一a person engages in banking without being licensed, in violation of the provisions of Article 4, paragraph (1);

二a person obtains the license referred to in Article 4, paragraph (1) by wrongful means;

三a person has another person engage in banking in violation of the provisions of Article 9;

四a person violates the provisions of Article 39, paragraph (1) of the Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 13-4, Article 52-2-5, Article 52-45-2, or Article 52-60-17 (hereinafter referred to as the "Financial Instruments and Exchange Act as Applied Mutatis Mutandis");

五a person violates the provisions of Article 52-36, paragraph (1) in performing bank agency services without obtaining a license;

六a person obtains the license referred to in Article 52-36, paragraph (1) by wrongful means;

七a person has another person engage in bank agency services (or having another person engage in foreign bank agency services, if applied mutatis mutandis pursuant to Article 52-2-10) in violation of the provisions of Article 52-41 (including as applied mutatis mutandis pursuant to Article 52-2-10);

八a person obtains the registration referred to in Article 52-60-3 by wrongful means;

九a person has another person engage in electronic payment handling services in violation of the provisions of Article 52-60-10;

十a person violates an order to discontinue electronic payment services under the provisions of Article 52-60-23, paragraph (2);

十一a person violates the provisions of Article 52-61-2 in engaging in electronic payment services without obtaining an registration; or

十二a person obtains the registration referred to in Article 52-61-2 by wrongful means.

一a person becomes a holding company that has a bank as its subsidiary company through a transaction or action set forth in one of the items of Article 52-17, paragraph (1) or incorporates a holding company that has a bank as its subsidiary, without obtaining the authorization by the Prime Minister under that paragraph;

二a person remains to be a holding company that has a bank as its subsidiary company after the last day of the grace period provided for in Article 52-17, paragraph (3) in violation of the provisions of that paragraph; or

三a person remains to be a holding company that has a bank as its subsidiary company in violation of the order under the provisions of Article 52-17, paragraph (5), or remains to be a holding company that has a bank as its subsidiary company even after the end of the period designated by the Prime Minister that is prescribed in Article 52-34, paragraph (2), in violation of the provisions of that paragraph.

一a person that violates a condition attached pursuant to the provisions of Article 4, paragraph (4) or Article 52-38, paragraph (2);

二a person violates an order to suspend all or part of their services pursuant to the provisions of Article 26, paragraph (1), Article 27, Article 52-34, paragraph (1) or (4), Article 52-56, paragraph (1), Article 52-60-23, paragraph (1), or Article 52-61-17, paragraph (1); or

三a person violates an order to suspend all or part of its services pursuant to the provisions of Article 52-60-34, paragraph (2) or Article 52-61-28, paragraph (2).

一a person submits a written application for designation under the provisions of Article 52-63, paragraph (1) or a document or electronic or magnetic record that is required to be attached pursuant to paragraph (2) of that Article by making a false statement or record;

二a person violates the provisions of Article 52-69;

三a person fails to submit a written report under the provisions of Article 52-80, paragraph (1) or submits a written report under that paragraph by making a false statement;

四a person fails to report or submit a material pursuant to the provisions of Article 52-81, paragraph (1) or (2), or submits a false report or materials; or fails to answer or falsely answers a question under those provisions made by a relevant official; or refuses, interferes with, or avoids an inspection under those provisions; or

五a person violates an order under the provisions of Article 52-82, paragraph (1).

一a person fails, in violation of the provisions of Article 19, Article 52-27, Article 52-50, paragraph (1) (including as applied mutatis mutandis pursuant to Article 52-2-10), Article 52-60-19, or Article 52-61-13, to submit a document prescribed in those provisions, or submits the document but fails to state a particular that is required to be stated in the document or includes a false statement in it;

一の二a person fails, in violation of the provisions of Article 20, paragraph (4), Article 52-28, paragraph (3), or Article 52-60-36, paragraph (3), to issue public notice under those provisions; a person fails, in violation of the provisions of Article 20, paragraph (6) or Article 52-28, paragraph (5), to take a measure that is specified by Cabinet Office Order as a measure that uses electronic or magnetic means to make the information prescribed in those provisions available to many and unspecified persons; a person issues public notice but fails to state a particular that is required to be stated in a document or makes a false statement in that document; or a person takes a measure that uses electronic or magnetic means to make the information recorded in an electronic or magnetic record available to many and unspecified persons but fails to record a particular that is required to be recorded in that electronic or magnetic record or records a false statement in it;

