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Article 7-4

第七条の四

Notwithstanding the provisions of Article 7-2, paragraph (1), the Japan Fair Trade Commission is not to order an enterprise to pay a surcharge, if the enterprise that is to pay the surcharge pursuant to the provisions of Article 7-2, paragraph (1) falls under both of the following items:

公正取引委員会は、第七条の二第一項の規定により課徴金を納付すべき事業者が次の各号のいずれにも該当する者であるときは、同項の規定にかかわらず、当該事業者に対し、課徴金の納付を命じないものとする。

an enterprise that is the first among the enterprises that committed the relevant violation to have individually reported facts and submitted materials regarding the facts of the violation to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission (excluding when the enterprise reports facts and submits materials on or after the investigation start date (the date on which the measure listed in Article 47, paragraph (1), item (iv) or the measure listed in Article 102, paragraph (1) was first taken; hereinafter the same applies in this Article) (or the date on which the enterprise received an advance notification concerned with the violation if neither of the measures was taken; the same applies in the following item, in the following paragraph) for the case concerned with the violation); and

公正取引委員会規則で定めるところにより、単独で、当該違反行為をした事業者のうち最初に公正取引委員会に当該違反行為に係る事実の報告及び資料の提出を行つた者(当該事実の報告及び資料の提出が当該違反行為に係る事件についての調査開始日(第四十七条第一項第四号に掲げる処分又は第百二条第一項に規定する処分が最初に行われた日をいう。以下この条において同じ。)(当該処分が行われなかつたときは、当該事業者が当該違反行為について事前通知を受けた日をいう。次号及び次項において同じ。)以後に行われた場合を除く。)

the enterprise that has not committed the relevant violation since the investigation start date for the case concerned with the violation.

当該違反行為に係る事件についての調査開始日以後において、当該違反行為をしていない者

In cases under Article 7-2, paragraph (1), the Japan Fair Trade Commission is to reduce the relevant surcharge before reduction (the surcharge calculated pursuant to the provisions of the preceding two Articles; hereinafter the same applies in this Article and the following Article) by twenty percent of the surcharge before reduction, if the enterprise falls under item (i) and item (v) below, by ten percent of the surcharge before reduction, if the enterprise falls under items (ii) and (v) or items (iii) and (v) below, or by five percent of the surcharge before reduction, if the enterprise falls under items (iv) and (v) below.

第七条の二第一項の場合において、公正取引委員会は、当該事業者が第一号及び第五号に該当する者であるときは減算前課徴金額(前二条の規定により計算した課徴金の額をいう。以下この条及び次条において同じ。)に百分の二十を乗じて得た額を、第二号及び第五号又は第三号及び第五号に該当する者であるときは減算前課徴金額に百分の十を乗じて得た額を、第四号及び第五号に該当する者であるときは減算前課徴金額に百分の五を乗じて得た額を、それぞれ当該減算前課徴金額から減額するものとする。

the enterprise that is the second among the enterprises that committed the relevant violation to have individually reported facts and submitted materials regarding the facts of the violation to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission (excluding when the enterprise reports facts and submits materials on or after the investigation start date for the case concerned with the relevant violation);

公正取引委員会規則で定めるところにより、単独で、当該違反行為をした事業者のうち二番目に公正取引委員会に当該違反行為に係る事実の報告及び資料の提出を行つた者(当該事実の報告及び資料の提出が当該違反行為に係る事件についての調査開始日以後に行われた場合を除く。)

the enterprise that is the third among the enterprises that committed the violation to have individually reported facts and submitted materials regarding the facts of the violation to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission (excluding when the enterprise reports facts and submits materials on or after the investigation start date for the case concerned with the relevant violation);

公正取引委員会規則で定めるところにより、単独で、当該違反行為をした事業者のうち三番目に公正取引委員会に当該違反行為に係る事実の報告及び資料の提出を行つた者(当該事実の報告及び資料の提出が当該違反行為に係る事件についての調査開始日以後に行われた場合を除く。)

an enterprise that is the fourth or fifth among the enterprises that committed the violation to have individually reported facts and submitted materials regarding the facts of the violation (excluding facts and materials related to the facts already ascertained by the Japan Fair Trade Commission through the report provided in Article 45, paragraph (1), or the measures as provided in paragraph (4) of the Article, or other means; the same applies in the following item) to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission (excluding when the enterprise reports facts and submits materials on or after the investigation start date for the case concerned with the relevant violation);

公正取引委員会規則で定めるところにより、単独で、当該違反行為をした事業者のうち四番目又は五番目に公正取引委員会に当該違反行為に係る事実の報告及び資料の提出(第四十五条第一項に規定する報告又は同条第四項の措置その他により既に公正取引委員会によつて把握されている事実に係るものを除く。次号において同じ。)を行つた者(当該事実の報告及び資料の提出が当該違反行為に係る事件についての調査開始日以後に行われた場合を除く。)

the enterprise that is the sixth or thereafter among the enterprises that committed the relevant violation to have individually reported facts and submitted materials regarding the facts of the violation to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission (excluding when the enterprise reports facts and submits materials on or after the investigation start date for the case concerned with the relevant violation); or

公正取引委員会規則で定めるところにより、単独で、当該違反行為をした事業者のうち六番目以降に公正取引委員会に当該違反行為に係る事実の報告及び資料の提出を行つた者(当該事実の報告及び資料の提出が当該違反行為に係る事件についての調査開始日以後に行われた場合を除く。)

an enterprise that has not committed the relevant violation after the investigation start date for the case concerned with the relevant violation.

