If a financial instruments membership corporation relocates its principal office to the jurisdictional district of any other registry office, it must register the relocation in connection with its former location, and register the particulars set forth in the items of Article 89-2, paragraph (2) in connection with its new location, within two weeks.
If there is a change in the particulars set forth in the items of Article 89-2, paragraph (2), a financial instruments membership corporation must register the change at the locality of its principal office within two weeks.
A document certifying a change in a particular set forth in the items of Article 89-2, paragraph (2) must be attached to a written application to register a change in that particular.
第八十九条の六
(職務執行停止の仮処分等の登記)Registration of a Provisional Disposition Suspending Execution of Duties
If an order for a provisional disposition is issued suspending the president of a financial instruments membership corporation or a board member that represents the corporation from discharging their duties or appointing a person to act in their place in performing those duties, or if a decision is reached that changes or rescinds the order of provisional disposition, the financial instruments membership corporation must register this in the locality of its principal office.
The legal affairs bureau or district legal affairs bureau or the branch office or sub-branch office of that bureau (hereinafter simply referred to as the "registry office") that has jurisdiction over the locality of a financial instruments membership corporation's office is the competent registry office for the registration of the financial instruments membership corporation.
第二項
登記所に、金融商品会員制法人登記簿を備える。
A register of financial instruments membership corporations is kept at the registry office.
第八十九条の八
(設立の登記の申請)Application for a Registration of Incorporation
第一項
金融商品会員制法人の設立の登記は、金融商品会員制法人を代表すべき者の申請によつてする。
A registration of incorporation is made for a financial instruments membership corporation at the application of the person that is to represent the financial instruments membership corporation.
The articles of incorporation and documents evidencing the payment of the contribution and qualifications of the person with the authority of representation must accompany the financial instruments membership corporation's written application for a registration of incorporation.
第九十条
(商業登記法の準用)Application, Mutatis Mutandis of the Commercial Registration Act
The provisions of Articles 2 through 5; Articles 7 through 15; Articles 17 through 19-3; Articles 21 through 23-2; Article 24 (excluding items (xiv) and (xv)); Articles 25 through 27; Article 47, paragraph (1); Articles 51 through 53; Articles 132 through 137; and Articles 139 through 148 of the Commercial Registration Act (Act No. 125 of 1963) apply mutatis mutandis to the registration involving a financial instruments membership corporation. In such a case, in Article 17, paragraph (2), item (i) of that Act, the phrase "trade name and the head office" is deemed to be replaced with "name and the principal office"; in Article 25, paragraph (3), Article 51, paragraph (1) and Article 53 of that Act, the term "head office" is deemed to be replaced with "principal office"; in Article 146-2 of that Act, the phrase "Commercial Registration Act (..." is deemed to be replaced with "Commercial Registration Act as applied mutatis mutandis pursuant to Article 90 of the Financial Instruments and Exchange Act (Act No. 25 of 1948) (...", and the phrase "Article 145 of the Commercial Registration Act" is deemed to be replaced with "Article 145 of the Commercial Registration Act as applied mutatis mutandis pursuant to Article 90 of the Financial Instruments and Exchange Act"; and any other necessary technical replacement of terms is specified by Cabinet Order.
第三目 会員
第九十一条
(会員の資格)Eligibility for Membership
第一項
金融商品会員制法人の会員は、金融商品取引業者等に限る。
Membership in a financial instruments membership corporation is limited to financial instruments business operators, etc.
第九十二条
(出資及び責任)Contribution and Liability
第一項
会員は、定款の定めるところにより、出資をしなければならない。
A member must make a contribution pursuant to the provisions of the articles of incorporation.
Beyond a member's liability to a financial instruments membership corporation being limited to the expenses prescribed in its articles of incorporation and the burden of any damage that member has caused the financial instruments membership corporation, a member's liability to a financial instruments membership corporation is limited to the amount of its contribution.
A member may transfer its equity only if, pursuant to the provisions of the articles of incorporation, that member seeks to withdraw its membership with the approval of the financial instruments membership corporation.
