# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-5011-28` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-5011-28 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 令和元年六月七日法律第二八号 suppl-5011-28 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-5011-28/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-1 **第一項** この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、附則第三十一条の規定は、公布の日から施行する。 suppl-5011-28/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-1/par-1 This Act comes into effect on the date specified by Cabinet Order within a period not exceeding one year from the date of its promulgation; provided, however, that the provisions of Article 31 of the Supplementary Provisions come into effect on the date of promulgation. machine translation, not official ### 第九条（金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act caption: machine translation, not official suppl-5011-28/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-9 **第一項** この法律の施行前に開始した電子記録移転権利（第二条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第三項に規定する電子記録移転権利をいう。）に相当するものに係る有価証券の募集又は売出し（新金融商品取引法第五条第一項（同条第五項において準用し、及びこれらの規定を新金融商品取引法第二十七条において準用する場合を含む。）に規定する有価証券の募集又は売出しをいう。）については、なお従前の例による。 suppl-5011-28/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-9/par-1 With regard to a public offering of securities or secondary distribution of securities pertaining to what corresponds to electronically recorded transferable rights (meaning electronically recorded transferable rights prescribed in Article 2, paragraph (3) of the Financial Instruments and Exchange Act as amended by the provisions of Article 2 (hereinafter referred to as the "New Financial Instruments and Exchange Act")) that began before this Act comes into effect (meaning the public offering of securities or secondary distribution of securities prescribed in Article 5, paragraph (1) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (5) of that Article, and including where these provisions are applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act)), the provisions then in force continue to govern. machine translation, not official ### 第十条 suppl-5011-28/art-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10 **第一項** この法律の施行の際現に新金融商品取引業（新金融商品取引法第二条第八項に規定する金融商品取引業をいい、第二条の規定による改正前の金融商品取引法第二条第八項に規定する金融商品取引業に該当するものを除く。以下この条及び次条において同じ。）を行っている者（金融商品取引業者（金融商品取引法第二条第九項に規定する金融商品取引業者をいう。第三項及び附則第十二条において同じ。）及び同法第三十三条第一項に規定する金融機関を除く。）は、施行日から起算して六月間（当該期間内に新金融商品取引法第二十九条の四第一項の規定による登録の拒否の処分があったとき、又は第三項の規定により読み替えて適用される金融商品取引法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられたときは、当該処分のあった日又は当該廃止を命じられた日までの間）は、金融商品取引法第二十九条の規定にかかわらず、この法律の施行の際現に行っている当該新金融商品取引業の顧客を相手方とし、又は当該顧客のために、この法律の施行の際現に取り扱っている有価証券及びデリバティブ取引と同じ種類の有価証券及びデリバティブ取引について、当該新金融商品取引業を行うことができる。 suppl-5011-28/art-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 A person that is actually engaged in the new financial instruments business (meaning the financial instruments business prescribed in Article 2, paragraph (8) of the New Financial Instruments and Exchange Act, excluding that which falls under the financial instruments business prescribed in Article 2, paragraph (8) of the Financial Instruments and Exchange Act before amendment by the provisions of Article 2; hereinafter the same applies in this Article and the following Article) at the time this Act comes into effect (excluding a financial instruments business operator (meaning a financial instruments business operator prescribed in Article 2, paragraph (9) of the Financial Instruments and Exchange Act; the same applies in paragraph (3) and Article 12 of the Supplementary Provisions) and a financial institution prescribed in Article 33, paragraph (1) of that Act) may, for the six months counted from the effective date (or, if within that period a disposition of refusal of registration under Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act is made, or the person is ordered to discontinue the whole of the new financial instruments business pursuant to Article 52, paragraph (1) of the Financial Instruments and Exchange Act as applied with modified terms pursuant to paragraph (3), until the day of that disposition or the day on which the person is so ordered), notwithstanding Article 29 of the Financial Instruments and Exchange Act, engage in that new financial instruments business with respect to securities and derivatives transactions of the same types as the securities and derivatives transactions that the person actually handles at the time this Act comes into effect, making the customers of that new financial instruments business that the person actually conducts at the time this Act comes into effect the persons to which it is directed, or conducting it for those customers. machine translation, not official **第二項** 前項の規定により新金融商品取引業を行うことができる者が施行日から起算して六月を経過する日までに金融商品取引法第二十九条の登録の申請をした場合において、その期間を経過したときは、その申請について登録又は登録の拒否の処分があるまでの間（その間に次項の規定により読み替えて適用される同法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられたときは、当該廃止を命じられた日までの間）も、前項と同様とする。