Article 28 · (Filing a Specified Acquisition Notification; Recommendations to Modify its Substance; Related Matters)第二十八条(特定取得の届出及び変更勧告等)
9 reworded · 8 added- ChangedArticle 28, paragraph (1)
Before a foreign investor conducts a specified acquisition (meaning a specified acquisition as provided in Article 26, paragraph (3), and excluding a specified acquisition as prescribed by Cabinet Order in consideration of inheritance, bequest, merger of a corporation, or any other circumstances; the same applies hereinafter, except in Article 29-2 and Article 69-4) prescribed by Cabinet Order as being likely to constitute a specified acquisition that requires the examination under paragraph (3), the foreign investor must first file a notification of the
business purpose of the specified acquisition, its amount, its timing, and any other information that Cabinet Order prescribesfollowing matters (limited, as for the matter stated in item (iv), to the case where the foreign investor takes the measure relating to national security provided for in that item) concerning that specified acquisition with the Minister of Finance and the competent minister for the business, pursuant to the provisions of Cabinet Order.:外国投資家は、特定取得(第二十六条第三項に規定する特定取得をいい、相続、遺贈、法人の合併その他の事情を勘案して政令で定めるものを除く。第二十九条の二及び第六十九条の四を除き、以下同じ。)のうち第三項の規定による審査が必要となる特定取得に該当するおそれがあるものとして政令で定めるものを行おうとするときは、政令で定めるところにより、あらかじめ、当該特定取得について、
事業目的、金額、実行の時期その他の政令で定める事項次に掲げる事項(第四号に掲げる事項にあつては、当該外国投資家が同号に規定する国の安全に係る措置を講ずる場合に限る。)を財務大臣及び事業所管大臣に届け出なければならない。 - AddedArticle 28, paragraph (1), item (i)
the purpose of the business of the company provided for in Article 26, paragraph (3);
第二十六条第三項に規定する会社の事業の目的
- AddedArticle 28, paragraph (1), item (ii)
the amount of that specified acquisition;
当該特定取得の金額
- AddedArticle 28, paragraph (1), item (iii)
the timing of the execution of that specified acquisition;
当該特定取得の実行の時期
- AddedArticle 28, paragraph (1), item (iv)
a restriction on the involvement of that foreign investor in the management of the company relating to that specified acquisition, or any other measure to eliminate the risk of that specified acquisition giving rise to a situation that would compromise national security (hereinafter referred to as a "measure relating to national security");
当該外国投資家による当該特定取得に係る会社の経営への関与の制限その他の当該特定取得が国の安全を損なう事態を生ずるおそれをなくするための措置(以下「国の安全に係る措置」という。)
- AddedArticle 28, paragraph (1), item (v)
any other matters prescribed by Cabinet Order.
その他政令で定める事項
- ChangedArticle 28, paragraph (2)
A foreign investor that has filed a notification under the preceding paragraph with regard to a specified acquisition must not undertake the specified acquisition that is subject to that notification during the period until the final day in the 30-day period that starts on the date that the Minister of Finance and the competent minister for the business receive the notification; provided, however, that on finding, before the end of this period, that, based on the
business purposepurpose of the business provided for in item (i) of that paragraph or any other consideration, the specified acquisition that is subject to that notification does not constitute one necessitating an examination under the following paragraph, the Minister of Finance and the competent minister for the business may shorten this period.特定取得について前項の規定による届出をした外国投資家は、財務大臣及び事業所管大臣が当該届出を受理した日から起算して三十日を経過する日までの期間は、当該届出に係る特定取得を行つてはならない。ただし、財務大臣及び事業所管大臣は、その期間の満了前に当該届出に係る特定取得が
その事業同項第一号に規定する事業の目的その他からみて次項の規定による審査が必要となる特定取得に該当しないと認めるときは、当該期間を短縮することができる。 - ChangedArticle 28, paragraph (3)
When a notification under paragraph (1) has been filed, on finding it necessary to examine whether the specified acquisition that is subject to the notification constitutes a specified acquisition that is highly likely to cause a situation that would compromise national security (but only a specified acquisition that is undertaken by a foreign investor from a member state of a multilateral treaty or other international agreement on specified acquisition that Cabinet Order prescribes and to which Japan has acceded (hereinafter referred to as a "treaty or other agreement" in this paragraph), if there is no obligation to remove restrictions on that specified acquisition based on the treaty or other agreement; as well as a specified acquisition that is undertaken by a foreign investor from a state other than the member state of such a treaty or other agreement, if there would be no obligation to remove restrictions on the specified acquisition if the state in question were a member state of the treaty or other agreement; hereinafter referred to as a "specified acquisition that is a matter of national security"), the Minister of Finance and the competent minister for the business may
