, taking into account the implementation status, etc. of each of the laws as amended by this Act (hereinafter referred to as "each amended law" in this Article), when it finds it necessary, review the provisions of each amended law and take the required measures based on the results of that review.

政府は、この法律の施行後五年を目途として、この法律による改正後のそれぞれの法律(以下この条において「改正後の各法律」という。)の施行の状況等を勘案し、必要があると認めるときは、改正後の各法律の規定について検討を加え、その結果に基づいて所要の措置を講ずるものとする。

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