当該違反行為に係る事件についての調査開始日以後において、当該違反行為をしていない者

In cases under Article 7-2, paragraph (1), the Japan Fair Trade Commission is to reduce the relevant surcharge before reduction by ten percent of the surcharge before reduction, if the enterprise falls under item (i) and item (iii) below, or five percent of the surcharge before reduction, if the enterprise falls under items (ii) and (iii):

第七条の二第一項の場合において、公正取引委員会は、当該事業者が第一号及び第三号に該当する者であるときは減算前課徴金額に百分の十を乗じて得た額を、第二号及び第三号に該当する者であるときは減算前課徴金額に百分の五を乗じて得た額を、それぞれ当該減算前課徴金額から減額するものとする。

if the enterprises that reported facts and submitted materials regarding the relevant violation pursuant to the provisions of item (i) of paragraph (1) or items (i) through (iii) of the preceding paragraph number fewer than five, the enterprise that individually reported facts and submitted materials regarding facts of the violation (excluding facts and materials related to the facts already ascertained by the Japan Fair Trade Commission through the measures listed in the items under Article 47, paragraph (1) or provided in Article 102, paragraph (1), or other means; the same applies in the following item) to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission, by the date set in the Rules of the Japan Fair Trade Commission on or after the investigation start date for the case concerned with the relevant violation (limited to when the sum of the enterprise who reported facts and submitted materials pursuant to the provisions of item (i) of paragraph (1) or items (i) through (iii) of the preceding paragraph and the enterprise that reported facts and submitted materials pursuant to the provisions of this item numbers five or fewer, and when the total number of the enterprises who reported facts and submitted materials pursuant to the provisions of this item is three or fewer);

当該違反行為に係る第一項第一号又は前項第一号から第三号までに規定する事実の報告及び資料の提出を行つた者の数が五に満たない場合において、当該違反行為に係る事件についての調査開始日以後公正取引委員会規則で定める期日までに、公正取引委員会規則で定めるところにより、単独で、公正取引委員会に当該違反行為に係る事実の報告及び資料の提出(第四十七条第一項各号に掲げる処分又は第百二条第一項に規定する処分その他により既に公正取引委員会によつて把握されている事実に係るものを除く。次号において同じ。)を行つた者(第一項第一号又は前項第一号から第三号までに規定する事実の報告及び資料の提出を行つた者の数とこの号に規定する事実の報告及び資料の提出を行つた者の数を合計した数が五以下であり、かつ、この号に規定する事実の報告及び資料の提出を行つた者の数を合計した数が三以下である場合に限る。)

the enterprise that individually reported facts and submitted materials regarding facts of the violation to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission, by the date set in the Rules of the Japan Fair Trade Commission on or after the investigation start date for the case concerned with the relevant violation (excluding the enterprises that fall under the previous item); or

当該違反行為に係る事件についての調査開始日以後公正取引委員会規則で定める期日までに、公正取引委員会規則で定めるところにより、単独で、公正取引委員会に当該違反行為に係る事実の報告及び資料の提出を行つた者(前号に該当する者を除く。)

the enterprise that has not committed the relevant violation after the date of submission of the reports and materials provided in the preceding two items.

前二号に規定する事実の報告及び資料の提出を行つた日以後において、当該違反行為をしていない者

If two or more enterprises (limited to when the enterprises are companies) that have violated the provisions of Article 7-2, paragraph (1) have jointly reported facts and submitted materials regarding the facts of the relevant violation to the Japan Fair Trade Commission pursuant to the provisions of the Rules of the Japan Fair Trade Commission, the relevant facts and materials are deemed to have been reported and submitted individually and the provisions of the preceding three paragraphs apply to the two or more enterprises who have reported the facts and submitted materials regarding the facts, as long as the two or more enterprises fall under item (i) below and either item (ii) or (iii) below. In this case, the two or more enterprises are deemed to be a single enterprise for the purposes of the calculation of the number of the enterprises who have reported the facts and submitted the materials provided in paragraph (1), item (i), paragraph (2), items (i) through (iv) and items (i) and (ii) of the preceding paragraph.

