# 金融商品取引法 / Financial Instruments and Exchange Act — 第十一条 (Supplementary Provisions, Article 11) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十一条 (Supplementary Provisions, Article 11) — address `suppl-5011-28/art-11` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十一条 suppl-5011-28/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11 **第一項** 前条第一項の規定により新金融商品取引業を行うことができる者は、施行日から起算して二週間以内に、その商号、名称又は氏名及び住所並びに新金融商品取引法第二十九条の二第一項第五号、第六号、第八号及び第九号に掲げる事項を内閣総理大臣に届け出なければならない。 suppl-5011-28/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-1 A person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article must notify the Prime Minister, within two weeks from the effective date, of its trade name, name, or full name and address, and the particulars set forth in Article 29-2, paragraph (1), items (v), (vi), (viii), and (ix) of the New Financial Instruments and Exchange Act. machine translation, not official **第二項** 前条第一項の規定により新金融商品取引業を行うことができる者が前項の規定による届出をせず、又は虚偽の届出をしたときは、同条第一項の規定は、その者については、前項に規定する期間を経過した日以後は、適用しない。 suppl-5011-28/art-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-2 If a person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article fails to file the notification under the provisions of the preceding paragraph or files a false notification, the provisions of paragraph (1) of that Article do not apply to that person on or after the day on which the period prescribed in the preceding paragraph has elapsed. machine translation, not official --- ## Cites - suppl-5011-28/art-11/par-1: 前条第一項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-5011-28/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - suppl-5011-28/art-11/par-1: 新金融商品取引法第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-5 - suppl-5011-28/art-11/par-1: 第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-6 - suppl-5011-28/art-11/par-1: 第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-8 - suppl-5011-28/art-11/par-1: 第九号 → 金融商品取引法 第二十九条の二第一項第九号 (Article 29-2, paragraph (1), item (ix)), art-29-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-9 - suppl-5011-28/art-11/par-2: 前条第一項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-5011-28/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - suppl-5011-28/art-11/par-2: 前項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-5011-28/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-1 ## Cited by 3 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - 金融商品取引法 附則第十一条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-2 - 金融商品取引法 附則第十三条第一項（権限の委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-072, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22