一の三a person who, in violation of the provisions of Article 21, paragraph (1) or (2), Article 52-2-6, paragraph (1), Article 52-29, paragraph (1), or Article 52-51, paragraph (1), fails to make a document prescribed in those provisions available for public inspection; a person who, in violation of the provisions of Article 21, paragraph (4) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article; hereinafter the same applies in this item), Article 52-2-6, paragraph (2), Article 52-29, paragraph (3), or Article 52-51, paragraph (2), fails to take a measure that is specified by Cabinet Office Order as a measure that uses electronic or magnetic means to make the information recorded in the electronic or magnetic record prescribed in Article 21, paragraph (4), Article 52-2-6, paragraph (2), Article 52-29, paragraph (3), or Article 52-51, paragraph (2) available to many and unspecified persons; a person in violation of one of those provisions, makes that document available for public inspection but fails to state a particular that is required to be stated or makes a false statement in that document; or a person who, in violation of one of those provisions, takes a measure that uses electronic or magnetic means to make the information recorded in that electronic or magnetic record available to many and unspecified persons but fails to record a particular that is required to be recorded in that electronic or magnetic record or records a false statement in the record;

二a person fails to report or submit a material pursuant to the provisions of Article 24, paragraph (1) (including as applied mutatis mutandis pursuant to Article 43, paragraph (3)), Article 24, paragraph (2), Article 52-7, Article 52-11, Article 52-31, paragraph (1) or (2), Article 52-53, Article 52-60-20, paragraph (1) or (2), or Article 52-61-14, paragraph (1) or (2); or submits a false report or materials;

三a person fails to answer a question from the relevant official pursuant to the provisions of Article 25, paragraph (1) (including as applied mutatis mutandis pursuant to Article 43, paragraph (3)), Article 25, paragraph (2), Article 52-8, paragraph (1), Article 52-12, paragraph (1), Article 52-32, paragraph (1) or (2), Article 52-54, paragraph (1), Article 52-60-21, paragraph (1) or (2), or Article 52-61-15, paragraph (1) or (2), falsely answers such a question, or refuses, interferes with, or avoids an inspection under those provisions;

三の二a person violates an order under the provisions of Article 29;

四a person violates an order under the provisions of Article 43, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article);

五a person refuses, interferes with, or avoids an inspection under the provisions of Article 45, paragraph (3) or violates an order under the provisions of that paragraph;

六a person fails to answer a question from the relevant official pursuant to the provisions of Article 25, paragraph (1) as applied mutatis mutandis pursuant to Article 46, paragraph (3), falsely answers such a question, or refuses, interferes with, or avoids an inspection under the provisions of that paragraph;

六の二a person engages in foreign bank agency services without obtaining the authorization by the Prime Minister under the provisions of Article 52-2, paragraph (1) or (2);

七a person violates an order under the provisions of Article 52-34, paragraph (1) (excluding an order to dismiss a director, executive officer, accounting advisor, company auditor, or accounting auditor, or to suspend all or part of the services);

八a person submits the written application under the provisions of Article 52-37, paragraph (1) or a document that is required to be attached to it pursuant to the provisions of paragraph (2) of that Article, or the written application for registration under the provisions of Article 52-60-4, paragraph (1) or a document that is required to attached to it pursuant to the provisions of paragraph (2) of that Article, or the written application for registration under the provisions of Article 52-61-3, paragraph (1) or a document that is required to attached to it pursuant to the provisions of paragraph (2) of that Article, by making a false statement;

九a person engages in services other than bank agency services and services incidental to bank agency services without obtaining the approval under Article 52-42, paragraph (1); or

十a person violates the conditions (limited to those related to the authorization under the provisions of Article 52-17, paragraph (1) or the proviso to Article 52-17, paragraph (3)) that have been attached pursuant to the provisions of Article 54, paragraph (1).

一a person violates the provisions of Article 13-3 (limited to the part related to item (i)) or Article 52-45 (limited to the part related to item (i), and including as applied mutatis mutandis pursuant to Article 52-2-10) and has committed the act of violation for the benefit of a person other than a customer (including a bank or a bank agent) or for the purpose of causing damage to a customer;

二a person violates the provisions of Article 52-60-13;

三a person violates the provisions of Article 52-60-16 (limited to the part related to item (i)) and has committed the act of violation for the benefit of a person other than a customer (including an entrusting bank or an electronic payment handling service provider) or for the purpose of causing damage to a customer;

四a person divulges confidential information learned in the course of duty or uses that information for their own benefit, in violation of the provisions of Article 52-64, paragraph (1).