ただし、施行日から起算して一年六月を経過したときは、この限りでない。 suppl-5011-28/art-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-2 If a person that may engage in the new financial instruments business pursuant to the provisions of the preceding paragraph files an application for registration under Article 29 of the Financial Instruments and Exchange Act by the day on which six months have elapsed from the effective date, and that period has elapsed, the same applies as in the preceding paragraph until a disposition of registration or refusal of registration is made with regard to that application (or, if the person is ordered in the meantime to discontinue all of the new financial instruments business pursuant to the provisions of Article 52, paragraph (1) of that Act as applied with the terms replaced pursuant to the provisions of the following paragraph, until the day on which the person was so ordered); provided, however, that this does not apply if one year and six months have elapsed from the effective date. machine translation, not official **第三項** 前二項の規定により新金融商品取引業を行うことができる場合においては、その者を金融商品取引業者とみなして、新金融商品取引法第三章第一節第五款、第二節（第三十六条の二を除く。）、第三節（第四十六条、第四十六条の五、第四十六条の六、第四十九条の四及び第四十九条の五を除く。）、第四節（第五十三条を除く。）及び第八節の規定並びにこれらの規定に係る新金融商品取引法第八章及び第八章の二の規定並びに新犯罪収益移転防止法の規定（これらの規定に基づく命令の規定を含む。）を適用する。この場合において、金融商品取引法第五十二条第一項中「第二十九条の登録を取り消し」とあるのは、「新金融商品取引業（情報通信技術の進展に伴う金融取引の多様化に対応するための資金決済に関する法律等の一部を改正する法律（令和元年法律第二十八号）附則第十条第一項に規定する新金融商品取引業をいう。）の全部の廃止を命じ」とするほか、必要な技術的読替えは、政令で定める。 suppl-5011-28/art-10/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-3 In the case where a person may engage in the new financial instruments business pursuant to the provisions of the preceding two paragraphs, that person is deemed to be a financial instruments business operator, and the provisions of Chapter III, Section 1, Subsection 5, Section 2 (excluding Article 36-2), Section 3 (excluding Articles 46, 46-5, 46-6, 49-4, and 49-5), Section 4 (excluding Article 53), and Section 8 of the New Financial Instruments and Exchange Act, the provisions of Chapter VIII and Chapter VIII-2 of the New Financial Instruments and Exchange Act pertaining to those provisions, and the provisions of the New Act on Prevention of Transfer of Criminal Proceeds (including the provisions of orders based on those provisions) apply; in this case, the phrase "rescind its Article 29 registration" in Article 52, paragraph (1) of the Financial Instruments and Exchange Act is deemed to be replaced with "order the discontinuation of all of the new financial instruments business (meaning the new financial instruments business prescribed in Article 10, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Payment Services Act, etc. to Respond to the Diversification of Financial Transactions Accompanying Advances in Information and Communications Technology (Act No. 28 of 2019))", and any other necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official **第四項** 前項の規定により読み替えて適用される金融商品取引法第五十二条第一項の規定により新金融商品取引業の全部の廃止を命じられた場合における新金融商品取引法の規定の適用については、当該廃止を命じられた者を同項の規定により金融商品取引法第二十九条の登録を取り消された者と、当該廃止を命じられた日を同項の規定による同条の登録の取消しの日とみなす。 suppl-5011-28/art-10/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-4 With regard to the application of the provisions of the New Financial Instruments and Exchange Act in the case where a person is ordered to discontinue all of the new financial instruments business pursuant to the provisions of Article 52, paragraph (1) of the Financial Instruments and Exchange Act as applied with the terms replaced pursuant to the provisions of the preceding paragraph, the person ordered to discontinue is deemed to be a person whose registration under Article 29 of the Financial Instruments and Exchange Act has been rescinded pursuant to the provisions of Article 52, paragraph (1) of that Act, and the day on which the person was ordered to discontinue is deemed to be the day of rescission of the registration under Article 29 of that Act pursuant to the provisions of Article 52, paragraph (1) of that Act. machine translation, not official ### 第十一条 suppl-5011-28/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11 **第一項** 前条第一項の規定により新金融商品取引業を行うことができる者は、施行日から起算して二週間以内に、その商号、名称又は氏名及び住所並びに新金融商品取引法第二十九条の二第一項第五号、第六号、第八号及び第九号に掲げる事項を内閣総理大臣に届け出なければならない。 