第九十四条
(任意脱退)Voluntary Withdrawal
第一項
会員は、定款の定めるところにより、金融商品会員制法人の承認を受けて脱退することができる。
A member may withdraw its membership with the approval of the financial instruments membership corporation, pursuant to the provisions of the articles of incorporation.
第九十五条
(法定脱退)Statutory Withdrawal
第一項
前条の場合のほか、会員は、次に掲げる事由によつて脱退する。
In addition to the case referred to in the preceding Article, the membership of a member is withdrawn for the following reasons:
一
金融商品取引業者等に該当しないこととなること。
the member comes to no longer fall under the category of a financial instruments business operator, etc.;
If a member withdraws its membership, the financial instruments membership corporation must refund the member's equity, pursuant to the provisions of the articles of corporation.
第四目 管理
第九十七条
(業務の制限)Restriction on Business
第一項
金融商品会員制法人は、営利の目的をもつて業務を行つてはならない。
A financial instruments membership corporation must not conduct business for profit.
第九十八条
(役員の選任等)Appointment of Officers
第一項
金融商品会員制法人に、役員として、理事長一人、理事二人以上及び監事二人以上を置く。
A financial instruments membership corporation has one president, two or more board members, and two or more inspectors as its officers.
The members elect the board members and inspectors, with the exception of the board members appointed pursuant to the following paragraph, pursuant to the provisions of the articles of incorporation, and the board members (other than board members appointed pursuant to that paragraph) elect the president pursuant to the provisions of the articles of incorporation.
If there are special provisions in the articles of incorporation, the president appoints the number of board members specified by the articles of incorporation, with the consent of a majority of the board members.
第四項
次の各号のいずれかに該当する者は、役員となることができない。
A person that falls under any of the following may not become an officer.
一
心身の故障のため職務を適正に執行することができない者として内閣府令で定める者
a person specified by Cabinet Office Order as being unable to properly perform their duties due to a mental or physical disorder; or
二
第二十九条の四第一項第二号ロからリまで又は会社法第三百三十一条第一項第三号のいずれかに該当する者
a person falling under any of Article 29-4, paragraph (1), item (ii), (b) through (i) or Article 331, paragraph (1), item (iii) of the Companies Act.
第五項
役員が前項に規定する者に該当することとなつたときは、その職を失う。
An officer loses the position of officer upon coming to fall under a person provided for in the preceding paragraph.
第九十九条
(役員の職務)Duties of the Officers
第一項
理事長は、金融商品会員制法人を代表し、その事務を総理する。
A president represents a financial instruments membership corporation and presides over its affairs.
A board member, pursuant to the provisions of the articles of incorporation, represents a financial instruments membership corporation, assists the president in administering the affairs of the financial instruments membership corporation, acts as a proxy in handling the duties of the president if the president is unable to attend to them, and performs the duties of the president if the position is vacant.
第三項
監事は、金融商品会員制法人の事務を監査する。
An inspector examines the affairs of a financial instruments membership corporation.
第五目 解散
第百条
(解散事由)Grounds for Dissolution
第一項
金融商品会員制法人は、次に掲げる事由によつて解散する。
A financial instruments membership corporation is dissolved for the following reasons:
一
定款で定めた解散の事由の発生
the occurrence of a cause for dissolution provided for in the articles of incorporation;
二
総会の決議
a general meeting resolution;
三
合併(合併により当該金融商品会員制法人が消滅した場合に限る。)
a merger (but only if the financial instruments membership corporation disappears as the result of the merger);
四
会員の数が五以下となつたこと。
the number of members falls to five or below;
五
破産手続開始の決定
an order to commence bankruptcy proceedings;
六
成立の日から六月以内に第八十一条第一項の規定による免許の申請を行わなかつたこと。
failure to file a license application under the provisions of Article 81, paragraph (1) within six months from the day of establishment;
七
内閣総理大臣が第八十条第一項の免許を与えないこととしたこと。
the decision of the Prime Minister not to grant the license referred to in Article 80, paragraph (1); or
八
第八十条第一項の免許の取消し又は失効
the rescission or expiration of the license referred to in Article 80, paragraph (1).
A financial instruments membership corporation may not adopt a resolution to dissolve without the affirmative votes of three-fourths or more of all members; provided, however, that this does not apply if it is otherwise provided for in the articles of incorporation.
