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Article 41-2

第四十一条の二

A Real Estate Broker must not receive an earnest money, etc., from a buyer concerning the sale of a Building Lot or building for which the Real Estate Broker is the seller (excluding any sale as prescribed in paragraph (1) of the preceding article) unless measures as listed in item (i) or (ii) of the same paragraph or the measures as listed in both of the following items are taken. Provided, however, that this does not apply if the transfer of ownership of said Building Lot or building to the buyer has been registered; if the buyer has carried out a registration of ownership; or if the amount of the earnest money, etc., that said Real Estate Broker intends to receive (the amount obtained by adding the amount of earnest money, etc., that has already been received, if applicable) is no more than one-tenth of the amount of the price and no more than the amount as specified by Cabinet Order in consideration of the actual conditions of transactions undertaken by Real Estate Brokers and the protection of the interests of counterparties to said transactions.

宅地建物取引業者は、自ら売主となる宅地又は建物の売買(前条第一項に規定する売買を除く。)に関しては、同項第一号若しくは第二号に掲げる措置を講じた後又は次の各号に掲げる措置をいずれも講じた後でなければ、買主から手付金等を受領してはならない。ただし、当該宅地若しくは建物について買主への所有権移転の登記がされたとき、買主が所有権の登記をしたとき、又は当該宅地建物取引業者が受領しようとする手付金等の額(既に受領した手付金等があるときは、その額を加えた額)が代金の額の十分の一以下であり、かつ、宅地建物取引業者の取引の実情及びその取引の相手方の利益の保護を考慮して政令で定める額以下であるときは、この限りでない。

an agreement is concluded with a person designated by the Minister of Land, Infrastructure, Transport and Tourism (hereinafter referred to as "Designated Custodian") that promises that the Real Estate Broker will have said Designated Custodian receive said earnest money, etc., on behalf thereof and that said Designated Custodian will retain an amount of money equivalent to the amount of the earnest money, etc., received by said Real Estate Broker (hereinafter referred to as "Earnest Money Deposition Agreement") and a document attesting to said Earnest Money Deposition Agreement is issued to the buyer;

国土交通大臣が指定する者(以下「指定保管機関」という。)との間において、宅地建物取引業者が自己に代理して当該指定保管機関に当該手付金等を受領させることとするとともに、当該指定保管機関が、当該宅地建物取引業者が受領した手付金等の額に相当する額の金銭を保管することを約する契約(以下「手付金等寄託契約」という。)を締結し、かつ、当該手付金等寄託契約を証する書面を買主に交付すること。

an agreement establishing a right of pledge over claims for the purpose of refunding trust money based on the Earnest Money Deposition Agreement is concluded with the buyer to secure claims for the purpose of refunding the earnest money, etc., to be held by the buyer against the Real Estate Broker (hereinafter referred to as "Pledge-Establishing Agreement"); a document attesting to said Pledge-Establishing Agreement is issued to the buyer; and the establishment of the right of pledge under said Pledge-Establishing Agreement is notified to the Designated Custodian with a certificate bearing the date of finalization under .

買主との間において、買主が宅地建物取引業者に対して有することとなる手付金等の返還を目的とする債権の担保として、手付金等寄託契約に基づく寄託金の返還を目的とする債権について質権を設定する契約(以下「質権設定契約」という。)を締結し、かつ、当該質権設定契約を証する書面を買主に交付し、及び当該質権設定契約による質権の設定をの規定による確定日付のある証書をもつて指定保管機関に通知すること。

An Earnest Money Deposition Agreement under item (i) of the preceding paragraph must satisfy the requirements as listed in the following items:

前項第一号の規定による手付金等寄託契約は、次の各号に掲げる要件に適合するものでなければならない。

the retained amount is an amount equivalent to the amount of the earnest money, etc., that the Real Estate Broker intends to receive (the amount obtained by adding the amount of earnest money, etc., that has already been received and that has not yet been retained by the Designated Custodian, if applicable);

保管される金額が、宅地建物取引業者が受領しようとする手付金等の額(既に受領した手付金等で指定保管機関に保管されていないものがあるときは、その保管されていないものの額を加えた額)に相当する金額であること。

the retention period is, at the minimum, the period from the receipt of the earnest money, etc., by the Designated Custodian on behalf of the Real Estate Broker to the delivery of the Building Lot or building pertaining to said earnest money, etc.

