Chapter VII Miscellaneous Provisions (Articles 194-2 to 194-3)
The law as Act on the Arrangement of Related Acts to Promote the Use of Information and Communications Technology in Civil Procedures, etc. (Act No. 53 of 2023) leaves it, with the words it changes marked.
The main text is read a page at a time: a chapter to a page, and a long chapter in runs of articles. The whole main text, and the supplementary provisions and appended tables this amendment changes. Those it leaves untouched are on the page for the text in force.
Article 194-2第百九十四条の二
Application of This Act to Transactions on a Foreign Financial Instruments Market(外国金融商品市場における取引に対する本法の適用)
Article 194-2, paragraph (1)
The technical replacement of terms when the provisions of this Act are applicable to a purchase and sale of securities or intermediation, brokerage, or agency for the entrustment of foreign market derivatives transactions conducted on a foreign financial instruments market, and necessary particulars otherwise relevant to the application of the provisions of this Act to the relevant transactions conducted on a foreign financial instruments market are specified by Cabinet Order.
Consultation with the Minister of Finance(財務大臣への協議)
Article 194-3, paragraph (1)
If the Prime Minister finds that effecting any of the following dispositions against a financial instruments business operator (limited to a person engaged in type-I financial instruments business set forth in Article 28, paragraph (1)), registered financial institution, authorized firm for on-exchange transactions, the business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. business operator, authorized financial instruments firms association, financial instruments exchange, foreign financial instruments exchange, financial instruments clearing organization, foreign financial instruments clearing organization, or securities finance company is likely to have a material impact on the distribution of Securities or market derivatives transactions, the Prime Minister must consult with the Minister of Finance about measures necessary for achieving a smooth distribution of securities or market derivatives transactions, before effecting that disposition:
an order for the suspension of all or part of the business under the provisions of Article 52, paragraph (1), Article 52-2, paragraph (1) or Article 53, paragraph (2);
the rescission of the registration referred to in Article 29 registration under the provisions of Article 52, paragraph (1) or Article 53, paragraph (3);
第五十二条第一項又は第五十三条第三項の規定による第二十九条の登録の取消し
Article 194-3, paragraph (1), item (iii)
the rescission of the registration referred to in Article 33-2 under the provisions of Article 52-2, paragraph (1);
第五十二条の二第一項の規定による第三十三条の二の登録の取消し
Article 194-3, paragraph (1), item (iii-2)
an order for the suspension of all or part of the business under the provisions of Article 57-6, paragraph (1) or Article 57-20, paragraph (2);
第五十七条の六第一項又は第五十七条の二十第二項の規定による業務の全部又は一部の停止の命令
Article 194-3, paragraph (1), item (iii-3)
the rescission of the registration referred to in Article 29 under the provisions of Article 57-6, paragraph (3);
第五十七条の六第三項の規定による第二十九条の登録の取消し
Article 194-3, paragraph (1), item (iv)
an order for the suspension of all or part of the business under the provisions of Article 60-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2));
the rescission of the permission referred to in Article 60, paragraph (1) under the provisions of Article 60-8, paragraph (1) or rescission of the permission referred to in Article 60-14, paragraph (1) under the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2);
the rescission of the authorization referred to in Article 67-2, paragraph (2) under the provisions of Article 67-6 or Article 74, paragraph (1);
第六十七条の六又は第七十四条第一項の規定による第六十七条の二第二項の認可の取消し
Article 194-3, paragraph (1), item (vii)
an order for the suspension of all or a part of the business under the provisions of Article 74, paragraph (1);
第七十四条第一項の規定による業務の全部又は一部の停止の命令
Article 194-3, paragraph (1), item (viii)
the rescission of the license referred to in Article 80, paragraph (1) under the provisions of Article 148 or Article 152, paragraph (1), item (i);
第百四十八条又は第百五十二条第一項第一号の規定による第八十条第一項の免許の取消し
Article 194-3, paragraph (1), item (ix)
an order for the suspension of all or part of the business under the provisions of Article 152, paragraph (1), item (i);
第百五十二条第一項第一号の規定による業務の全部又は一部の停止の命令
Article 194-3, paragraph (1), item (x)
an order under the provisions of Article 152, paragraph (1), item (ii);
第百五十二条第一項第二号の規定による命令
Article 194-3, paragraph (1), item (xi)
the rescission of the authorization referred to in Article 155, paragraph (1) under the provisions of Article 155-6 or Article 155-10, paragraph (1);
第百五十五条の六又は第百五十五条の十第一項の規定による第百五十五条第一項の認可の取消し
Article 194-3, paragraph (1), item (xii)
an order for the suspension of all or a part of foreign market transactions under Article 155-10, paragraph (1);
第百五十五条の十第一項の規定による外国市場取引の全部又は一部の停止の命令
Article 194-3, paragraph (1), item (xiii)
the rescission of the license referred to in Article 156-2 under the provisions of Article 156-17, paragraph (1) or (2) or the rescission of the approval referred to in Article 156-19, paragraph (1) under the provisions of Article 156-17, paragraph (2) or Article 156-20, paragraph (1);
an order for the suspension of all or part of the business under the provisions of Article 156-20-22;
第百五十六条の二十の二十二の規定による業務の全部又は一部の停止の命令
Article 194-3, paragraph (1), item (xv)
the rescission of the license referred to in Article 156-24, paragraph (1) under the provisions of Article 148 as applied mutatis mutandis pursuant to Article 156-26, or Article 156-32, paragraph (1); or
Rules made by the Cabinet to carry out the Constitution and Acts. A Cabinet Order cannot impose duties, restrict rights or set penalties unless an Act delegates that to it.