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Article 7-5

第七条の五

When the Japan Fair Trade Commission receives the application for consultation regarding the acts listed in the following items from an enterprise that reports facts and submits materials regarding the facts pursuant to the provisions of Article 7-4, paragraph (2), items (i) through (iv) or paragraph (3), item (i) or (ii) (hereinafter referred to in this Article as an "enterprise that made a report and submission"), the Japan Fair Trade Commission is to confer with the enterprise that made a report and submission, and may enter into an agreement on the acts of the enterprise that made a report and submission listed in item (i) below and the acts of the Japan Fair Trade Commission listed in item (ii) below with the enterprise that made a report and submission, pursuant to the provisions of the Rules of the Japan Fair Trade Commission, taking into consideration the content of the fact pertaining to the matters provided in the Rules of the Japan Fair Trade Commission as those contributing to revealing the truth of the case which are obtained from the reported facts or submitted materials or expected to be obtained from the facts or materials reported or submitted by the acts listed in item (i) below or other circumstances:

公正取引委員会は、前条第二項第一号から第四号まで又は第三項第一号若しくは第二号に規定する事実の報告及び資料の提出を行つた事業者(以下この条において「報告等事業者」という。)から次の各号に掲げる行為についての協議の申出があつたときは、報告等事業者との間で協議を行うものとし、当該事実及び資料により得られ、並びに第一号に掲げる行為により報告し、又は提出する事実又は資料により得られることが見込まれる事件の真相の解明に資するものとして公正取引委員会規則で定める事項に係る事実の内容その他の事情を考慮して、公正取引委員会規則で定めるところにより、報告等事業者との間で、報告等事業者が同号に掲げる行為をし、かつ、公正取引委員会が第二号に掲げる行為をすることを内容とする合意をすることができる。

the following acts:

次に掲げる行為

reporting the facts or submitting the materials which the enterprise that made a report and submission offered, in the consultation, to report or submit to the Japan Fair Trade Commission immediately after the agreement;

当該協議において、公正取引委員会に対し、報告し、又は提出する旨の申出を行つた事実又は資料を当該合意後直ちに報告し、又は提出すること。

reporting the facts, submitting the materials, or consenting to the inspection of the materials of the enterprise that made a report and submission by the Japan Fair Trade Commission (referred to simply as "inspection" in (c) below and in (b) of item (i) of the following paragraph) or conducting other acts at the request of the Japan Fair Trade Commission, regarding the facts or materials obtained from the report of the facts and submission of the materials provided in Article 7-4, paragraph (2), items (i) through (iv) or paragraph (3), item (i) or (ii), or from the acts listed in (a); or

前条第二項第一号から第四号まで若しくは第三項第一号若しくは第二号に規定する事実の報告及び資料の提出又はイに掲げる行為により得られた事実又は資料に関し、公正取引委員会の求めに応じ、事実の報告、資料の提出、公正取引委員会による報告等事業者の物件の検査(ハ及び次項第一号ロにおいて単に「検査」という。)の承諾その他の行為を行うこと。

reporting the facts, submitting the materials, or consenting to the inspection, or conducting other acts, at the request of the Japan Fair Trade Commission, regarding the facts revealed by the investigation of the Japan Fair Trade Commission;

公正取引委員会による調査により判明した事実に関し、公正取引委員会の求めに応じ、事実の報告、資料の提出、検査の承諾その他の行為を行うこと。

reducing the amount gained by multiplication of a rate specified in the relevant agreement (referred to as the "specified rate" in item (ii) of the following paragraph and paragraph (3)) from the surcharge before reduction within the scope of rates provided in (a) or (b) below (referred to as the "upper limit rate" in item (ii) of the following paragraph) according to the category of the enterprises listed in (a) or (b) below:

減算前課徴金額に次のイ又はロに掲げる事業者の区分に応じ、当該イ又はロに定める割合(次項第二号において「上限割合」という。)の範囲内において、当該合意において定める特定の割合(同号及び第三項において「特定割合」という。)を乗じて得た額を、当該減算前課徴金額から減額すること。

the enterprise that reported facts and submitted materials regarding the facts provided in items (i) through (iv) of paragraph (2) of the preceding Article: not more than forty percent; or

前条第二項第一号から第四号までに規定する事実の報告及び資料の提出を行つた事業者 百分の四十以下

the enterprise that reported facts and submitted materials regarding the facts provided in item (i) or (ii) of paragraph (3) of the preceding Article: not more than twenty percent.