suppl-5011-28/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-1 A person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article must notify the Prime Minister, within two weeks from the effective date, of its trade name, name, or full name and address, and the particulars set forth in Article 29-2, paragraph (1), items (v), (vi), (viii), and (ix) of the New Financial Instruments and Exchange Act. machine translation, not official **第二項** 前条第一項の規定により新金融商品取引業を行うことができる者が前項の規定による届出をせず、又は虚偽の届出をしたときは、同条第一項の規定は、その者については、前項に規定する期間を経過した日以後は、適用しない。 suppl-5011-28/art-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-2 If a person that may engage in the new financial instruments business pursuant to the provisions of paragraph (1) of the preceding Article fails to file the notification under the provisions of the preceding paragraph or files a false notification, the provisions of paragraph (1) of that Article do not apply to that person on or after the day on which the period prescribed in the preceding paragraph has elapsed. machine translation, not official ### 第十二条 suppl-5011-28/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-12 **第一項** この法律の施行の際現に新金融商品取引法第二十九条の二第一項第八号又は第九号に規定する行為を業として行っている金融商品取引業者については、施行日において当該行為に係る同項第五号、第六号、第八号又は第九号に掲げる事項について変更をしようとするものとみなして、新金融商品取引法第三十一条第四項の規定を適用する。この場合において、当該金融商品取引業者は、施行日から起算して六月間（当該期間内に同条第五項において準用する新金融商品取引法第二十九条の四第一項の規定による変更登録の拒否の処分があったときは、当該処分のあった日までの間とし、当該期間内に変更登録又は変更登録の拒否の処分が行われなかったときは、これらの処分があるまでの間）は、当該事項について新金融商品取引法第三十一条第四項の変更登録を受けないでも、この法律の施行の際現に行っている当該行為に係る業務の顧客を相手方とし、又は当該顧客のために、この法律の施行の際現に取り扱っている新金融商品取引法第二十九条の二第一項第八号又は第九号に規定する権利及びデリバティブ取引と同じ種類の権利及びデリバティブ取引について、当該行為に係る業務を行うことができる。 suppl-5011-28/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-12/par-1 With regard to a financial instruments business operator that, at the time this Act comes into effect, is engaged as a business in an act prescribed in Article 29-2, paragraph (1), item (viii) or (ix) of the New Financial Instruments and Exchange Act, Article 31, paragraph (4) of the New Financial Instruments and Exchange Act applies by deeming that the operator intends to make a change, on the effective date, in the particulars set forth in item (v), (vi), (viii), or (ix) of that paragraph pertaining to that act. In this case, for six months from the effective date (or, if a disposition of refusal of registration of change is made within that period pursuant to the provisions of Article 29-4, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 31, paragraph (5) of the New Financial Instruments and Exchange Act, until the day on which that disposition was made, and, if neither a registration of change nor a disposition of refusal of registration of change is made within that period, until such a disposition is made), that financial instruments business operator may, without obtaining the registration of change under Article 31, paragraph (4) of the New Financial Instruments and Exchange Act with regard to those particulars, conduct the business pertaining to that act with the customers of the business pertaining to that act that it is engaged in at the time this Act comes into effect as the persons to which it is directed, or for those customers, with regard to rights and derivatives transactions of the same type as the rights and derivatives transactions prescribed in Article 29-2, paragraph (1), item (viii) or (ix) of the New Financial Instruments and Exchange Act that it is handling at the time this Act comes into effect. machine translation, not official ### 第十三条（権限の委任） — Delegation of Authority caption: machine translation, not official suppl-5011-28/art-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13 **第一項** 内閣総理大臣は、附則第三条第一項及び第十一条第一項の規定による権限を金融庁長官に委任する。 suppl-5011-28/art-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13/par-1 The Prime Minister delegates the authority under Article 3, paragraph (1) and Article 11, paragraph (1) of the Supplementary Provisions to the Commissioner of the Financial Services Agency. machine translation, not official **第二項** 金融庁長官は、政令で定めるところにより、前項の規定により委任された権限を財務局長又は財務支局長に委任することができる。 suppl-5011-28/art-13/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13/par-2 The Commissioner of the Financial Services Agency may delegate the authority delegated pursuant to the provisions of the preceding paragraph to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order. machine translation, not official ### 第三十条（罰則に関する経過措置） — Transitional Measures Concerning Penal Provisions caption: machine translation, not official suppl-5011-28/art-30 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-30 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-30 **第一項** この法律の施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-5011-28/art-30/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-30/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-30/par-1 With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern. machine translation, not official ### 第三十一条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order caption: machine translation, not official suppl-5011-28/art-31 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-31 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-31 **第一項** この附則に規定するもののほか、この法律の施行に関し必要な経過措置（罰則に関する経過措置を含む。）