一a person fails to indicate a particular prescribed in Article 37, paragraph (1) of the Financial Instruments and Exchange Act as Applied Mutatis Mutandis or gives a false indication;

二a person violates the provisions of Article 37, paragraph (2) of the Financial Instruments and Exchange Act as Applied Mutatis Mutandis;

三a person violates the provisions of Article 37-3, paragraph (1) (excluding item (vi); the same applies hereinafter in this item) of the Financial Instruments and Exchange Act as Applied Mutatis Mutandis and fails to provide the information under the provisions of that paragraph (limited to that pertaining to the matters set forth in the items of that paragraph; the same applies hereinafter in this item), or provides false information;

四a person violates the provisions of Article 37-4 of the Financial Instruments and Exchange Act as Applied Mutatis Mutandis and fails to provide the information under the provisions of that Article, or provides false information;

五a person fails to report or submit a material pursuant to the provisions of Article 52-60-33, paragraph (1) or Article 52-61-27, paragraph (1) or gives a false report or submits a materials, or fails to answer a question from the relevant official pursuant to those provisions, falsely answers such a question, or refuses, interferes with, or avoids an inspection pursuant to those provisions.

一a person engages in electronic payment services without filing a notification under the provisions of Article 52-60-8, paragraph (3) or by filing a false notification; or

二a person fails to prepare or preserve a record under the provisions of Article 52-71 or Article 52-73, paragraph (9) or prepares a false record.

一a person who, in violation of the provisions of Article 955, paragraph (1) (Statements in an Investigation Record Books) of the Companies Act as applied mutatis mutandis pursuant to Article 49-2, paragraph (2) or Article 52-60-36, paragraph (7), fails to state or record the particulars prescribed by Ministry of Justice Order concerning the investigation of electronic public notice provided for in Article 955, paragraph (1) of that Act, enters or records a false statement in the investigation record book, etc. (meaning the investigation record book, etc. provided for in that paragraph; hereinafter the same applies in this item); or, in violation of the provisions of that paragraph, fails to preserve the investigation record book, etc.;

二a person fails to file a notification under the provisions of Article 52-39, paragraph (2), Article 52-52, Article 52-61-6, paragraph (3), Article 52-61-7, paragraph (1), Article 52-78, paragraph (1), Article 52-79, or Article 52-83, paragraph (2), or files a false notification;

三a person violates the provisions of Article 52-40, paragraph (1) (including as applied mutatis mutandis pursuant to Article 52-2-10; the same applies in the following item) or paragraph (2) (including as applied mutatis mutandis pursuant to Article 52-2-10), or Article 52-60-9, paragraph (1) or (2);

四a person posts a sign referred to in Article 52-40, paragraph (1) or a sign referred to in Article 52-60-9, paragraph (1), or a sign similar to those signs, in violation of the provisions of Article 52-40, paragraph (3) (including as applied mutatis mutandis pursuant to Article 52-2-10) or Article 52-60-9, paragraph (3);

五a person uses a word in their name which is likely to be mistaken for a member of a certified association of electronic payment handling service providers or a member of a certified association of electronic payment service providers, in violation of Article 52-60-27, paragraph (3) or Article 52-61-21, paragraph (3);

六a person fails to make a report under the provisions of Article 52-68, paragraph (1) or makes a false report; or

七a person fails to give a notice under the provisions of Article 52-83, paragraph (3) or Article 52-84, paragraph (3), or gives a false notice.

一the provisions of Article 61, item (iv) or Article 62 (excluding item (iii)):a fine of not more than 300 million yen;

二the provisions of Article 62-2 (excluding item (ii)), Article 63, items (i) through (iv), item (vii), item (viii), or item (x), or Article 63-2, item (i) or (iii):a fine of not more than 200 million yen;

三the provisions of Article 63-2, item (ii) or Article 63-2-2:a fine of not more than 100 million yen; and

四the provisions of Article 61 (excluding item (iv)), Article 61-2, Article 62, item (iii), Article 62-2, item (ii), Article 63, items (v) through (vi)-2, or item (ix), Article 63-2, item (iv), or Article 63-2-5 through the preceding Article:the fine referred to in the relevant Article.

