# 金融商品取引法 / Financial Instruments and Exchange Act — 第六条 (Supplementary Provisions, Article 6) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第六条 (Supplementary Provisions, Article 6) — address `suppl-5051-79/art-6` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第六条 suppl-5051-79/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6 **第一項** この法律の施行の際現に新金融商品取引業（新金融商品取引法第二条第八項に規定する金融商品取引業をいい、旧金融商品取引法第二条第八項に規定する金融商品取引業に該当するものを除く。以下この条及び次条において同じ。）を行っている者（金融商品取引業者（新金融商品取引法第二条第九項に規定する金融商品取引業者をいう。第三項及び附則第八条において同じ。）及び新金融商品取引法第三十三条第一項に規定する金融機関を除く。）は、施行日から起算して六月間（当該期間内に新金融商品取引法第二十九条の四第一項の規定による登録の拒否の処分があったとき、又は第三項の規定により読み替えて適用される金融商品取引法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられたときは、当該処分のあった日又は当該廃止を命じられた日までの間）は、金融商品取引法第二十九条の規定にかかわらず、この法律の施行の際現に行っている当該新金融商品取引業の顧客を相手方とし、又は当該顧客のために、この法律の施行の際現に取り扱っている有価証券及びデリバティブ取引と同じ種類の有価証券及びデリバティブ取引について、当該新金融商品取引業を行うことができる。 suppl-5051-79/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-1 A person that is actually engaged in the new financial instruments business (meaning the financial instruments business prescribed in Article 2, paragraph (8) of the New Financial Instruments and Exchange Act, excluding that which falls under the financial instruments business prescribed in Article 2, paragraph (8) of the Former Financial Instruments and Exchange Act; hereinafter the same applies in this Article and the following Article) at the time this Act comes into effect (excluding a financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the New Financial Instruments and Exchange Act; the same applies in paragraph (3) and Article 8 of the Supplementary Provisions) and a financial institution prescribed in Article 33, paragraph (1) of the New Financial Instruments and Exchange Act) may, for the six months counted from the effective date (or, if within that period a disposition of refusal of registration under Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act is made, or the person is ordered to discontinue the whole of the new financial instruments business pursuant to Article 52, paragraph (1) of the Financial Instruments and Exchange Act as applied with modified terms pursuant to paragraph (3), until the day of that disposition or the day on which the person is so ordered), notwithstanding Article 29 of the Financial Instruments and Exchange Act, engage in that new financial instruments business with respect to securities and derivatives transactions of the same types as the securities and derivatives transactions that the person actually handles at the time this Act comes into effect, making the customers of that new financial instruments business that the person actually conducts at the time this Act comes into effect the persons to which it is directed, or conducting it for those customers. machine translation, not official **第二項** 前項の規定により新金融商品取引業を行うことができる者が施行日から起算して六月を経過する日までに金融商品取引法第二十九条の登録の申請をした場合において、その期間を経過したときは、その申請について登録又は登録の拒否の処分があるまでの間（その間に次項の規定により読み替えて適用される同法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられたときは、当該廃止を命じられた日までの間）も、前項と同様とする。ただし、施行日から起算して一年六月を経過したときは、この限りでない。 suppl-5051-79/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-2 If a person that may engage in the new financial instruments business pursuant to the provisions of the preceding paragraph files an application for registration under Article 29 of the Financial Instruments and Exchange Act by the day on which six months have elapsed from the effective date, and that period has elapsed, the same applies as in the preceding paragraph until a disposition of registration or refusal of registration is made with regard to that application (or, if the person is ordered in the meantime to discontinue all of the new financial instruments business pursuant to the provisions of Article 52, paragraph (1) of that Act as applied with the terms replaced pursuant to the provisions of the following paragraph, until the day on which the person was so ordered); provided, however, that this does not apply if one year and six months have elapsed from the effective date. machine translation, not official **第三項** 前二項の規定により新金融商品取引業を行うことができる場合においては、その者を金融商品取引業者とみなして、新金融商品取引法第三章第一節第五款、第二節（第三十六条の二を除く。）、第三節（第四十六条、第四十六条の五、第四十六条の六、第四十九条の四及び第四十九条の五を除く。）、第四節（第五十三条を除く。）及び第八節の規定並びにこれらの規定に係る新金融商品取引法第八章及び第八章の二の規定（これらの規定に基づく命令の規定を含む。）を適用する。この場合において、金融商品取引法第五十二条第一項中「第二十九条の登録を取り消し」とあるのは、「新金融商品取引業（金融商品取引法等の一部を改正する法律（令和五年法律第七十九号）附則第六条第一項に規定する新金融商品取引業をいう。）の全部の廃止を命じ」とするほか、必要な技術的読替えは、政令で定める。 