前条第三項第一号又は第二号に規定する事実の報告及び資料の提出を行つた事業者 百分の二十以下

If the facts or materials obtained from acts listed in item (i) of the preceding paragraph, explained by the enterprise that made a report and submission in the consultation in the paragraph are necessary for prompt revealing the truth of the case, and the enterprise that made a report and submission is found to be likely to ascertain new facts or materials regarding the relevant case which are related to the facts with respect to the matters provided in the Rules of the Japan Fair Trade Commission in paragraph (1) after the agreement set forth in the paragraph, when the existence of conditions are found where a certain period is necessary for the report or submission of the new facts or materials, the Japan Fair Trade Commission may request, in the consultation, the enterprise that made a report and submission to make the agreement in which the enterprise that made a report and submission conducts the acts listed in item (i) below in addition to the acts listed in item (i) of the preceding paragraph, and the Japan Fair Trade Commission conducts the acts listed in item (ii) below instead of the acts listed in item (ii) of the preceding paragraph:

公正取引委員会は、前項の協議において報告等事業者により説明された同項第一号に掲げる行為により得られる事実又は資料が事件の真相の迅速な解明に必要であることに加えて、報告等事業者が同項の合意後に当該事件についての新たな事実又は資料であつて同項の公正取引委員会規則で定める事項に係る事実に係るものを把握する蓋然性が高いと認められる場合において、当該新たな事実又は資料の報告又は提出に当該合意後一定の期間を要する事情があると認めるときは、報告等事業者に対し、当該協議において、報告等事業者が同号に掲げる行為に加えて第一号に掲げる行為をすることを当該合意の内容に含めるとともに、公正取引委員会が同項第二号に掲げる行為をすることに代えて第二号に掲げる行為をすることを当該合意の内容とするよう求めることができる。

the following acts:

次に掲げる行為

reporting the new facts or submitting the new materials to the Japan Fair Trade Commission immediately when the new facts or materials are ascertained after the agreement; or

当該合意後、当該新たな事実又は資料を把握したときは、直ちに、公正取引委員会に当該新たな事実又は資料の報告又は提出を行うこと。

reporting the facts, submitting the materials, or consenting to the inspection, or conducting other acts, at the request of the Japan Fair Trade Commission, regarding the facts or materials obtained from the acts listed in (a);

イに掲げる行為により得られた事実又は資料に関し、公正取引委員会の求めに応じ、事実の報告、資料の提出、検査の承諾その他の行為を行うこと。

reducing from the surcharge before reduction, a surcharge before reduction multiplied by the rate decided by the Japan Fair Trade Commission based on its assessment of the contents of the facts relevant to the matters provided in the Rules of the Japan Fair Trade Commission set forth in the previous paragraph obtained from the acts (referred to as the "after assessment rate" in the following paragraph and paragraph (5)), within the scope of a specified rate as the lower limit, and the upper limit which is the specified rate plus the rate stipulated in the agreement pursuant to the provisions in the Rules of the Japan Fair Trade Commission for the acts listed in the preceding item by the enterprise that made a report and submission (limited to the rate not exceeding upper limit rate) as the rate which the Japan Fair Trade Commission may further reduce the surcharge before reduction.

減算前課徴金額に、特定割合を下限とし、これに報告等事業者が前号に掲げる行為をすることに対し減算前課徴金額を更に減ずることができる割合として公正取引委員会規則で定めるところにより当該合意において定める割合を加算した割合(上限割合以下の割合に限る。)を上限とする範囲内において、公正取引委員会が当該行為により得られた前項の公正取引委員会規則で定める事項に係る事実の内容を評価して決定する割合(次項及び第五項において「評価後割合」という。)を乗じて得た額を、当該減算前課徴金額から減額すること。

In cases under Article 7-2, paragraph (1), when there is an agreement set forth in paragraph (1) (including the agreement which contains the engagement in the acts listed in each of the items in the preceding paragraph; the same applies in this Article and the following Article), the Japan Fair Trade Commission is to reduce from the surcharge before reduction the sum of the amount to be reduced pursuant to paragraph (2) or (3) of the preceding Article and the surcharge before reduction multiplied by the specified rate or the after assessment rate according to the contents of the agreement.