一when the person performs the acts prescribed in Article 5, paragraph (3), Article 6, paragraph (3), Article 8, paragraph (2) or (3), or Article 47-3 without obtaining the authorization by the Prime Minister under those provisions;

二when the person violates the provisions of Article 7, paragraph (1) or Article 52-19, paragraph (1) and engages in the day-to-day business of another company;

三when the person violates the provisions of Article 12 or Article 52-21, paragraph (2) in conducting other business;

四when the person violates the provisions of Article 8, paragraph (1) or (4), Article 16, paragraph (1) or (2), Article 34, paragraph (1), Article 36, paragraph (1), Article 38, Article 49, Article 52, paragraph (1) or (3), Article 52-2, paragraph (3), Article 52-2-9, Article 52-39, paragraph (1), Article 52-47, paragraph (1), Article 52-48, Article 52-60-2, paragraph (3), Article 52-60-7, paragraph (1) or (2), Article 52-61-6, paragraph (1), or Article 53, paragraphs (1) through (6), and fails to give a notification or public notice, to make a posting, or to take measures to make it available for public inspection under those provisions, or gives a false notification or public notice, makes a false posting, or takes false measures to make it available for public inspection;

五when the person makes, in violation of the provisions of Article 16-2, paragraph (1), a company other than a company eligible to be a subsidiary company prescribed in that paragraph (excluding a domestic company prescribed in Article 16-4, paragraph (1)) its subsidiary company; or the person makes, in violation of the provisions of Article 52-23, paragraph (1), a company other than a company eligible to be a subsidiary company prescribed in that paragraph (excluding a domestic company prescribed in Article 52-24, paragraph (1)) its subsidiary company;

六when the person makes a bank, etc. eligible to be a subsidiary company its subsidiary company without obtaining the authorization by the Prime Minister under the provisions of Article 16-2, paragraph (4) (for a company set forth in paragraph (1), item (xv) of that Article (excluding a company specified by Cabinet Office Order that is prescribed in paragraph (4) of that Article), when the bank or its subsidiary company acquires or holds voting rights in that company that cause the number of voting rights to exceed the maximum threshold for voting rights when the voting rights are combined); the person makes a foreign specified finance-related services company prescribed in paragraph (7) of that Article its subsidiary company without obtaining the authorization by the Prime Minister under the provisions of paragraph (4) of that Article as applied mutatis mutandis pursuant to paragraph (7) of that Article; the person makes a company set forth in the items of paragraph (1) of that Article to be a subsidiary company that falls under a company set forth in the other items of that paragraph (limited to a bank, etc. eligible to be a subsidiary company), without obtaining the authorization by the Prime Minister under the provisions of paragraph (4) of that Article as applied mutatis mutandis pursuant to paragraph (13) of that Article; when the person makes a company set forth in paragraph (1), item (xv) of that Article (limited to a company specified by Cabinet Office Order that is prescribed in paragraph (13) of that Article) into a subsidiary company that falls under a company set forth in that item (excluding the company specified by Cabinet Office Order); or when the bank or its subsidiary company holds voting rights in the company set forth in that item that cause the number of voting rights to exceed the maximum threshold for voting rights when combined, after one year has passed since the day on which they became aware that the company eligible to be a subsidiary company prescribed in paragraph (16) of that Article has become a company set forth in that item (excluding a company specified by Cabinet Office Order that is prescribed in that paragraph) or any other fact specified by Cabinet Office Order as prescribed in that paragraph, without obtaining the authorization by the Prime Minister under the provisions of that paragraph;

七when the person violates the provisions of Article 16-4, paragraph (1), the proviso to Article 16-4, paragraph (2), Article 52-24, paragraph (1), or the proviso to Article 52-24, paragraph (2);

八when the person violates the conditions that have been attached pursuant to the provisions of Article 16-4, paragraph (3) or (5), or, Article 52-24, paragraph (3) or (5);

九when the person fails to appropriate capital reserve or retained earnings reserve, in violation of the provisions of Article 18;

