Supplementary Provisions
附 則
Supplementary Provisions, Article 1Effective Date
第一条（施行期日）
This Act comes into effect on April 1, 1998.
この法律は、平成十年四月一日から施行する。
Supplementary Provisions, Article 2Transitional Measures
第二条（経過措置）
If the making or receiving of a payment for which permission was obtained under the provisions of an order based on the provisions of Article 16, paragraph (1) or (2) of the Foreign Exchange and Foreign Trade Control Act prior to its amendment by this Act (hereinafter referred to as the "Former Act") (hereinafter referred to as the "making or receiving of a payment" in this Article) falls under those on which the obligation to obtain permission is imposed under the provisions of an order based on the provisions of Article 16, paragraphs (1) through (3) of the Foreign Exchange and Foreign Trade Act after its amendment by this Act (hereinafter referred to as the "New Act"), the making or receiving of a payment is, except for what is specified by Cabinet Order, deemed to have been permitted under the corresponding provisions of those orders.
この法律による改正前の外国為替及び外国貿易管理法（以下「旧法」という。）第十六条第一項又は第二項の規定に基づく命令の規定により許可を受けた支払又は支払の受領（以下この条において「支払等」という。）が、この法律による改正後の外国為替及び外国貿易法（以下「新法」という。）第十六条第一項から第三項までの規定に基づく命令の規定により許可を受ける義務を課されたものに該当する場合には、当該支払等は、政令で定めるものを除き、これらの命令の相当規定により許可を受けたものとみなす。
If the making or receiving of a payment pertaining to an application for permission under the provisions of an order based on the provisions of Article 16, paragraph (1) or (2) of the Former Act, which has actually been filed as of the time this Act comes into effect, falls under those on which the obligation to obtain permission is imposed under the provisions of an order based on the provisions of Article 16, paragraphs (1) through (3) of the New Act, the provisions of the New Act apply to that application, deeming it to be an application for permission filed under the corresponding provisions of those orders.
この法律の施行の際現にされている旧法第十六条第一項又は第二項の規定に基づく命令の規定による許可の申請に係る支払等が、新法第十六条第一項から第三項までの規定に基づく命令の規定により許可を受ける義務を課されたものに該当する場合には、当該申請については、これをこれらの命令の相当規定によりされた許可の申請とみなして、新法の規定を適用する。
Supplementary Provisions, Article 3
第三条
If a capital transaction (meaning a capital transaction prescribed in Article 20 of the Former Act; the same applies hereinafter) for which permission was obtained under the provisions of Article 21, paragraph (1) of the Former Act, under the provisions of an order based on the provisions of paragraph (2) of that Article or Article 24, paragraph (1) of the Former Act, or under the provisions of Article 25, paragraph (3) of the Former Act, or a transaction prescribed in that paragraph, falls under those on which the obligation to obtain permission is imposed under the provisions of an order based on the provisions of Article 21, paragraph (1) or (2), Article 24, paragraph (1) or (2), or Article 25, paragraph (4) of the New Act, that capital transaction or that transaction is, except for what is specified by Cabinet Order, deemed to have been permitted under the corresponding provisions of those orders.
旧法第二十一条第一項の規定若しくは同条第二項若しくは旧法第二十四条第一項の規定に基づく命令の規定又は旧法第二十五条第三項の規定による許可を受けた資本取引（旧法第二十条に規定する資本取引をいう。以下同じ。）又は同項に規定する取引が、新法第二十一条第一項若しくは第二項、第二十四条第一項若しくは第二項又は第二十五条第四項の規定に基づく命令の規定により許可を受ける義務を課されたものに該当する場合には、当該資本取引又は当該取引は、政令で定めるものを除き、これらの命令の相当規定によって許可を受けたものとみなす。
If a capital transaction, or a transaction prescribed in Article 25, paragraph (3) of the Former Act, pertaining to an application for permission under the provisions of Article 21, paragraph (1) of the Former Act, under the provisions of an order based on the provisions of paragraph (2) of that Article or Article 24, paragraph (1) of the Former Act, or under the provisions of Article 25, paragraph (3) of the Former Act, which has actually been filed as of the time this Act comes into effect, falls under those on which the obligation to obtain permission is imposed under the provisions of an order based on the provisions of Article 21, paragraph (1) or (2), Article 24, paragraph (1) or (2), or Article 25, paragraph (4) of the New Act, the provisions of the New Act apply to that application, deeming it to be an application for permission filed under the corresponding provisions of those orders.
