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Financial Instruments and Exchange Act

金融商品取引法(きんゆうしょうひんとりひきほう)

Section 1 Payment Order (Articles 172-17 to 172-18)

The law as Act Partially Amending the Financial Instruments and Exchange Act and the Payment Services Act (Act No. 64 of 2026) leaves it, with the words it changes marked.

The main text is read a page at a time: a chapter to a page, and a long chapter in runs of articles. The whole main text, and the supplementary provisions and appended tables this amendment changes. Those it leaves untouched are on the page for the text in force.

Article 172-17第百七十二条の十七

Order for Payment of Administrative Monetary Penalty against a Financial Instruments Business Operator, etc. That Has Commenced Services for Purchase and Sale, etc. of Cryptoassets without Disclosing Information on Specified Cryptoassets, etc.(特定暗号資産情報等を公表しないで暗号資産売買等業務を開始した金融商品取引業者等に対する課徴金納付命令)
Article 172-17, paragraph (1)

If a financial instruments business operator, in violation of Article 27-53, paragraph (1), has commenced services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the most recent of the information on specified cryptoassets or periodic information on specified cryptoassets that is to be disclosed under that paragraph (hereinafter referred to as "most recent specified cryptoasset information, etc." in this Chapter) without disclosing that most recent specified cryptoasset information, etc., the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that financial instruments business operator to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount specified by Cabinet Office Order as the amount of profit, or of fees, remuneration or other consideration, relating to the services for purchase and sale, etc. of cryptoassets that the financial instruments business operator performed for those specified cryptoassets during the period from the time when it commenced the services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to that most recent specified cryptoasset information, etc. until whichever is earlier of the time when that most recent specified cryptoasset information, etc. was disclosed (or, if the specified cryptoasset issuer of those specified cryptoassets newly discloses information on specified cryptoassets or periodic information on specified cryptoassets relating to those specified cryptoassets after disclosing that most recent specified cryptoasset information, etc., the time when that information on specified cryptoassets was disclosed pursuant to Article 27-39, paragraph (4), the time when that information on specified cryptoassets or periodic information on specified cryptoassets was disclosed pursuant to Article 27-53, paragraph (3), or the time limit for disclosing that information on specified cryptoassets or periodic information on specified cryptoassets pursuant to that paragraph) or the time when the specified cryptoasset issuer of those specified cryptoassets obtained the approval under the proviso to Article 27-50, paragraph (1) for those specified cryptoassets.

第二十七条の五十三第一項の規定に違反して、同項の規定により公表すべき特定暗号資産情報又は特定暗号資産定期情報のうち直近のもの(以下この章において「直近の特定暗号資産情報等」という。)を公表しないで当該直近の特定暗号資産情報等に係る特定暗号資産の暗号資産売買等業務を開始した金融商品取引業者があるときは、内閣総理大臣は、次節に定める手続に従い、当該金融商品取引業者に対し、当該直近の特定暗号資産情報等に係る特定暗号資産の暗号資産売買等業務を開始した時から当該直近の特定暗号資産情報等を公表した時(当該特定暗号資産の特定暗号資産発行者が当該直近の特定暗号資産情報等を公表した後に新たに当該特定暗号資産に係る特定暗号資産情報又は特定暗号資産定期情報を公表したときは、第二十七条の三十九第四項の規定により当該特定暗号資産情報を公表した時又は第二十七条の五十三第三項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表した時若しくは同項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表すべき期限)又は当該特定暗号資産の特定暗号資産発行者が当該特定暗号資産について第二十七条の五十第一項ただし書の承認を受けた時のうちいずれか早い時までの間において、当該金融商品取引業者が当該特定暗号資産について行つた暗号資産売買等業務に係る利益又は手数料、報酬その他の対価の額として内閣府令で定める額に相当する額の課徴金を国庫に納付することを命じなければならない。

Article 172-17, paragraph (2)