は、政令で定める。 suppl-5011-28/art-31/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-31/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-31/par-1 Beyond what is provided for in these Supplementary Provisions, transitional measures necessary for the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order. machine translation, not official ### 第三十二条（検討） — Review caption: machine translation, not official suppl-5011-28/art-32 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-32 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-32 **第一項** 政府は、この法律の施行後五年を目途として、この法律による改正後のそれぞれの法律（以下この条において「改正後の各法律」という。）の施行の状況等を勘案し、必要があると認めるときは、改正後の各法律の規定について検討を加え、その結果に基づいて所要の措置を講ずるものとする。 suppl-5011-28/art-32/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-32/par-1 The government is to, with a target of five years after this Act comes into effect, taking into account the status, etc. of the enforcement of the respective Acts as amended by this Act (hereinafter referred to in this Article as "the respective Acts as amended"), when it finds it necessary, review the provisions of the respective Acts as amended, and take the required measures based on the results of that review. machine translation, not official --- ## Cites - suppl-5011-28/art-1/par-1: 附則第三十一条 → 金融商品取引法 附則第三十一条 (Supplementary Provisions, Article 31), suppl-5011-28/art-31 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-31 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-31 - suppl-5011-28/art-9/par-1: 第二条第三項 → 金融商品取引法 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-3 - suppl-5011-28/art-9/par-1: 新金融商品取引法第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1 - suppl-5011-28/art-9/par-1: 同条第五項 → 金融商品取引法 第五条第五項 (Article 5, paragraph (5)), art-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/art-5/par-5 - suppl-5011-28/art-9/par-1: 新金融商品取引法第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27 - suppl-5011-28/art-10/par-1: 新金融商品取引法第二条第八項 → 金融商品取引法 第二条第八項 (Article 2, paragraph (8)), art-2/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-8 · https://japanlaw.org/l/323AC0000000025/art-2/par-8 - suppl-5011-28/art-10/par-1: この条 → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-5011-28/art-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10 - suppl-5011-28/art-10/par-1: 次条 → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-5011-28/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11 - suppl-5011-28/art-10/par-1: 金融商品取引法第二条第九項 → 金融商品取引法 第二条第九項 (Article 2, paragraph (9)), art-2/par-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-9 · https://japanlaw.org/l/323AC0000000025/art-2/par-9 - suppl-5011-28/art-10/par-1: 第三項 → 金融商品取引法 附則第十条第三項 (Supplementary Provisions, Article 10, paragraph (3)), suppl-5011-28/art-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-3 - suppl-5011-28/art-10/par-1: 附則第十二条 → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-5011-28/art-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-12 - suppl-5011-28/art-10/par-1: 同法第三十三条第一項 → 金融商品取引法 第三十三条第一項 (Article 33, paragraph (1)), art-33/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-33/par-1 · https://japanlaw.org/l/323AC0000000025/art-33/par-1 - suppl-5011-28/art-10/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1 - suppl-5011-28/art-10/par-1: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5011-28/art-10/par-1: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5011-28/art-10/par-2: 前項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-5011-28/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - suppl-5011-28/art-10/par-2: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5011-28/art-10/par-2: 次項 → 金融商品取引法 附則第十条第三項 (Supplementary Provisions, Article 10, paragraph (3)), suppl-5011-28/art-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-3 - suppl-5011-28/art-10/par-2: 同法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5011-28/art-10/par-3: 前二項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-5011-28/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - suppl-5011-28/art-10/par-3: 前二項 → 金融商品取引法 附則第十条第二項 (Supplementary Provisions, Article 10, paragraph (2)), suppl-5011-28/art-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-2 - suppl-5011-28/art-10/par-3: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5011-28/art-10/par-3: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5011-28/art-10/par-4: 前項 → 金融商品取引法 附則第十条第三項 (Supplementary Provisions, Article 10, paragraph (3)), suppl-5011-28/art-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-3 - suppl-5011-28/art-10/par-4: 金融商品取引法第五十二条第一項 → 金融商品取引法 第五十二条第一項 (Article 52, paragraph (1)), art-52/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/art-52/par-1 - suppl-5011-28/art-10/par-4: 金融商品取引法第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-5011-28/art-11/par-1: 前条第一項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-5011-28/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - suppl-5011-28/art-11/par-1: 新金融商品取引法第二十九条の二第一項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-5 - suppl-5011-28/art-11/par-1: 第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-6 - suppl-5011-28/art-11/par-1: 第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-8 - suppl-5011-28/art-11/par-1: 第九号 → 金融商品取引法 第二十九条の二第一項第九号 (Article 29-2, paragraph (1), item (ix)), art-29-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-9 - suppl-5011-28/art-11/par-2: 前条第一項 → 金融商品取引法 附則第十条第一項 (Supplementary Provisions, Article 10, paragraph (1)), suppl-5011-28/art-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - suppl-5011-28/art-11/par-2: 前項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-5011-28/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-1 - suppl-5011-28/art-12/par-1: 新金融商品取引法第二十九条の二第一項第八号 → 金融商品取引法 第二十九条の二第一項第八号 (Article 29-2, paragraph (1), item (viii)), art-29-2/par-1/item-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-8 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-8 - suppl-5011-28/art-12/par-1: 第九号 → 金融商品取引法 第二十九条の二第一項第九号 (Article 29-2, paragraph (1), item (ix)), art-29-2/par-1/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-9 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-9 - suppl-5011-28/art-12/par-1: 同項第五号 → 金融商品取引法 第二十九条の二第一項第五号 (Article 29-2, paragraph (1), item (v)), art-29-2/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-5 - suppl-5011-28/art-12/par-1: 第六号 → 金融商品取引法 第二十九条の二第一項第六号 (Article 29-2, paragraph (1), item (vi)), art-29-2/par-1/item-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-2/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/art-29-2/par-1/item-6 - suppl-5011-28/art-12/par-1: 新金融商品取引法第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4 - suppl-5011-28/art-12/par-1: 同条第五項 → 金融商品取引法 第三十一条第五項 (Article 31, paragraph (5)), art-31/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-5 · https://japanlaw.org/l/323AC0000000025/art-31/par-5 - suppl-5011-28/art-12/par-1: 新金融商品取引法第二十九条の四第一項 → 金融商品取引法 第二十九条の四第一項 (Article 29-4, paragraph (1)), art-29-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1 - suppl-5011-28/art-13/par-1: 第十一条第一項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-5011-28/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-1 - suppl-5011-28/art-13/par-2: 前項 → 金融商品取引法 附則第十三条第一項 (Supplementary Provisions, Article 13, paragraph (1)), suppl-5011-28/art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13/par-1 - suppl-5011-28/art-32/par-1: この条 → 金融商品取引法 附則第三十二条 (Supplementary Provisions, Article 32), suppl-5011-28/art-32 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-32 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-32 ## Cited by 10 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-1/par-1 - 金融商品取引法 附則第十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-1 - 金融商品取引法 附則第十条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-2 - 金融商品取引法 附則第十条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-3 - 金融商品取引法 附則第十条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-10/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-10/par-4 - 金融商品取引法 附則第十一条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-1 - 金融商品取引法 附則第十一条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-11/par-2 - 金融商品取引法 附則第十三条第一項（権限の委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13/par-1 - 金融商品取引法 附則第十三条第二項（権限の委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-13/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-13/par-2 - 金融商品取引法 附則第三十二条第一項（検討） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-5011-28/art-32/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-5011-28/art-32/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-072, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-072, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-057, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22