suppl-5051-79/art-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-3 In the case where a person may engage in the new financial instruments business pursuant to the provisions of the preceding two paragraphs, the person is deemed to be a financial instruments business operator, and the provisions of Chapter III, Section 1, Subsection 5, Section 2 (excluding Article 36-2), Section 3 (excluding Articles 46, 46-5, 46-6, 49-4 and 49-5), Section 4 (excluding Article 53) and Section 8 of the New Financial Instruments and Exchange Act, and the provisions of Chapter VIII and Chapter VIII-2 of the New Financial Instruments and Exchange Act pertaining to these provisions (including provisions of orders based on these provisions), apply. In this case, in Article 52, paragraph (1) of the Financial Instruments and Exchange Act, the phrase "rescind its Article 29 registration" is deemed to be replaced with "order the discontinuation of all of the new financial instruments business (meaning the new financial instruments business prescribed in Article 6, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 79 of 2023))", and in addition, any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official **第四項** 前項の規定により読み替えて適用される金融商品取引法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられた場合における新金融商品取引法の規定の適用については、当該廃止を命じられた者を同項の規定により金融商品取引法第二十九条の登録を取り消された者と、当該廃止を命じられた日を同項の規定による同条の登録の取消しの日とみなす。 suppl-5051-79/art-6/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-4 With regard to the application of the provisions of the New Financial Instruments and Exchange Act in the case where a person is ordered to discontinue all of the new financial instruments business pursuant to the provisions of Article 52, paragraph (1) of the Financial Instruments and Exchange Act as applied with the terms replaced pursuant to the provisions of the preceding paragraph, the person ordered to discontinue is deemed to be a person whose registration under Article 29 of the Financial Instruments and Exchange Act has been rescinded pursuant to the provisions of Article 52, paragraph (1) of that Act, and the day on which the person was ordered to discontinue is deemed to be the day of rescission of the registration under Article 29 of that Act pursuant to the provisions of Article 52, paragraph (1) of that Act. machine translation, not official --- ## Cites - suppl-5051-79/art-6/par-1: 新金融商品取引法第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-2/par-8 - suppl-5051-79/art-6/par-1: この条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-5051-79/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6 - suppl-5051-79/art-6/par-1: 次条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-5051-79/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-7 - suppl-5051-79/art-6/par-1: 新金融商品取引法第二条第九項 → 金融商品取引法 第二条第九項 (Article 2, paragraph (9)), art-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-9 - suppl-5051-79/art-6/par-1: 第三項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-5051-79/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-3 - suppl-5051-79/art-6/par-1: 附則第八条 → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-5051-79/art-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-8 - suppl-5051-79/art-6/par-1: 新金融商品取引法第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1 - suppl-5051-79/art-6/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1 - suppl-5051-79/art-6/par-1: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5051-79/art-6/par-1: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5051-79/art-6/par-2: 前項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-5051-79/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-1 - suppl-5051-79/art-6/par-2: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5051-79/art-6/par-2: 次項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-5051-79/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-3 - suppl-5051-79/art-6/par-2: 同法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5051-79/art-6/par-3: 前二項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-5051-79/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-1 - suppl-5051-79/art-6/par-3: 前二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-5051-79/art-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-2 - suppl-5051-79/art-6/par-3: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5051-79/art-6/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5051-79/art-6/par-4: 前項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-5051-79/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-3 - suppl-5051-79/art-6/par-4: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5051-79/art-6/par-4: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-1 - 金融商品取引法 附則第六条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-2 - 金融商品取引法 附則第六条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-3 - 金融商品取引法 附則第六条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-6/par-4 - 金融商品取引法 附則第七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-7/par-1 - 金融商品取引法 附則第七条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5051-79/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5051-79/art-7/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-059, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22