保管期間が、少なくとも指定保管機関が宅地建物取引業者に代理して手付金等を受領した時から当該手付金等に係る宅地又は建物の引渡しまでの期間であること。

A Pledge-Establishing Agreement under paragraph (1), item (ii), must stipulate that the duration of the established right of pledge is, at the minimum the period from the establishment of said right of pledge to the delivery of the Building Lot or building pertaining to the earnest money, etc., received by the Real Estate Broker.

第一項第二号の規定による質権設定契約は、設定される質権の存続期間が、少なくとも当該質権が設定された時から宅地建物取引業者が受領した手付金等に係る宅地又は建物の引渡しまでの期間であるものでなければならない。

If a Real Estate Broker takes measures as listed in any of the items of paragraph (1) and has already received an earnest money, etc., the Real Estate Broker must deliver an amount that is equivalent to the amount of earnest money, etc., received by the Real Estate Broker (the amount obtained by deducting the amount already retained by the Designated Custodian, if applicable) to the Designated Custodian prior to payment of an earnest money, etc., by the buyer.

宅地建物取引業者は、第一項各号に掲げる措置を講ずる場合において、既に自ら手付金等を受領しているときは、自ら受領した手付金等の額に相当する額(既に指定保管機関が保管する金銭があるときは、その額を除いた額)の金銭を、買主が手付金等の支払をする前に、指定保管機関に交付しなければならない。

If a Real Estate Broker sells a Building Lot or building as prescribed in paragraph (1) (excluding any case falling under the proviso of the same paragraph) and does not take measures as listed in item (i) or (ii) of paragraph (1) of the preceding article, does not take measures as listed in any of the items of paragraph (1), or does not deliver money under the preceding paragraph, the buyer may choose to forgo payment of an earnest money, etc.

宅地建物取引業者が、第一項に規定する宅地又は建物の売買を行う場合(同項ただし書に該当する場合を除く。)において、前条第一項第一号若しくは第二号に掲げる措置を講じないとき、第一項各号の一に掲げる措置を講じないとき、又は前項の規定による金銭の交付をしないときは、買主は、手付金等を支払わないことができる。

A Real Estate Broker may, pursuant to the provisions of Cabinet Order and after obtaining the consent of the buyer as prescribed in paragraph (1), take, in lieu of a measure as listed in either of the following items, a measure by electronic or magnetic means that is specified by Order of the Ministry of Land, Infrastructure, Transport and Tourism and Cabinet Office Order as corresponding to a measure as listed in either of said items. In such a case, the person who carries out said measure as specified by the Order of the Ministry of Land, Infrastructure, Transport and Tourism and Cabinet Office Order is deemed to have carried out a measure as listed in either of said items.

宅地建物取引業者は、次の各号に掲げる措置に代えて、政令で定めるところにより、第一項に規定する買主の承諾を得て、電磁的方法であつて当該各号に掲げる措置に準ずるものとして国土交通省令・内閣府令で定めるものを講じることができる。この場合において、当該国土交通省令・内閣府令で定める措置を講じた者は、当該各号に掲げる措置を講じたものとみなす。

a measure as listed in paragraph (1), item (i), constituting a measure for issuing a document attesting to said Earnest Money Deposition Agreement to the buyer;

第一項第一号に掲げる措置のうち、当該手付金等寄託契約を証する書面を買主に交付する措置

a measure as listed in paragraph (1), item (ii), constituting a measure for issuing a document attesting to said Pledge-Establishing Agreement to the buyer.

第一項第二号に掲げる措置のうち、当該質権設定契約を証する書面を買主に交付する措置

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