Supplementary Provisions, Article 4
第四条
If a capital transaction pertaining to a notification submitted under the provisions of Article 22, paragraph (1) of the Former Act before the day on which this Act comes into effect (hereinafter referred to as the "Effective Date") that is not actually being carried out as of the time this Act comes into effect (limited to a capital transaction to which Article 23, paragraph (1) of the Former Act applies; hereinafter referred to as a "capital transaction subject to prior review under the Former Act" in this Article and the following Article) falls under outward direct investment that must be notified under the provisions of an order based on the provisions of Article 23, paragraph (1) of the New Act (referred to as "outward direct investment subject to prior review under the New Act" in the following paragraph), and falls under one for which, before the Effective Date, the period during which a capital transaction must not be carried out under the provisions of Article 23, paragraph (1) of the Former Act has expired, one for which notice of acceptance of the recommendation prescribed in Article 23, paragraph (5) of the Former Act (limited to a recommendation pertaining to the modification to the content prescribed in paragraph (2) of that Article) has been given, or one for which modification to the content has been ordered under the provisions of paragraph (7) of that Article (referred to as a "capital transaction for which notification procedures have been completed" in the following paragraph and the following Article), that capital transaction subject to prior review under the Former Act is deemed to be, respectively, one for which the period during which outward direct investment must not be carried out under the provisions of Article 23, paragraph (3) of the New Act has expired, one for which notice of acceptance of the recommendation prescribed in paragraph (7) of that Article (limited to a recommendation pertaining to the modification to the content prescribed in paragraph (4) of that Article) has been given, or one for which modification to the content has been ordered under the provisions of paragraph (9) of that Article.
この法律の施行の日（以下「施行日」という。）前に旧法第二十二条第一項の規定によりされた届出に係る資本取引でこの法律の施行の際現に行われていないもの（旧法第二十三条第一項の規定の適用のある資本取引に限る。以下この条及び次条において「旧法事前審査対象資本取引」という。）が、新法第二十三条第一項の規定に基づく命令の規定により届け出なければならないとされる対外直接投資（次項において「新法事前審査対象対外直接投資」という。）に該当するものであって、施行日前に、旧法第二十三条第一項の規定により資本取引を行ってはならないとされる期間が満了したもの、旧法第二十三条第五項に規定する勧告（同条第二項に規定する内容の変更に係るものに限る。）を応諾する旨の通知がされたもの又は同条第七項の規定により内容の変更を命じられたもの（次項及び次条において「届出手続完了資本取引」という。）に該当するものであるときは、当該旧法事前審査対象資本取引は、それぞれ新法第二十三条第三項の規定により対外直接投資を行ってはならないとされる期間が満了したもの、同条第七項に規定する勧告（同条第四項に規定する内容の変更に係るものに限る。）を応諾する旨の通知がされたもの又は同条第九項の規定により内容の変更を命じられたものとみなす。
If a capital transaction subject to prior review under the Former Act falls under outward direct investment subject to prior review under the New Act and does not fall under a capital transaction for which notification procedures have been completed, the provisions of the New Act apply to the notification pertaining to that capital transaction subject to prior review under the Former Act, deeming it to have been submitted under the provisions of Article 23, paragraph (1) of the New Act on the day on which that notification was submitted. In this case, a recommendation under the provisions of Article 23, paragraph (2) of the Former Act or a notice under the provisions of paragraph (4) of that Article (excluding a notice of acceptance of the recommendation prescribed in paragraph (5) of that Article) made with respect to that capital transaction subject to prior review under the Former Act is deemed to be a recommendation under the provisions of Article 23, paragraph (4) of the New Act or a notice under the provisions of paragraph (6) of that Article, respectively.
旧法事前審査対象資本取引が、新法事前審査対象対外直接投資に該当するものであって、届出手続完了資本取引に該当するものでないときは、当該旧法事前審査対象資本取引に係る届出については、これを当該届出がされた日において新法第二十三条第一項の規定によりされたものとみなして、新法の規定を適用する。この場合において、当該旧法事前審査対象資本取引についてあった旧法第二十三条第二項の規定による勧告又は同条第四項の規定による通知（同条第五項に規定する勧告を応諾する旨の通知を除く。）は、それぞれ新法第二十三条第四項の規定による勧告又は同条第六項の規定による通知とみなす。
Supplementary Provisions, Article 5
第五条
If a capital transaction subject to prior review under the Former Act falls under a capital transaction for which the obligation to obtain permission is imposed under the provisions of an order based on the provisions of Article 21, paragraph (1) or (2) of the New Act (referred to as a "capital transaction subject to permission under the New Act" in the following paragraph), and falls under a capital transaction for which notification procedures have been completed, that capital transaction subject to prior review under the Former Act (in the case of one for which notice of acceptance of the modification to the content prescribed in Article 23, paragraph (5) of the Former Act has been given, or for which modification to the content has been ordered under the provisions of paragraph (7) of that Article, the one after those modifications have been made) is, except for what is specified by Cabinet Order, deemed to have been permitted under the provisions of an order based on the provisions of Article 21, paragraph (1) or (2) of the New Act.