十when the person fails to submit an improvement plan in violation of the provisions of Article 26, paragraph (1), Article 52-14, paragraph (1), or Article 52-33, paragraph (1); violates an order (excluding an order to suspend all or part of its services) under the provisions of Article 26, paragraph (1); or violates an order under Article 52-13, Article 52-14, Article 52-15, paragraph (1), Article 52-33, paragraph (1) or (3), Article 52-55, Article 52-60-22, Article 52-60-34, paragraph (1), Article 52-61-16, or Article 52-61-28, paragraph (1);

十一when the person makes a business transfer or acquisition, in violation of the provisions of Article 34, paragraph (5) (including as applied mutatis mutandis pursuant to Article 35, paragraph (3));

十一の二when the person fails to possess assets that exceed the amount provided for in Article 47-2 in Japan, in violation of the provisions of that Article;

十二when the person fails to make a report or submit materials pursuant to Article 48, Article 52, paragraph (2), or Article 52-2-8, or makes a false report or submits false materials;

十二の二when the person fails to request an investigation referred to in Article 941 (Electronic Public Notice Investigation) of the Companies Act, in violation of the provisions of that Article as applied mutatis mutandis pursuant to Article 49-2, paragraph (2) or Article 52-60-36, paragraph (7);

十三when the person fails to make a submission or file a notification under the provisions of Article 52-2-11, paragraph (1), Article 52-3, paragraph (1), paragraph (3), or paragraph (4), Article 52-4, paragraph (1) or (2), Article 52-5, Article 52-6, Article 52-9, paragraph (3), or Article 52-17, paragraph (2) or (4), or makes a false submission or files a false notification;

十四when the person becomes a holder of the number of voting rights in the bank which is equal to or greater than the major shareholder threshold through a transaction or action set forth in any of the items of Article 52-9, paragraph (1), or incorporates a company or any other corporation that is the holder of the number of voting rights in the bank which is equal to or greater than the major shareholder threshold, without obtaining the authorization by the Prime Minister under the provisions of that paragraph;

十五when the person violates the provisions of Article 52-9, paragraph (2) and remains to be a holder of the number of voting rights in the bank which is equal to or greater than the major shareholder threshold after the last day of the grace period provided for in that paragraph;

十六when the person remains to be a holder of the number of voting rights in the bank which is equal to or greater than the major shareholder threshold, in violation of the order under Article 52-9, paragraph (4), or remains to be a holder of the number of voting rights in the bank which is equal to or greater than the major shareholder threshold even after the period designated by the Prime Minister as provided for in Article 52-15, paragraph (2), in violation of the provisions of that paragraph;

十六の二when the person performs the services specified by Cabinet Office Order that are prescribed in Article 52-21-2, paragraph (1) (excluding minor services specified by Cabinet Office Order that are prescribed in the proviso to paragraph (2) of that Article) without obtaining the authorization by the Prime Minister under the provisions of paragraph (2) of that Article;

十七when the person makes a bank, etc. eligible to be a subsidiary company its subsidiary company without obtaining the authorization by the Prime Minister prescribed in Article 52-23, paragraph (3) (for a company set forth in paragraph (1), item (xiv) of that Article (excluding a company specified by Cabinet Office Order that is prescribed in paragraph (3) of that Article), and the bank holding company or its subsidiary company acquires or holds voting rights in that company that cause the number of voting rights to exceed the maximum threshold for voting rights when the voting rights are combined), the person makes a foreign specified finance-related services company prescribed in paragraph (6) of that Article its subsidiary company without obtaining the authorization by the Prime Minister prescribed in paragraph (3) of that Article as applied mutatis mutandis pursuant to paragraph (6) of that Article, the person makes a company set forth in one of the items of paragraph (1) of that Article a subsidiary company that falls under a company set forth in one of the other items of that paragraph (limited to a bank, etc. eligible to be a subsidiary company) without obtaining the authorization by the Prime Minister prescribed in paragraph (3) of that Article as applied mutatis mutandis pursuant to paragraph (12) of that Article, the person makes a company set forth in paragraph (1) item (xiv) of that Article (limited to a company specified by Cabinet Office Order that is prescribed in paragraph (12) of that Article) their subsidiary company that falls under a company set forth in that item (excluding the company specified by Cabinet Office Order), the bank holding company or its subsidiary company holds voting rights in the company set forth in that item that cause the number of voting rights to exceed the maximum threshold for voting rights when the voting rights are combined after one year has passed since the day on which they learn that the company eligible to be a subsidiary company prescribed in paragraph (15) of that Article has become a company set forth in that item (excluding a company specified by Cabinet Office Order that is prescribed in that paragraph) or any other fact specified by Cabinet Office Order that is prescribed in that paragraph without obtaining the authorization by the Prime Minister prescribed in that paragraph, the person makes a company eligible to be a special subsidiary company that performs the target services of a special subsidiary company into a specified bank holding company subsidiary, without obtaining the authorization by the Prime Minister prescribed in Article 52-23-2, paragraph (3), the person makes a company eligible to be a special subsidiary company a specified bank holding company subsidiary that performs the target services of a special subsidiary company other than the target services of a special subsidiary company related to the authorization referred to in paragraph (3) of that Article (including as applied mutatis mutandis pursuant to paragraph (5) of that Article) or the proviso to paragraph (4) of that Article without obtaining the authorization by the Prime Minister prescribed in paragraph (3) of that Article as applied mutatis mutandis pursuant to paragraph (6) of that Article, or the person makes a company that exclusively engages in special advanced banking services a specified bank holding company subsidiary (in the case of a company specified by Cabinet Office Order that is prescribed in that paragraph when the bank holding company or its subsidiary company acquires or holds voting rights in that company that cause the number of voting rights to exceed the maximum threshold for voting rights when combined) without filing a notification under paragraph (8) of that Article or by filing a false notification;