第七条の二第一項の場合において、公正取引委員会は、第一項の合意(前項各号に掲げる行為をすることを内容とするものを含む。以下この条及び次条において同じ。)があるときは、前条第二項又は第三項の規定により減額する額に加えて、当該合意の内容に応じ、減算前課徴金額に特定割合又は評価後割合を乗じて得た額を、当該減算前課徴金額から減額するものとする。

The agreement set forth in paragraph (1) is to be concluded with its contents clarified in writing on which the Japan Fair Trade Commission and the enterprise that made a report and submission sign or register and seal.

第一項の合意は、公正取引委員会及び報告等事業者が署名又は記名押印をした書面により、その内容を明らかにしてするものとする。

If the agreement set forth in paragraph (1) which contains the engagement in the acts listed in item (ii) of paragraph (2) is to be concluded, the Japan Fair Trade Commission is to state the method of the assessment and the decision of the after assessment rate in the writing set forth in the preceding paragraph.

公正取引委員会は、第二項第二号に掲げる行為をすることを内容とする第一項の合意をする場合には、同号に規定する公正取引委員会による評価及び評価後割合の決定の方法を前項の書面に記載するものとする。

In the consultation set forth in paragraph (1), the Japan Fair Trade Commission may request the enterprise that made a report and submission to explain an overview of the facts or materials that it may report or submit through the acts listed in paragraph (1), item (i) (a).

第一項の協議において、公正取引委員会は、報告等事業者に対し、報告等事業者が同項第一号イに掲げる行為により報告し、又は提出することができる事実又は資料の概要について説明を求めることができる。

If the agreement set forth in paragraph (1) is not reached (excluding the cases where the enterprise that made a report and submission does not respond to the request set forth in paragraph (2) and the agreement which contains only an engagement in the acts listed in each of the items of paragraph (1) was reached), the Japan Fair Trade Commission may not use the documents and other materials that record the explanation by the enterprise that made a report and submission at the consultation set forth in paragraph (1) as evidence.

公正取引委員会は、第一項の合意が成立しなかつた場合(報告等事業者が第二項の求めに応じず、第一項各号に掲げる行為をすることのみを内容とする合意が成立したときを除く。)には、公正取引委員会が同項の協議における報告等事業者の説明の内容を記録した、文書その他の物件を証拠とすることができない。

The necessary procedures regarding the consultation set forth in paragraph (1) such as the deadline for application of consultation is prescribed by the Rules of the Japan Fair Trade Commission.

協議の申出の期限その他の第一項の協議に関し必要な手続は、公正取引委員会規則で定める。

The enterprise that made a report and submission may appoint an agent (limited to an attorney or legal professional corporation; referred to as a "specified agent" in the following paragraph and paragraph (11)) at the time of the consultation set forth in paragraph (1).

報告等事業者は、第一項の協議を行うに当たり、代理人(弁護士又は弁護士法人に限る。次項及び第十一項において「特定代理人」という。)を選任することができる。

The Japan Fair Trade Commission is to inform the enterprise that made a report and submission in writing that a specified agent may be appointed at the time of the consultation set forth in paragraph (1).

公正取引委員会は、第一項の協議を行うに当たり、当該協議の相手方となる報告等事業者に対し、特定代理人を選任することができる旨を書面により教示するものとする。

With respect to the application of the provisions of paragraphs (1) and (4) when the enterprise that made a report and submission appoints a specified agent pursuant to the provisions of paragraph (9), the term "confer with the enterprise that made a report and submission" in paragraph (1) is deemed to be replaced with "confer with the enterprise that made a report and submission or a specified agent (meaning the specified agent as provided in paragraph (9); the same applies in paragraph (4))", and the term "and the enterprise that made a report and submission" in paragraph (4) is deemed to be replaced with ", the enterprise that made a report and submission and the specified agent".

報告等事業者が第九項の規定により特定代理人を選任した場合における第一項及び第四項の規定の適用については、第一項中「との間で協議」とあるのは「又は特定代理人(第九項に規定する特定代理人をいう。第四項において同じ。)との間で協議」と、第四項中「及び報告等事業者」とあるのは「並びに報告等事業者及び特定代理人」とする。

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