旧法事前審査対象資本取引が、新法第二十一条第一項又は第二項の規定に基づく命令の規定により許可を受ける義務を課された資本取引（次項において「新法許可対象資本取引」という。）に該当するものであって、届出手続完了資本取引に該当するものであるときは、当該旧法事前審査対象資本取引（旧法第二十三条第五項に規定する内容の変更を応諾する旨の通知がされ、又は同条第七項の規定により内容の変更を命じられたものにあっては、これらの変更がされた後のもの）は、政令で定めるものを除き、新法第二十一条第一項又は第二項の規定に基づく命令の規定による許可があったものとみなす。
If a capital transaction subject to prior review under the Former Act falls under a capital transaction subject to permission under the New Act and does not fall under a capital transaction for which notification procedures have been completed, the provisions of the New Act apply to the notification submitted under the provisions of Article 22, paragraph (1) of the Former Act with respect to that capital transaction subject to prior review under the Former Act, deeming it to be an application for permission under the provisions of an order based on the provisions of Article 21, paragraph (1) or (2) of the New Act. In this case, a recommendation under the provisions of Article 23, paragraph (2) of the Former Act or a notice under the provisions of paragraph (4) of that Article (excluding a notice of acceptance of the recommendation prescribed in paragraph (5) of that Article) made with respect to that capital transaction subject to prior review under the Former Act is deemed not to have been made.
旧法事前審査対象資本取引が、新法許可対象資本取引に該当するものであって、届出手続完了資本取引に該当するものでないときは、当該旧法事前審査対象資本取引に係る旧法第二十二条第一項の規定によりされた届出については、これを新法第二十一条第一項又は第二項の規定に基づく命令の規定による許可の申請とみなして、新法の規定を適用する。この場合において、当該旧法事前審査対象資本取引についてあった旧法第二十三条第二項の規定による勧告又は同条第四項の規定による通知（同条第五項に規定する勧告を応諾する旨の通知を除く。）は、なかったものとみなす。
The provisions of the preceding two paragraphs apply mutatis mutandis to the case where a capital transaction pertaining to a notification submitted under the provisions of Article 24, paragraph (2) of the Former Act before the Effective Date that is not actually being carried out as of the time this Act comes into effect falls under a specified capital transaction prescribed in paragraph (1) of that Article for which the obligation to obtain permission is imposed under the provisions of an order based on the provisions of Article 24, paragraph (1) or (2) of the New Act.
Supplementary Provisions, Article 6
第六条
A special international financial transactions account established under the provisions of Article 22, paragraph (2) of the Former Act is deemed to be a special international financial transactions account prescribed in Article 21, paragraph (3) of the New Act.
旧法第二十二条第二項の規定により設けた特別国際金融取引勘定は、新法第二十一条第三項に規定する特別国際金融取引勘定とみなす。
Supplementary Provisions, Article 7
第七条
With respect to a report under the provisions of Article 15 of the Former Act, made by an authorized foreign exchange bank or money changer prescribed in that Article concerning business subject to the Former Act conducted before the Effective Date, the provisions then in force continue to govern.
旧法第十五条に規定する外国為替公認銀行又は両替商が施行日前に行った旧法の適用を受ける業務に係る同条の規定による報告については、なお従前の例による。
With respect to the reporting of matters required to be reported under the provisions of Article 26, paragraph (3) or Article 29 of the Former Act, or under the provisions of an order based on the provisions of Article 67 of the Former Act, the provisions then in force continue to govern.
旧法第二十六条第三項若しくは第二十九条の規定又は旧法第六十七条の規定に基づく命令の規定により報告をしなければならないとされる事項の報告については、なお従前の例による。
Supplementary Provisions, Article 8Transitional Measures Concerning Penal Provisions
第八条（罰則に関する経過措置）
The provisions then in force continue to govern the applicability of penal provisions to acts which a person has committed before this Act comes into effect, as well as to acts which a person commits after this Act comes into effect related to the particulars for which the provisions then in force are to continue to govern pursuant to the provisions of these Supplementary Provisions.