If a financial instruments business operator, in violation of Article 27-53, paragraph (2), has conducted services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the information on specified cryptoassets that is to be disclosed under that paragraph (hereinafter referred to as "initial specified cryptoasset information" in this Chapter) without disclosing that initial specified cryptoasset information, the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that financial instruments business operator to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount specified by Cabinet Office Order as the amount of profit, or of fees, remuneration or other consideration, relating to the services for purchase and sale, etc. of cryptoassets that the financial instruments business operator performed for those specified cryptoassets during the period from the day following the time limit for disclosing that initial specified cryptoasset information under that paragraph until whichever is earlier of the time when that initial specified cryptoasset information was disclosed (or, if the specified cryptoasset issuer of those specified cryptoassets newly discloses information on specified cryptoassets or periodic information on specified cryptoassets relating to those specified cryptoassets after disclosing that initial specified cryptoasset information, the time when that information on specified cryptoassets was disclosed pursuant to Article 27-39, paragraph (4), the time when that information on specified cryptoassets or periodic information on specified cryptoassets was disclosed pursuant to Article 27-53, paragraph (3), or the time limit for disclosing that information on specified cryptoassets or periodic information on specified cryptoassets pursuant to that paragraph) or the time when the specified cryptoasset issuer of those specified cryptoassets obtained the approval under the proviso to Article 27-50, paragraph (1) for those specified cryptoassets.

第二十七条の五十三第二項の規定に違反して、同項の規定により公表すべき特定暗号資産情報(以下この章において「最初の特定暗号資産情報」という。)を公表しないで当該最初の特定暗号資産情報に係る特定暗号資産の暗号資産売買等業務を行つた金融商品取引業者があるときは、内閣総理大臣は、次節に定める手続に従い、当該金融商品取引業者に対し、同項の規定により当該最初の特定暗号資産情報を公表すべき期限の翌日から当該最初の特定暗号資産情報を公表した時(当該特定暗号資産の特定暗号資産発行者が当該最初の特定暗号資産情報を公表した後に新たに当該特定暗号資産に係る特定暗号資産情報又は特定暗号資産定期情報を公表したときは、第二十七条の三十九第四項の規定により当該特定暗号資産情報を公表した時又は第二十七条の五十三第三項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表した時若しくは同項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表すべき期限)又は当該特定暗号資産の特定暗号資産発行者が当該特定暗号資産について第二十七条の五十第一項ただし書の承認を受けた時のうちいずれか早い時までの間において、当該金融商品取引業者が当該特定暗号資産について行つた暗号資産売買等業務に係る利益又は手数料、報酬その他の対価の額として内閣府令で定める額に相当する額の課徴金を国庫に納付することを命じなければならない。

Article 172-17, paragraph (3)

If a financial instruments business operator, in violation of Article 27-53, paragraph (3), has conducted services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the information on specified cryptoassets or periodic information on specified cryptoassets that is to be disclosed under that paragraph (hereinafter referred to as "latest specified cryptoasset information, etc." in this Chapter) without disclosing that latest specified cryptoasset information, etc., the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that financial instruments business operator to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount specified by Cabinet Office Order as the amount of profit, or of fees, remuneration or other consideration, relating to the services for purchase and sale, etc. of cryptoassets that the financial instruments business operator performed for those specified cryptoassets during the period from the day following the time limit for disclosing that latest specified cryptoasset information, etc. under that paragraph until whichever is earlier of the time when that latest specified cryptoasset information, etc. was disclosed (or, if the specified cryptoasset issuer of those specified cryptoassets newly discloses information on specified cryptoassets or periodic information on specified cryptoassets relating to those specified cryptoassets after disclosing that latest specified cryptoasset information, etc., the time when that information on specified cryptoassets was disclosed pursuant to Article 27-39, paragraph (4), the time when that information on specified cryptoassets or periodic information on specified cryptoassets was disclosed pursuant to Article 27-53, paragraph (3), or the time limit for disclosing that information on specified cryptoassets or periodic information on specified cryptoassets pursuant to that paragraph) or the time when the specified cryptoasset issuer of those specified cryptoassets obtained the approval under the proviso to Article 27-50, paragraph (1) for those specified cryptoassets.

