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Terms
In Chapter 5, Section 4, Subsection 2, Division 6, the financial instruments exchange that survives a merger, or that the merger establishes.
In Article 163, paragraph (1), Article 164 and Article 165-2, the purchase and sale or other transaction by which an officer or major shareholder of a listed company, etc. (上場会社等) makes, on their own account, a purchase, etc. or sale, etc. of that company's regulated securities, etc. (特定有価証券等).
申請者
In Article 52-10, a person that has applied for authorization under Article 52-9, paragraph (1) or the proviso to paragraph (2) of that Article to hold voting rights at or above a bank's major shareholder threshold.
In the subsection on special financial instruments business operators, the day a financial instruments business operator gave notice under Article 57-2, paragraph (1) that its total assets had come to exceed the threshold amount a Cabinet Order (政令) sets.
In Article 24-5, paragraphs (13) and (14), a document prepared under laws and regulations or the rules of a financial instruments exchange (or similar rules a Cabinet Office Order (内閣府令) specifies) stating some of the particulars that item (iii) of the table in paragraph (1) requires in a semiannual securities report (半期報告書), which a company submits together with that report.
In Article 52-9 and Article 65, a person, other than the national government, etc. (国等), a bank holding company or a specified holding company (特定持株会社), that came to hold voting rights at or above a bank's major shareholder threshold (主要株主基準値) through an event other than the transactions or acts in Article 52-9, paragraph (1).
A document, prepared under laws and regulations or a financial instruments exchange's rules, that states part of the particulars an annual securities report (有価証券報告書) must state and that a company submits together with its report, so that, with the Prime Minister's approval, the report need not state those particulars.
In Articles 185-15 and 185-16, a decision under Article 185-7, paragraph (1), (2), (4) to (8) or (10) to (17) ordering payment of an administrative monetary penalty (課徴金), including one changed under Article 185-8, paragraph (6) or (7); where the person does not pay by the deadline in a demand, it is enforced by order of the Prime Minister.
新決定
In each of Article 185-7, paragraphs (5), (7), (11) and (13), the decision or decisions ordering payment of an administrative monetary penalty (課徴金) that the Prime Minister must make when one or more decisions have already been made on the same documents or information for the same business year (paragraphs (5), (7) and (11)) or on the same public offering business (募集等業務) (paragraph (13)); that paragraph then sets the penalty in place of the usual amount, taking the earlier decisions into account.
An order the Prime Minister makes under Article 7, paragraph (1) against a breach of the limits on premiums (景品類) under Article 4 or of the ban on misleading representations in Article 5, requiring the conduct to stop, steps to prevent it happening again, a public notice about them, or other necessary steps.
Measures that a person notified under Article 26 about ongoing conduct suspected of breaching the limits on premiums (景品類) under Article 4 or the ban on misleading representations in Article 5 devises itself to correct that conduct and its effects, and intends to carry out under a plan it submits to the Prime Minister for approval.
基本方針
The basic policy on measures to prevent spousal violence (配偶者からの暴力) and protect victims (被害者) that the competent ministers (主務大臣) must set under Article 2-2, and that prefectural and municipal basic plans must follow.
A person whose plan for implementing refund measures (実施予定返金措置計画) the Prime Minister has approved under Article 10, paragraph (1).
是正措置計画
The plan for the corrective measures (是正措置) that a person notified under Article 26 intends to carry out, which it prepares and submits to the Prime Minister within 60 days of receiving the notice, applying for approval.
Measures that a person notified under Article 30 about past conduct suspected of breaching the limits on premiums (景品類) under Article 4 or the ban on misleading representations in Article 5 devises itself to correct that conduct's effects, and intends to carry out under a plan it submits to the Prime Minister for approval.
A qualified consumer organization as defined in Article 2, paragraph (4) of the Consumer Contract Act: a consumer organization (消費者団体) that is a corporation and that the Prime Minister has certified as fit to demand injunctions (差止請求) in the interest of consumers at large; under Article 34 of this Act it can demand that a business operator stop or prevent representations misleading many unspecified consumers about the quality or the terms of goods or services.
The notification that a major holder of voting rights in a bank (銀行議決権大量保有者) must submit to the Prime Minister (内閣総理大臣) within the period in Article 52-2-11, paragraph (1) — generally five days of becoming one, not counting Sundays and other holidays — stating its percentage of voting rights held, its acquisition funds, its purpose of holding and the other matters that paragraph lists.
The guidelines on drawing up general employer action plans (一般事業主行動計画) and specified employer action plans (特定事業主行動計画) that the Prime Minister, the Minister of Health, Labour and Welfare and the Minister for Internal Affairs and Communications must set under Article 7, in line with the basic policy (基本方針), so that employers can carry out initiatives to promote women's active engagement in professional life (女性の職業生活における活躍) comprehensively and effectively.
主たる外国銀行支店
The one branch in Japan that a foreign bank designates as the base of its banking business in Japan when it seeks a banking license from the Prime Minister under Article 4, paragraph (1).
認定
The Prime Minister's approval under Article 10, paragraph (1) of a plan for implementing refund measures (実施予定返金措置計画), including approval of a change to it under paragraph (6) of that Article.