この法律の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる事項に係るこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。
Supplementary Provisions, Article 9Delegation of Other Transitional Measures to Cabinet Order
第九条（その他の経過措置の政令への委任）
Beyond what is provided for in Article 2 through the preceding Article of the Supplementary Provisions, the transitional measures necessary for the enforcement of this Act are specified by Cabinet Order.
附則第二条から前条までに定めるもののほか、この法律の施行に関し必要な経過措置は、政令で定める。
special international financial transactions account
「特別国際金融取引勘定」
An account that a bank or other financial institution a Cabinet Order (政令) specifies sets up with the Minister of Finance's approval to keep the accounts of the transactions listed in Article 21, paragraph (3) — by which it raises funds from non-residents, such as deposits, and uses them with non-residents, such as loans to them or buying their securities — separately from its other accounts.
Defined inArticle 21, paragraph (3)
specified capital transactionmachine translation
「特定資本取引」
A capital transaction of the kind in Article 20, item (ii) — a transaction under a money loan or debt guarantee contract between a resident and a non-resident, including one a Cabinet Order (政令) treats as equivalent under item (xii) — that a Cabinet Order specifies as made by an exporter or importer directly in connection with exporting or importing goods, or as connected with transferring, or granting a right to use, a mining right, industrial property right or similar right, other than one a Cabinet Order specifies as settling a short-term international commercial transaction.
Defined inArticle 24, paragraph (1)
making or receiving of a paymentmachine translation
「支払等」
In Article 2 of the supplementary provisions (附則) of Act No. 59 of 1997, a payment or the receipt of a payment that was permitted under an order based on Article 16, paragraph (1) or (2) of the Foreign Exchange and Foreign Trade Act as it stood before that Act amended and renamed it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)· applies only in this article
the New Actmachine translation
「新法」
This Act as amended by Act No. 59 of 1997.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
the Former Actmachine translation
「旧法」
This Act as it stood before Act No. 59 of 1997 amended it.
Short name set inSupplementary Provisions, Article 2, paragraph (1)
capital transactionmachine translation
「資本取引」
In the supplementary provisions (附則) of Act No. 59 of 1997, a capital transaction as defined in Article 20 of the Foreign Exchange and Foreign Trade Act as it stood before that Act amended it.
Defined inSupplementary Provisions, Article 3, paragraph (1)
capital transaction for which notification procedures have been completedmachine translation
「届出手続完了資本取引」
In Article 4, paragraph (2) and Article 5 of the supplementary provisions (附則) of Act No. 59 of 1997, a capital transaction subject to prior review under the former Act (旧法事前審査対象資本取引) for which, before that Act came into effect, the period during which it could not be carried out under Article 23, paragraph (1) of this Act as it then stood had ended, notice had been given of accepting a recommendation to change its content under Article 23, paragraph (5) of that wording, or a change to its content had been ordered under paragraph (7) of that Article.
Short name set inSupplementary Provisions, Article 4, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 4, paragraph (2); and Supplementary Provisions, Article 5
outward direct investment subject to prior review under the new Actmachine translation
「新法事前審査対象対外直接投資」
In Article 4 of the supplementary provisions (附則) of Act No. 59 of 1997, an outward direct investment (対外直接投資) that orders based on Article 23, paragraph (1) of this Act as amended by that Act require to be notified in advance.
Short name set inSupplementary Provisions, Article 4, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 4, paragraph (2)
the Effective Datemachine translation
「施行日」
The date Act No. 59 of 1997, the amending Act these supplementary provisions (附則) belong to, comes into effect.
Short name set inSupplementary Provisions, Article 4, paragraph (1)
capital transaction subject to prior review under the former Actmachine translation
「旧法事前審査対象資本取引」
In Articles 4 and 5 of the supplementary provisions (附則) of Act No. 59 of 1997, a capital transaction (資本取引) notified before that Act came into effect under Article 22, paragraph (1) of this Act as it stood before that Act amended it, to which Article 23, paragraph (1) of that former wording applied, and which had not yet been carried out when that Act came into effect.
Short name set inSupplementary Provisions, Article 4, paragraph (1)· applies only in this article and in Supplementary Provisions, Article 5
capital transaction subject to permission under the new Actmachine translation
「新法許可対象資本取引」
In Article 5 of the supplementary provisions (附則) of Act No. 59 of 1997, a capital transaction (資本取引) for which orders based on Article 21, paragraph (1) or (2) of this Act as amended by that Act impose a duty to obtain permission.
Short name set inSupplementary Provisions, Article 5, paragraph (1)· applies only in this provision and in Supplementary Provisions, Article 5, paragraph (2)