extend the period during which the specified acquisition that is subject to the notification must not be undertaken, but only to a period of four months starting, pursuant to the provisions of Cabinet Order, extend the prohibition period (meaning the period prescribed in the main clause of the preceding paragraph that relates to that notification; hereinafter the same applies in this Article and Article 28-3), but only until the final day in the four-month period that starts on the day on which the notification is received.財務大臣及び事業所管大臣は、第一項の規定による届出があつた場合において、当該届出に係る特定取得が国の安全を損なう事態を生ずるおそれが大きい特定取得(我が国が加盟する特定取得に関する多数国間の条約その他の国際約束で政令で定めるもの(以下この項において「条約等」という。)の加盟国の外国投資家が行う特定取得で特定取得に関する制限の除去について当該条約等に基づく義務がないもの及び当該条約等の加盟国以外の国の外国投資家が行う特定取得でその国が当該条約等の加盟国であるものとした場合に当該義務がないこととなるものに限る。以下「国の安全に係る特定取得」という。)に該当しないかどうかを審査する必要があると認めるときは、
当該届出に係る特定取得を行つてはならない期間政令で定めるところにより、当該届出に係る前項本文に規定する期間(以下この条及び第二十八条の三において「禁止期間」という。)を、当該届出を受理した日から起算して四月を経過する日までの間に限り、延長することができる。 - ChangedArticle 28, paragraph (4)
If the Minister of Finance and the competent minister for the business have extended the
period during which a specified acquisition must not be undertakenprohibition period pursuant to the provisions of the preceding paragraph, but they find, as a result of an examination under that paragraph and before the expiration of the extended prohibition period, that the specified acquisition that is subject to the notification under paragraph (1) does not constitute a specified acquisition that is a matter of national security, the ministers may shorten the extended prohibition period.財務大臣及び事業所管大臣は、前項の規定により
特定取得を行つてはならない禁止期間を延長した場合において、同項の規定による審査をした結果、当該延長された禁止期間の満了前に第一項の規定による届出に係る特定取得が国の安全に係る特定取得に該当しないと認めるときは、当該延長された禁止期間を短縮することができる。 - ChangedArticle 28, paragraph (5)
If the Minister of Finance and the competent minister for the business have extended the
period during which a specified acquisition must not be undertakenprohibition period pursuant to the provisions of paragraph (3), but they find, as a result of the examination under that paragraph, that the specified acquisition that is subject to the notification under paragraph (1) constitutes a specified acquisition that is a matter of national security, the ministers, pursuant to the provisions of Cabinet Order,may recommend the person that filed the notification of the specified acquisition tomodifychange the substance of the acquisitionor discontinue it, make a modification of a measure relating to national security (meaning to file with the Minister of Finance and the competent minister for the business a notification of a modification relating to the matters set out in paragraph (1), item (iv) that pertain to the notification; the same applies hereinafter), or discontinue the specified acquisition, after hearing the opinions of the Council on Customs, Tariffs, Foreign Exchange, and Other Transactions; provided, however, that the period during which the ministers may recommend themodification or discontinuance starts from the day on which they receive the notificationchange, the modification of a measure relating to national security, or the discontinuance is up until the final dayinof the prohibition period as extended pursuant to the provisions of paragraph (3) or the following paragraph or Article 28-3, paragraph (2).財務大臣及び事業所管大臣は、第三項の規定により
特定取得を行つてはならない禁止期間を延長した場合において、同項の規定による審査をした結果、第一項の規定による届出に係る特定取得が国の安全に係る特定取得に該当すると認めるときは、関税・外国為替等審議会の意見を聴いて、当該特定取得の届出をしたものに対し、政令で定めるところにより、当該特定取得に係る内容の変更又は中止を勧告することができる。ただし、当該変更又は中止を勧告することができる期間は、当該届出を受理した日から起算して第三項又は次項、国の安全に係る措置に関する修正(当該届出に係る同項第四号に掲げる事項に係る修正の届出を財務大臣及び事業所管大臣にすることをいう。以下同じ。)又は当該特定取得の中止を勧告することができる。ただし、当該変更、国の安全に係る措置に関する修正又は当該中止を勧告することができる期間は、第三項若しくは次項又は第二十八条の三第二項の規定により延長された禁止期間の満了する日までとする。 - ChangedArticle 28, paragraph (6)
Notwithstanding the provisions of paragraph (3), ifIf the Minister of Finance and the competent minister for the business hear the opinion of the Council on Customs, Tariffs, Foreign Exchange, and Other Transactions pursuant to the preceding paragraph, but the Council makes a filing indicating that, considering the character of the matter in question, it will be difficult for it to state its opinion within the periodof four months prescribed in paragraph (3), the period during which a specified acquisition must not be undertaken as prescribed in that paragraph is five monthsending on the day on which four months elapse from the day on which the notification under paragraph (1) was accepted (or, if the prohibition period has been extended beyond that period pursuant to the provisions of Article 28-3, paragraph (2), the period until the final day of the extended prohibition period), the prohibition period is, notwithstanding the provisions of paragraph (3) or paragraph (2) of that Article, the period ending on the day on which five months elapse from the day on which the notification under paragraph (1) was accepted (or, if the prohibition period has been extended pursuant to the provisions of paragraph (2) of that Article beyond the period ending on the day on which four months elapse from the day on which the notification under paragraph (1) was accepted, the period ending on the day on which one month elapses from the day following the final day of the extended prohibition period).前項の規定により関税・外国為替等審議会の意見を聴く場合において、関税・外国為替等審議会が当該事案の性質に鑑み、
第三項に規定する四月の期間内に意見を述べることが困難である旨を申し出た場合には、同項に規定する特定取得を行つてはならない期間は、同項の規定にかかわらず、五月第一項の規定による届出が受理された日から起算して四月を経過する日までの期間(第二十八条の三第二項の規定により当該期間を超えて禁止期間が延長された場合には、当該延長された禁止期間の満了する日までの期間)内に意見を述べることが困難である旨を申し出た場合には、禁止期間は、第三項又は同条第二項の規定にかかわらず、第一項の規定による届出が受理された日から起算して五月を経過する日までの期間(同条第二項の規定により第一項の規定による届出が受理された日から起算して四月を経過する日までの期間を超えて禁止期間が延長された場合には、当該延長された禁止期間の満了する日の翌日から起算して一月を経過する日までの期間)とする。 - ChangedArticle 28, paragraph (7)
The provisions of Article 27, paragraphs (7) through (12) apply mutatis mutandis if the recommendation under paragraph (5) is issued. In this case, the phrase "modification of a measure relating to national security or a similar concern" in paragraph (8) of that Article is deemed to be replaced with "modification of a measure relating to national security prescribed in Article 28, paragraph (5) (hereinafter referred to as "modification of a measure relating to national security" in this Article)", and the phrase "modification of a measure relating to national security or a similar concern" in paragraphs (10) through (12) of that Article is deemed to be replaced with "modification of a measure relating to national security", and Cabinet Order prescribes any other necessary technical replacement of terms.
第二十七条第七項から第十二項までの規定は、第五項の規定による勧告があつた場合について準用する。この場合において、同条第八項中「国の安全等に係る措置に関する修正」とあるのは「第二十八条第五項に規定する国の安全に係る措置に関する修正(以下この条において「国の安全に係る措置に関する修正」という。)」と、同条第十項から第十二項までの規定中「国の安全等に係る措置に関する修正」とあるのは「国の安全に係る措置に関する修正」と読み替えるものとするほか、必要な技術的読替えは、政令で定める。
- ChangedArticle 28, paragraph (8)
Assets and rights that a partner of a specified partnership or similar organization acquires through an action that is comparable to the specified acquisitions that the specified partnership or similar organization undertakes are deemed to be acquired, owned, or held by the specified partnership or similar organization, and the provisions of the preceding paragraphs
, Article 28-3, Article 28-4, and Article 29, paragraphs (1) through(4)(6) apply.特定組合等が行う特定取得に相当するものにより当該特定組合等の組合員が取得する財産又は権利については、当該特定組合等が取得し、又は所有し、若しくは保有するものとみなして、前各項、第二十八条の三、第二十八条の四及び第二十九条第一項から
第四項第六項までの規定を適用する。 - ChangedArticle 28, paragraph (9)
A person (including a corporation or any other organization) not constituting a foreign investor is deemed to be a foreign investor in connection with any action comparable to a specified acquisition which that person conducts on behalf of a
foreign investornon-resident, etc. but not in the name of thatforeign investornon-resident, etc. that falls under any of the following items, and the provisions of paragraphs (1) through (7), Article 28-3, Article 28-4, and Article 29, paragraphs (1) through(4)(6) apply thereto.外国投資家以外の者(法人その他の団体を含む。)が
外国投資家非居住者等のために当該外国投資家非居住者等の名義によらないで行う特定取得に相当するものにのうち次に掲げるものについては、当該外国投資家以外の者を外国投資家とみなして、第一項から第七項まで、第二十八条の三、第二十八条の四及び第二十九条第一項から第四項第六項までの規定を適用する。 - AddedArticle 28, paragraph (9), item (i)
that is carried out for the account of the non-resident, etc.;
当該非居住者等の計算において行われるもの
- AddedArticle 28, paragraph (9), item (ii)
that is carried out based on a contract, the laws and regulations of a foreign country, or anything similar to these (limited to those specified by Cabinet Order, and excluding those set out in the preceding item);
契約又は外国の法令その他これに類するものに基づき行われるもの(政令で定めるものに限り、前号に掲げるものを除く。)
- AddedArticle 28, paragraph (9), item (iii)
that is carried out by a person that has a special relationship with the non-resident, etc. specified by Cabinet Order, such as a permanent economic relationship based on ownership of shares, a familial relationship, or an employment relationship (limited to those specified by Cabinet Order, and excluding those set out in the preceding two items).
当該非居住者等と株式の所有関係等に基づく永続的な経済関係、親族関係、雇用関係その他の政令で定める特別の関係にある者により行われるもの(政令で定めるものに限り、前二号に掲げるものを除く。)