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Financial Instruments and Exchange Act

金融商品取引法(きんゆうしょうひんとりひきほう)

Chapter VII Miscellaneous Provisions (Articles 194-2 to 194-3)

The law as Act Partially Amending the Financial Instruments and Exchange Act and the Payment Services Act (Act No. 64 of 2026) leaves it, with the words it changes marked.

The main text is read a page at a time: a chapter to a page, and a long chapter in runs of articles. The whole main text, and the supplementary provisions and appended tables this amendment changes. Those it leaves untouched are on the page for the text in force.

Article 194-2第百九十四条の二

Application of This Act to Transactions on a Foreign Financial Instruments Market(外国金融商品市場における取引に対する本法の適用)
Article 194-2, paragraph (1)

The technical replacement of terms when the provisions of this Act are applicable to a purchase and sale of securities or intermediation, brokerage, or agency for the entrustment of foreign market derivatives transactions conducted on a foreign financial instruments market, and necessary particulars otherwise relevant to the application of the provisions of this Act to the relevant transactions conducted on a foreign financial instruments market are specified by Cabinet Order.

外国金融商品市場において行われる有価証券の売買又は外国市場デリバティブ取引の委託の媒介、取次ぎ又は代理に対しこの法律の規定を適用する場合における技術的読替えその他外国金融商品市場において行われるこれらの取引に対するこの法律の規定の適用に関し必要な事項は、政令で定める。

Article 194-3第百九十四条の三

Consultation with the Minister of Finance(財務大臣への協議)
Article 194-3, paragraph (1)

If the Prime Minister finds that effecting any of the following dispositions against a financial instruments business operator (limited to a person engaged in type-I financial instruments business set forth in Article 28, paragraph (1)), registered financial institution, authorized firm for on-exchange transactions, the business operator authorized to conduct electronic over-the-counter derivatives transactions, etc. business operator, authorized financial instruments firms association, financial instruments exchange, foreign financial instruments exchange, financial instruments clearing organization, foreign financial instruments clearing organization, or securities finance company is likely to have a material impact on the distribution of Securities or market derivatives transactions, the Prime Minister must consult with the Minister of Finance about measures necessary for achieving a smooth distribution of securities or market derivatives transactions, before effecting that disposition:

内閣総理大臣は、金融商品取引業者(第二十八条第一項に規定する第一種金融商品取引業を行う者に限る。)、登録金融機関、取引所取引許可業者、電子店頭デリバティブ取引等許可業者、認可金融商品取引業協会、金融商品取引所、外国金融商品取引所、金融商品取引清算機関、外国金融商品取引清算機関又は証券金融会社に対し次に掲げる処分をすることが有価証券の流通又は市場デリバティブ取引に重大な影響を与えるおそれがあると認めるときは、あらかじめ、有価証券の流通又は市場デリバティブ取引の円滑を図るために必要な措置に関し、財務大臣に協議しなければならない。

Article 194-3, paragraph (1), item (i)

an order for the suspension of all or part of the business under the provisions of Article 52, paragraph (1), Article 52-2, paragraph (1) or Article 53, paragraph (2);

第五十二条第一項、第五十二条の二第一項又は第五十三条第二項の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (ii)

the rescission of the registration referred to in Article 29 registration under the provisions of Article 52, paragraph (1) or Article 53, paragraph (3);

第五十二条第一項又は第五十三条第三項の規定による第二十九条の登録の取消し

Article 194-3, paragraph (1), item (iii)

the rescission of the registration referred to in Article 33-2 under the provisions of Article 52-2, paragraph (1);

第五十二条の二第一項の規定による第三十三条の二の登録の取消し

Article 194-3, paragraph (1), item (iii-2)

an order for the suspension of all or part of the business under the provisions of Article 57-6, paragraph (1) or Article 57-20, paragraph (2);

第五十七条の六第一項又は第五十七条の二十第二項の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (iii-3)

the rescission of the registration referred to in Article 29 under the provisions of Article 57-6, paragraph (3);

第五十七条の六第三項の規定による第二十九条の登録の取消し

Article 194-3, paragraph (1), item (iv)

an order for the suspension of all or part of the business under the provisions of Article 60-8, paragraph (1) (including as applied mutatis mutandis pursuant to Article 60-14, paragraph (2));