第二十七条の五十三第三項の規定に違反して、同項の規定により公表すべき特定暗号資産情報又は特定暗号資産定期情報(以下この章において「最新の特定暗号資産情報等」という。)を公表しないで当該最新の特定暗号資産情報等に係る特定暗号資産の暗号資産売買等業務を行つた金融商品取引業者があるときは、内閣総理大臣は、次節に定める手続に従い、当該金融商品取引業者に対し、同項の規定により当該最新の特定暗号資産情報等を公表すべき期限の翌日から当該最新の特定暗号資産情報等を公表した時(当該特定暗号資産の特定暗号資産発行者が当該最新の特定暗号資産情報等を公表した後に新たに当該特定暗号資産に係る特定暗号資産情報又は特定暗号資産定期情報を公表したときは、第二十七条の三十九第四項の規定により当該特定暗号資産情報を公表した時又は第二十七条の五十三第三項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表した時若しくは同項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表すべき期限)又は当該特定暗号資産の特定暗号資産発行者が当該特定暗号資産について第二十七条の五十第一項ただし書の承認を受けた時のうちいずれか早い時までの間において、当該金融商品取引業者が当該特定暗号資産について行つた暗号資産売買等業務に係る利益又は手数料、報酬その他の対価の額として内閣府令で定める額に相当する額の課徴金を国庫に納付することを命じなければならない。

Article 172-18第百七十二条の十八

Order for Payment of Administrative Monetary Penalty against a Financial Instruments Business Operator, etc. That Has Commenced Services for Purchase and Sale, etc. of Cryptoassets after Disclosing Information on Specified Cryptoassets, etc. Containing a Falsehood(虚偽のある特定暗号資産情報等を公表して暗号資産売買等業務を開始した金融商品取引業者等に対する課徴金納付命令)
Article 172-18, paragraph (1)

If a financial instruments business operator that has disclosed, pursuant to Article 27-53, paragraph (1), most recent specified cryptoasset information, etc. containing false information about a material particular (including amended specified cryptoasset information, etc. relating to that most recent specified cryptoasset information, etc.), with the knowledge that that most recent specified cryptoasset information, etc. contains false information about a material particular, has commenced services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the most recent specified cryptoasset information, etc. containing false information about that material particular, the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that financial instruments business operator to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount specified by Cabinet Office Order as the amount of profit, or of fees, remuneration or other consideration, relating to the services for purchase and sale, etc. of cryptoassets that the financial instruments business operator performed for those specified cryptoassets during the period from the time when it commenced the services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the most recent specified cryptoasset information, etc. containing false information about that material particular until whichever is earlier of the time when it disclosed the amended specified cryptoasset information, etc. relating to the most recent specified cryptoasset information, etc. containing false information about that material particular (or, if the specified cryptoasset issuer of those specified cryptoassets newly discloses information on specified cryptoassets or periodic information on specified cryptoassets relating to those specified cryptoassets after disclosing the most recent specified cryptoasset information, etc. containing false information about that material particular, the time when that information on specified cryptoassets was disclosed pursuant to Article 27-39, paragraph (4), the time when that information on specified cryptoassets or periodic information on specified cryptoassets was disclosed pursuant to Article 27-53, paragraph (3), or the time limit for disclosing that information on specified cryptoassets or periodic information on specified cryptoassets pursuant to that paragraph) or the time when the specified cryptoasset issuer of those specified cryptoassets obtained the approval under the proviso to Article 27-50, paragraph (1) for those specified cryptoassets.

重要な事項につき虚偽の情報がある直近の特定暗号資産情報等(当該直近の特定暗号資産情報等に係る訂正特定暗号資産情報等を含む。)を、当該直近の特定暗号資産情報等に重要な事項につき虚偽の情報があることを知りながら第二十七条の五十三第一項の規定により公表した金融商品取引業者が、当該重要な事項につき虚偽の情報がある直近の特定暗号資産情報等に係る特定暗号資産の暗号資産売買等業務を開始したときは、内閣総理大臣は、次節に定める手続に従い、当該金融商品取引業者に対し、当該重要な事項につき虚偽の情報がある直近の特定暗号資産情報等に係る特定暗号資産の暗号資産売買等業務を開始した時から当該重要な事項につき虚偽の情報がある直近の特定暗号資産情報等に係る訂正特定暗号資産情報等を公表した時(当該特定暗号資産の特定暗号資産発行者が当該重要な事項につき虚偽の情報がある直近の特定暗号資産情報等を公表した後に新たに当該特定暗号資産に係る特定暗号資産情報又は特定暗号資産定期情報を公表したときは、第二十七条の三十九第四項の規定により当該特定暗号資産情報を公表した時又は第二十七条の五十三第三項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表した時若しくは同項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表すべき期限)又は当該特定暗号資産の特定暗号資産発行者が当該特定暗号資産について第二十七条の五十第一項ただし書の承認を受けた時のうちいずれか早い時までの間において、当該金融商品取引業者が当該特定暗号資産について行つた暗号資産売買等業務に係る利益又は手数料、報酬その他の対価の額として内閣府令で定める額に相当する額の課徴金を国庫に納付することを命じなければならない。

