Search provisions, jump to a law or an article
This text is not in force yetIt on 1 April 2027, in 5 months
Read the text in force →金融商品取引法
Chapter VI-2 Administrative Monetary Penalty (Articles 176 to 177)
The law as Act Partially Amending the Financial Instruments and Exchange Act and the Payment Services Act (Act No. 64 of 2026) leaves it, with the words it changes marked.
The main text is read a page at a time: a chapter to a page, and a long chapter in runs of articles. The whole main text, and the supplementary provisions and appended tables this amendment changes. Those it leaves untouched are on the page for the text in force.
It is not permitted to order the payment of an administrative monetary penalty if the amount of the administrative monetary penalty calculated pursuant to the provisions of Articles 172 through the preceding Article is less than ten thousand yen.
第百七十二条から前条までの規定により計算した課徴金の額が一万円未満であるときは、課徴金の納付を命ずることができない。
If the amount of the administrative monetary penalty calculated pursuant to the provisions of Article 172 through the preceding Article includes an amount that is less than ten thousand yen, the amount is rounded down to the nearest ten thousand yen.
第百七十二条から前条までの規定により計算した課徴金の額に一万円未満の端数があるときは、その端数は、切り捨てる。
A person that is issued an order under the provisions of Article 172 through the preceding Article must pay the administrative monetary penalty under those provisions.
第百七十二条から前条までの規定による命令を受けた者は、これらの規定による課徴金を納付しなければならない。
If a person prescribed in the paragraphs of Article 172; an issuer prescribed in Article 172-2, paragraph (1), (4), or (6); an issuer prescribed in the paragraphs of Article 172-3; an issuer prescribed in Article 172-4, paragraphs (1) through (3); a specified non-financial information audit certification provider prescribed in Article 172-4-2, paragraph (1); a person prescribed in Article 172-5; a person prescribed in the paragraphs of Article 172-6; a person prescribed in Article 172-7; a person prescribed in Article 172-8; a person prescribed in Article 172-9; an issuer prescribed in Article 172-10, paragraph (1); an issuer prescribed in Article 172-11, paragraph (1); a specified involved person prescribed in Article 172-12, paragraph (1); a violator prescribed in Article 173, paragraph (1); a violator prescribed in Article 174, paragraph (1); a violator prescribed in Article 174-2, paragraph (1); a violator prescribed in Article 174-3, paragraph (1); a person prescribed in Article 175, paragraph (1); a person prescribed in paragraph (2) of that Article; a listed company, etc. prescribed in paragraph (9) of that Article; a violator prescribed in paragraph (1) of the preceding Article; a violator prescribed in paragraph (2) of that Article; a listed company, etc. prescribed in paragraph (13) of that Article; or a tender offeror, etc. prescribed in paragraph (14) of that Article is a corporation, and if that corporation disappears in a merger, the acts performed by the corporation that has disappeared are deemed to be acts performed by the corporation that has survived the merger or by the corporation incorporated in the merger, and the provisions of Article 172 through the preceding Article and the preceding three paragraphs apply.
第百七十二条各項に規定する者、第百七十二条の二第一項、第四項若しくは第六項に規定する発行者、第百七十二条の三各項に規定する発行者、第百七十二条の四第一項から第三項までに規定する発行者、第百七十二条の四の二第一項に規定する特定非財務情報監査証明業者、第百七十二条の五に規定する者、第百七十二条の六各項に規定する者、第百七十二条の七に規定する者、第百七十二条の八に規定する者、第百七十二条の九に規定する者、第百七十二条の十第一項に規定する発行者、第百七十二条の十一第一項に規定する発行者、第百七十二条の十二第一項に規定する特定関与者、第百七十三条第一項に規定する違反者、第百七十四条第一項に規定する違反者、第百七十四条の二第一項に規定する違反者、第百七十四条の三第一項に規定する違反者、第百七十五条第一項に規定する者、同条第二項に規定する者、同条第九項に規定する上場会社等、前条第一項に規定する違反者、同条第二項に規定する違反者、同条第十三項に規定する上場会社等又は同条第十四項に規定する公開買付者等が法人である場合において、当該法人が合併により消滅したときは、これらの者がした行為は、合併後存続し、又は合併により設立された法人がした行為とみなして、第百七十二条から前条まで及び前三項の規定を適用する。
The Prime Minister may have relevant officials make the following dispositions in order to conduct the necessary investigation into a case concerning an administrative monetary penalty under the provisions of Article 172-12, paragraph (1), Article 173, paragraph (1); Article 174, paragraph (1); Article 174-2, paragraph (1); Article 174-3, paragraph (1); Article 175, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (9) of that Article) paragraph (2) of that Article, Article 175-2, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (13) of that Article), or paragraph (2) of the Article (including as applied mutatis mutandis pursuant to paragraph (14) of that Article):
内閣総理大臣は、第百七十二条の十二第一項、第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項、第百七十四条の三第一項、第百七十五条第一項（同条第九項において準用する場合を含む。）若しくは第二項又は第百七十五条の二第一項（同条第十三項において準用する場合を含む。）若しくは第二項（同条第十四項において準用する場合を含む。）の規定による課徴金に係る事件について必要な調査をするため、当該職員に、次に掲げる処分をさせることができる。
requesting a person concerned in the case or a witness to appear and asking them questions, or obtaining their opinions or reports; and
事件関係人若しくは参考人に出頭を求め、質問をし、又はこれらの者から意見若しくは報告を徴すること。
ordering a person concerned with a case to submit books, documents, and any other articles, or retaining the submitted articles; and
事件関係人に対し帳簿書類その他の物件の提出を命じ、又は提出物件を留めて置くこと。
entering the business office of a person concerned in the case and other necessary places to inspect the books, documents, and any other articles.
事件関係人の営業所その他必要な場所に立ち入り、帳簿書類その他の物件を検査すること。
The Prime Minister may make inquiries to public offices or public or private organizations and request them to report necessary particulars with regard to the investigation under the preceding paragraph.
内閣総理大臣は、前項の規定による調査について、公務所又は公私の団体に照会して必要な事項の報告を求めることができる。