第六十条の八第一項(第六十条の十四第二項において準用する場合を含む。)の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (v)

the rescission of the permission referred to in Article 60, paragraph (1) under the provisions of Article 60-8, paragraph (1) or rescission of the permission referred to in Article 60-14, paragraph (1) under the provisions of Article 60-8, paragraph (1) as applied mutatis mutandis pursuant to Article 60-14, paragraph (2);

第六十条の八第一項の規定による第六十条第一項の許可の取消し又は第六十条の十四第二項において準用する第六十条の八第一項の規定による第六十条の十四第一項の許可の取消し

Article 194-3, paragraph (1), item (vi)

the rescission of the authorization referred to in Article 67-2, paragraph (2) under the provisions of Article 67-6 or Article 74, paragraph (1);

第六十七条の六又は第七十四条第一項の規定による第六十七条の二第二項の認可の取消し

Article 194-3, paragraph (1), item (vii)

an order for the suspension of all or a part of the business under the provisions of Article 74, paragraph (1);

第七十四条第一項の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (viii)

the rescission of the license referred to in Article 80, paragraph (1) under the provisions of Article 148 or Article 152, paragraph (1), item (i);

第百四十八条又は第百五十二条第一項第一号の規定による第八十条第一項の免許の取消し

Article 194-3, paragraph (1), item (ix)

an order for the suspension of all or part of the business under the provisions of Article 152, paragraph (1), item (i);

第百五十二条第一項第一号の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (x)

an order under the provisions of Article 152, paragraph (1), item (ii);

第百五十二条第一項第二号の規定による命令

Article 194-3, paragraph (1), item (xi)

the rescission of the authorization referred to in Article 155, paragraph (1) under the provisions of Article 155-6 or Article 155-10, paragraph (1);

第百五十五条の六又は第百五十五条の十第一項の規定による第百五十五条第一項の認可の取消し

Article 194-3, paragraph (1), item (xii)

an order for the suspension of all or a part of foreign market transactions under Article 155-10, paragraph (1);

第百五十五条の十第一項の規定による外国市場取引の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (xiii)

the rescission of the license referred to in Article 156-2 under the provisions of Article 156-17, paragraph (1) or (2) or the rescission of the approval referred to in Article 156-19, paragraph (1) under the provisions of Article 156-17, paragraph (2) or Article 156-20, paragraph (1);

第百五十六条の十七第一項若しくは第二項の規定による第百五十六条の二の免許の取消し又は第百五十六条の十七第二項若しくは第百五十六条の二十第一項の規定による第百五十六条の十九第一項の承認の取消し

Article 194-3, paragraph (1), item (xiv)

an order for the suspension of all or part of the business under the provisions of Article 156-17, paragraph (2);

第百五十六条の十七第二項の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (xiv-2)

the rescission of the license referred to in Article 156-20-2 under the provisions of Article 156-20-14, paragraph (1) or (2);

第百五十六条の二十の十四第一項又は第二項の規定による第百五十六条の二十の二の免許の取消し

Article 194-3, paragraph (1), item (xiv-3)

an order for the suspension of all or part of the business under the provisions of Article 156-20-14, paragraph (2);

第百五十六条の二十の十四第二項の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (xiv-4)

the rescission of the authorization referred to in Article 156-20-16, paragraph (1) under the provisions of Article 156-20-20 or Article 156-20-22;

第百五十六条の二十の二十又は第百五十六条の二十の二十二の規定による第百五十六条の二十の十六第一項の認可の取消し

Article 194-3, paragraph (1), item (xiv-5)

an order for the suspension of all or part of the business under the provisions of Article 156-20-22;

第百五十六条の二十の二十二の規定による業務の全部又は一部の停止の命令

Article 194-3, paragraph (1), item (xv)

the rescission of the license referred to in Article 156-24, paragraph (1) under the provisions of Article 148 as applied mutatis mutandis pursuant to Article 156-26, or Article 156-32, paragraph (1); or

第百五十六条の二十六において準用する第百四十八条又は第百五十六条の三十二第一項の規定による第百五十六条の二十四第一項の免許の取消し

Article 194-3, paragraph (1), item (xvi)

an order for the suspension of all or part of the business under the provisions of Article 156-32, paragraph (1).

第百五十六条の三十二第一項の規定による業務の全部又は一部の停止の命令

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