Article 53Particulars to be Notified

一it commences its operations;

二it seeks to make a company set forth in Article 16-2, paragraph (1), items (xi) through (xiv) its subsidiary company (excluding a case in which the bank must obtain authorization in order to make the company a subsidiary company pursuant to Article 16-2, paragraph (4)) (excluding a case in which the bank seeks to implement a merger or company split or make a business acquisition, by obtaining the authorization under the provisions of Article 30, paragraphs (1) through (3) of this Act or Article 5, paragraph (1) (Authorization) of the Act on Financial Institutions' Merger and Conversion);

三its subsidiary company ceases to be its subsidiary company (excluding cases in which a company split or business transfer has been implemented by obtaining the authorization under the provisions of Article 30, paragraph (2) or (3)), or its subsidiary company that is a bank, etc. eligible to be a subsidiary company ceases to be a bank, etc. eligible to be a subsidiary company (excluding the case referred to in item (v));

四it seeks to increase the stated capital;

五it implements a particular for which it has obtained authorization under the provisions of this Act;

六it seeks to establish a representative office in a foreign country;

七more than five percent of the total shareholder voting rights in the bank are acquired or come to be held by a single shareholder; or,

八it falls under other cases specified by Cabinet Office Order (Cabinet Office Order and Ministry of Finance Order, in a case that concerns the financial failure resolution system and financial risk management).

一they become a bank's major shareholder related to the authorization referred to in Article 52-9, paragraph (1), or is incorporated as the bank's major shareholder related to that authorization;

二they become the holder of more than fifty percent of the voting rights of all shareholders of the bank;

三they cease to be the holder of a number of voting rights in the bank which is equal to or greater than the major shareholder threshold (excluding the case referred to in item (v));

四they cease to be the holder of more than fifty percent of the voting rights of all shareholders of the bank (excluding the case referred to in the preceding item or the following item);

五they are dissolved (including cases in which a judicial decision invalidating their incorporation, share transfer, merger (limited to a merger resulting in the incorporation of a company or other corporation that is the holder of a number of voting rights in the bank which is equal to or greater than the major shareholder threshold), or incorporation-type company split involving them becomes final and binding);

六more than fifty percent of the voting rights of all shareholders of the bank are acquired or come to be held by a single shareholder; or;

七they fall under other cases specified by Cabinet Office Order.

一it becomes a bank holding company related to the authorization referred to in Article 52-17, paragraph (1), or it is incorporated as a bank holding company related to that authorization;

二it ceases to be a holding company that has a bank as its subsidiary company (excluding the case referred to in item (v));

三it seeks to make a company set forth in Article 52-23, paragraph (1), item (x) through (xiii) its subsidiary company (excluding a case in which a bank holding company must obtain authorization in order to make the company a subsidiary company, pursuant to the provisions of Article 52-23, paragraph (3)) (excluding a case in which it seeks to implement a merger or company split, or make a business acquisition, by obtaining the authorization under the provisions of Article 52-35, paragraphs (1) through (3) of this Act);

四its subsidiary company ceases to be its subsidiary company (excluding cases in which a company split or business transfer has been implemented by obtaining the authorization under the provisions of Article 52-35, paragraph (2) or (3) and the case referred to in item (ii)), its subsidiary company that is a bank, etc. eligible to be a subsidiary company ceases to be a bank, etc. eligible to be a subsidiary company, or its specified bank holding company subsidiary that falls under a company eligible to be a special subsidiary company ceases to fall under a company eligible to be a special subsidiary company (excluding the case referred to in item (vii) and the case in which it has filed a notification pursuant to the provisions of Article 52-23-2, paragraph (8));

五it is dissolved (including cases in which a judicial decision invalidating its incorporation, share transfer, merger (limited to a merger resulting in the incorporation of a holding company that has a bank as its subsidiary company), or incorporation-type split involving it becomes final and binding);

六it seeks to change the amount of stated capital;

七it performs an action for which it has obtained authorization under the provisions of this Act (excluding the authorization referred to in item (i));

八more than five percent of the voting rights of all shareholders of the bank holding company are acquired or come to be held by a single shareholder; or,

九it falls under cases specified by Cabinet Office Order.