第七条の二第一項に規定する違反行為をした事業者のうち二以上の事業者(会社である場合に限る。)が、公正取引委員会規則で定めるところにより、共同して、公正取引委員会に当該違反行為に係る事実の報告及び資料の提出を行つた場合において、第一号に該当し、かつ、第二号又は第三号のいずれかに該当する者であるときに限り、当該事実の報告及び資料の提出を単独で行つたものとみなして、当該事実の報告及び資料の提出を行つた二以上の事業者について前三項の規定を適用する。この場合における第一項第一号、第二項第一号から第四号まで並びに前項第一号及び第二号に規定する事実の報告及び資料の提出を行つた事業者の数の計算については、当該二以上の事業者をもつて一の事業者とする。

that, at the time of the report of the relevant facts and the submission of the materials, the two or more enterprises are related as a subsidiary company, etc. to each other;

当該二以上の事業者が、当該事実の報告及び資料の提出の時において相互に子会社等の関係にあること。

that, among the relevant two or more enterprises, the one that committed the violation in concert with another of the two or more enterprises, was related to the other enterprise as a subsidiary company, etc. to each other for the entire period during which it committed the relevant violation in concert with the other enterprise (limited to within ten years preceding the date on which the enterprises reported the relevant facts or submitted the materials);

当該二以上の事業者のうち、当該二以上の事業者のうちの他の事業者と共同して当該違反行為をしたものが、当該他の事業者と共同して当該違反行為をした全期間(当該事実の報告及び資料の提出を行つた日から遡り十年以内の期間に限る。)において、当該他の事業者と相互に子会社等の関係にあつたこと。

that a fact that falls under either of the following exists with regard to one of the two or more enterprises that has not committed the violation in concert with another of the relevant two or more enterprises:

当該二以上の事業者のうち、当該二以上の事業者のうちの他の事業者と共同しては当該違反行為をしていないものについて、次のいずれかに該当する事実があること。

the enterprise has transferred all or part of the business involved in the violation to another enterprise of the relevant two or more enterprises or has alienated all or part of the business involved in the violation through a split, and the relevant other enterprise commenced the relevant violation on the date of the relevant transfer or of the split; or

その者が当該二以上の事業者のうちの他の事業者に対して当該違反行為に係る事業の全部若しくは一部を譲渡し、又は分割により当該違反行為に係る事業の全部若しくは一部を承継させ、かつ、当該他の事業者が当該譲渡又は分割の日から当該違反行為を開始したこと。

the enterprise has received all or part of the business connected to the violation from another enterprise of the relevant two or more enterprises or has succeeded to all or part of the business connected to the relevant violation through a split, and first committed the violation on the date of the relevant transfer or of the split.

その者が、当該二以上の事業者のうちの他の事業者から当該違反行為に係る事業の全部若しくは一部を譲り受け、又は分割により当該違反行為に係る事業の全部若しくは一部を承継し、かつ、当該譲受け又は分割の日から当該違反行為を開始したこと。

When the Japan Fair Trade Commission receives the report of facts and submission of materials provided in paragraph (1), item (i), paragraph (2), items (i) through (iv), or paragraph (3), item (i) or (ii), the Japan Fair Trade Commission must promptly notify the enterprise that reported the relevant facts and submitted the materials to that effect in writing.

公正取引委員会は、第一項第一号、第二項第一号から第四号まで又は第三項第一号若しくは第二号に規定する事実の報告及び資料の提出を受けたときは、当該事実の報告及び資料の提出を行つた事業者に対し、速やかに文書をもつてその旨を通知するものとする。

Prior to issuing an order pursuant to the provisions of Article 7-2, paragraph (1) or a notice pursuant to the provisions of the following paragraph or Article 7-7, paragraph (3) to an enterprise that reported facts and submitted materials regarding the fact provided in paragraph (1), item (i), paragraph (2), items (i) through (iv), or paragraph (3), item (i) or (ii), the Japan Fair Trade Commission may additionally request the relevant enterprise to report facts or submit materials regarding the facts of the violation, excluding cases of agreements in paragraph (1) of the following Article (including the agreement which contains the engagement in the acts listed in each of the items of paragraph (2) of the following Article).

公正取引委員会は、次条第一項の合意(同条第二項各号に掲げる行為をすることを内容とするものを含む。)をした場合を除き、第一項第一号、第二項第一号から第四号まで又は第三項第一号若しくは第二号に規定する事実の報告及び資料の提出を行つた事業者に対し第七条の二第一項の規定による命令又は次項若しくは第七条の七第三項の規定による通知をするまでの間、当該事業者に対し、当該違反行為に係る事実の報告又は資料の提出を追加して求めることができる。

If the Japan Fair Trade Commission has decided not to order the payment of a surcharge pursuant to the provisions of paragraph (1), it is to notify the relevant enterprise in writing of that decision at the time it issues an order, pursuant to the provisions of Article 7-2, paragraph (1), to enterprises other than the enterprise regarding the case concerned with the violation committed by the enterprises who fall under the provisions of paragraph (1) (by the time provided in the Rules of the Japan Fair Trade Commission if the Japan Fair Trade Commission does not issue an order pursuant to the provisions).

公正取引委員会は、第一項の規定により課徴金の納付を命じないこととしたときは、同項の規定に該当する事業者がした違反行為に係る事件について当該事業者以外の事業者に対し第七条の二第一項の規定による命令をする際に(同項の規定による命令をしない場合にあつては、公正取引委員会規則で定める時までに)、これと併せて当該事業者に対し、文書をもつてその旨を通知するものとする。

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