The residual assets in the case of the dissolution of a financial instruments membership corporation must be distributed equally among its members, unless otherwise stipulated by the articles of incorporation or general meeting resolution.
第百条の三
(解散登記の期間)Period for the Registration of a Dissolution
If a financial instruments membership corporation is dissolved pursuant to the provisions of Article 100, paragraph (1) (excluding items (iii) and (v)), the dissolution must be registered in connection with its principal office location within two weeks.
第百条の四
(清算結了の登記)Registration of the Completion of Liquidation
Once the liquidation of a financial instruments membership corporation is completed, the completion of liquidation must be registered in the locality of the principal office within two weeks from the time at which the approval under Article 507, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17, paragraph (1) is obtained.
第百条の五
(解散登記の申請書の添付書類)Documents Attached to a Written Application for the Registration of a Dissolution
A document evidencing the reason for dissolution must accompany an application to register the dissolution of a mutually owned financial instruments corporation, and if the president or the board member representing the financial instruments membership corporation is not the liquidator, a document evidencing that the liquidator is the one representing the financial instruments membership corporation must accompany that application, as well.
If a financial instruments membership corporation is dissolved due to a disposition rescinding the license referred to in Article 80, paragraph (1), the registration of the dissolution is made at the request of the Prime Minister.
第百条の六
(清算結了登記の申請書の添付書類)Documents Attached to a Written Application for the Registration of the Completion of Liquidation
A document evidencing that the liquidator has obtained the approval referred to in Article 507, paragraph (3) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17, paragraph (1) must accompany the written application for the registration under the provisions of Article 100-4.
If a financial instruments membership corporation is unable to pay its debts in full out of its assets, the court, at the petition of the president and the board members or of the creditors, or by its own authority, issues an order to commence bankruptcy proceedings.
第二項
前項に規定する場合には、理事長及び理事は、直ちに破産手続開始の申立てをしなければならない。
In a case provided for in the preceding paragraph, the president and the board members must immediately file a petition to commence bankruptcy proceedings.
第百条の八
(清算中の金融商品会員制法人)Financial Instruments Membership Corporations in Liquidation
A dissolved financial instruments membership corporation is deemed to still exist inasmuch as the task of liquidation is concerned, until the completion of liquidation.
第百条の九
(裁判所による清算人の選任)Appointment of a Liquidator by the Court
If there is no person that becomes the liquidator pursuant to the provisions of Article 647, paragraph (1) of the Companies Act as applied mutatis mutandis pursuant to Article 100-17, paragraph (1), or if any damage is likely to occur due to the position of liquidator being vacant, the court may appoint a liquidator at the request of any interested person or the public prosecutor, or by its own authority.
At the request of an interested person or the public prosecutor or by its own authority, the court may dismiss the liquidator if there are material grounds for it to do so.
第百条の十一
(清算人の職務及び権限)Duties and Authority of a Liquidator
第一項
清算人の職務は、次のとおりとする。
The duties of a liquidator are as follows:
一
現務の結了
conclusion of current business;
二
債権の取立て及び債務の弁済
collection of debts and performance of obligations; and
三
残余財産の引渡し
delivery of residual assets.
第二項
清算人は、前項各号に掲げる職務を行うために必要な一切の行為をすることができる。
A liquidator may undertake any and all acts that are necessary for performing the duties prescribed in the items of the preceding paragraph.
Within two months from the day on which a liquidator begins to act as liquidator, the liquidator must issue a demand for the creditors to file their claims within a specified period, issuing public notice of this on at least three occasions. In this, the period may not be less than two months.
The public notice referred to in the preceding paragraph must include a supplementary note indicating that if a creditor does not submit a claim within the relevant period, its claim will be excluded from the liquidation process; provided, however, that the liquidator may not exclude any known creditor.
第三項
清算人は、知れている債権者には、各別にその申出の催告をしなければならない。
The liquidator must issue an individual demand to each known creditor requiring that creditor to file its claim.
第四項
第一項の規定による公告は、官報に掲載してする。
The public notice under paragraph (1) is made through publication in the Official Gazette.