Article 172-18, paragraph (2)

If a financial instruments business operator that has disclosed, pursuant to Article 27-53, paragraph (2), initial specified cryptoasset information containing false information about a material particular (including amended specified cryptoasset information, etc. relating to that initial specified cryptoasset information), with the knowledge that that initial specified cryptoasset information contains false information about a material particular, has conducted services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the initial specified cryptoasset information containing false information about that material particular, the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that financial instruments business operator to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount specified by Cabinet Office Order as the amount of profit, or of fees, remuneration or other consideration, relating to the services for purchase and sale, etc. of cryptoassets that the financial instruments business operator performed for those specified cryptoassets during the period from the time when it disclosed the initial specified cryptoasset information containing false information about that material particular until whichever is earliest of the time when it disclosed the amended specified cryptoasset information, etc. relating to the initial specified cryptoasset information containing false information about that material particular (or, if the specified cryptoasset issuer of those specified cryptoassets newly discloses information on specified cryptoassets or periodic information on specified cryptoassets relating to those specified cryptoassets after disclosing the initial specified cryptoasset information containing false information about that material particular, the time when that information on specified cryptoassets was disclosed pursuant to Article 27-39, paragraph (4), the time when that information on specified cryptoassets or periodic information on specified cryptoassets was disclosed pursuant to Article 27-53, paragraph (3), or the time limit for disclosing that information on specified cryptoassets or periodic information on specified cryptoassets pursuant to that paragraph), the time when the specified cryptoasset issuer of those specified cryptoassets obtained the approval under the proviso to Article 27-50, paragraph (1) for those specified cryptoassets, or the time when disclosure of the initial specified cryptoasset information containing false information about that material particular was suspended under the provisions of Article 27-54, paragraph (3) or by an order under the provisions of Article 27-57, paragraph (2).

重要な事項につき虚偽の情報がある最初の特定暗号資産情報(当該最初の特定暗号資産情報に係る訂正特定暗号資産情報等を含む。)を、当該最初の特定暗号資産情報に重要な事項につき虚偽の情報があることを知りながら第二十七条の五十三第二項の規定により公表した金融商品取引業者が、当該重要な事項につき虚偽の情報がある最初の特定暗号資産情報に係る特定暗号資産の暗号資産売買等業務を行つたときは、内閣総理大臣は、次節に定める手続に従い、当該金融商品取引業者に対し、当該重要な事項につき虚偽の情報がある最初の特定暗号資産情報を公表した時から当該重要な事項につき虚偽の情報がある最初の特定暗号資産情報に係る訂正特定暗号資産情報等を公表した時(当該特定暗号資産の特定暗号資産発行者が当該重要な事項につき虚偽の情報がある最初の特定暗号資産情報を公表した後に新たに当該特定暗号資産に係る特定暗号資産情報又は特定暗号資産定期情報を公表したときは、第二十七条の三十九第四項の規定により当該特定暗号資産情報を公表した時又は第二十七条の五十三第三項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表した時若しくは同項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表すべき期限)、当該特定暗号資産の特定暗号資産発行者が当該特定暗号資産について第二十七条の五十第一項ただし書の承認を受けた時又は当該重要な事項につき虚偽の情報がある最初の特定暗号資産情報について第二十七条の五十四第三項の規定若しくは第二十七条の五十七第二項の規定による命令により公表を停止した時のうちいずれか早い時までの間において、当該金融商品取引業者が当該特定暗号資産について行つた暗号資産売買等業務に係る利益又は手数料、報酬その他の対価の額として内閣府令で定める額に相当する額の課徴金を国庫に納付することを命じなければならない。