十八when the person fails to manage property that should be managed pursuant to the provisions of Article 52-43 (including as applied mutatis mutandis pursuant to Article 52-2-10);

十九when the person fails to prepare or preserve the books and documents under the provisions of Article 52-49 (including as applied mutatis mutandis pursuant to Article 52-2-10), Article 52-60-18, or Article 52-61-12, or prepares false books and documents;

二十when the person violates the conditions that are attached pursuant to the provisions of Article 54, paragraph (1) (limited to those attached to the authorization, approval, or certification under the provisions of Article 8, paragraph (2) or (3), Article 16-2, paragraph (4) (including as applied mutatis mutandis pursuant to paragraph (7) or (13) of that Article), paragraph (8), paragraph (11), paragraph (14) or paragraph (16), Article 30, paragraphs (1) through (3), Article 37, paragraph (1), Article 47-3, Article 52-2, paragraph (1) or (2), Article 52-9, paragraph (1) or the proviso to paragraph (2), Article 52-23, paragraph (3) (including as applied mutatis mutandis pursuant to paragraph (6) or (12) of that Article), paragraph (7), paragraph (10), paragraph (13) or paragraph (15), Article 52-23-2, paragraph (3) (including as applied mutatis mutandis pursuant to paragraph (5) of that Article) or paragraph (7), or Article 52-35, paragraphs (1) through (3)); or

二十一when the person fails to make a registration pursuant to the provisions of Article 57-4.

一a person who uses a word in their name or trade name indicating they are a bank, in violation of the provisions of Article 6, paragraph (2);

二a person who fails to report or makes a false report, in violation of the provisions of Article 946, paragraph (3) (Obligation of Investigation) of the Companies Act as applied mutatis mutandis pursuant to Article 49-2, paragraph (2) or Article 52-60-36, paragraph (7);

三a person who refuses a request set forth in any of the items of Article 951, paragraph (2) (Keeping and Inspection of Financial Statements) of the Companies Act or the items of Article 955, paragraph (2) (Statements in an Investigation Record Book) of that Act as applied mutatis mutandis pursuant to Article 49-2, paragraph (2) or Article 52-60-36, paragraph (7), without legitimate grounds for doing so; or

四a person who violates the provisions of Article 52-76.

一a person who refuses to make a membership list available for public inspection pursuant to Article 52-60-27, paragraph (1) or Article 52-61-21, paragraph (1) without legitimate grounds for doing so; or

二a person who fails to file a notification under the provisions of Article 52-60-36, paragraph (1) or (4), or files a false notification.

一a person who uses a word in their name that is likely to be mistaken for a certified association of electronic payment handling service providers or a certified association of electronic payment service providers, in violation of the provisions of Article 52-60-27, paragraph (2) or Article 52-61-21, paragraph (2); or

二a person who uses a word in their name or trade name that is likely to be mistaken for a designated dispute resolution organization, in violation of the provisions of Article 52-77.