Article 172-18, paragraph (3)

If a financial instruments business operator that has disclosed, pursuant to Article 27-53, paragraph (3), latest specified cryptoasset information, etc. containing false information about a material particular (including amended specified cryptoasset information, etc. relating to that latest specified cryptoasset information, etc.), with the knowledge that that latest specified cryptoasset information, etc. contains false information about a material particular, has conducted services for purchase and sale, etc. of cryptoassets for the specified cryptoassets pertaining to the latest specified cryptoasset information, etc. containing false information about that material particular, the Prime Minister, in accordance with the procedures prescribed in the following Section, must order that financial instruments business operator to pay to the national treasury an administrative monetary penalty in an amount equivalent to the amount specified by Cabinet Office Order as the amount of profit, or of fees, remuneration or other consideration, relating to the services for purchase and sale, etc. of cryptoassets that the financial instruments business operator performed for those specified cryptoassets during the period from the time when it disclosed the latest specified cryptoasset information, etc. containing false information about that material particular until whichever is earliest of the time when it disclosed the amended specified cryptoasset information, etc. relating to the latest specified cryptoasset information, etc. containing false information about that material particular (or, if the specified cryptoasset issuer of those specified cryptoassets newly discloses information on specified cryptoassets or periodic information on specified cryptoassets relating to those specified cryptoassets after disclosing the latest specified cryptoasset information, etc. containing false information about that material particular, the time when that information on specified cryptoassets was disclosed pursuant to Article 27-39, paragraph (4), the time when that information on specified cryptoassets or periodic information on specified cryptoassets was disclosed pursuant to Article 27-53, paragraph (3), or the time limit for disclosing that information on specified cryptoassets or periodic information on specified cryptoassets pursuant to that paragraph), the time when the specified cryptoasset issuer of those specified cryptoassets obtained the approval under the proviso to Article 27-50, paragraph (1) for those specified cryptoassets, or the time when disclosure of the latest specified cryptoasset information, etc. containing false information about that material particular was suspended under the provisions of Article 27-54, paragraph (3) or by an order under the provisions of Article 27-57, paragraph (2).

重要な事項につき虚偽の情報がある最新の特定暗号資産情報等(当該最新の特定暗号資産情報等に係る訂正特定暗号資産情報等を含む。)を、当該最新の特定暗号資産情報等に重要な事項につき虚偽の情報があることを知りながら第二十七条の五十三第三項の規定により公表した金融商品取引業者が、当該重要な事項につき虚偽の情報がある最新の特定暗号資産情報等に係る特定暗号資産の暗号資産売買等業務を行つたときは、内閣総理大臣は、次節に定める手続に従い、当該金融商品取引業者に対し、当該重要な事項につき虚偽の情報がある最新の特定暗号資産情報等を公表した時から当該重要な事項につき虚偽の情報がある最新の特定暗号資産情報等に係る訂正特定暗号資産情報等を公表した時(当該特定暗号資産の特定暗号資産発行者が当該重要な事項につき虚偽の情報がある最新の特定暗号資産情報等を公表した後に新たに当該特定暗号資産に係る特定暗号資産情報又は特定暗号資産定期情報を公表したときは、第二十七条の三十九第四項の規定により当該特定暗号資産情報を公表した時又は第二十七条の五十三第三項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表した時若しくは同項の規定により当該特定暗号資産情報若しくは特定暗号資産定期情報を公表すべき期限)、当該特定暗号資産の特定暗号資産発行者が当該特定暗号資産について第二十七条の五十第一項ただし書の承認を受けた時又は当該重要な事項につき虚偽の情報がある最新の特定暗号資産情報等について第二十七条の五十四第三項の規定若しくは第二十七条の五十七第二項の規定による命令により公表を停止した時のうちいずれか早い時までの間において、当該金融商品取引業者が当該特定暗号資産について行つた暗号資産売買等業務に係る利益又は手数料、報酬その他の対価の額として内閣府令で定める額に相当する額の課徴金を国庫に納付することを命じなければならない。

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