# 金融商品取引法 / Financial Instruments and Exchange Act — 第三条 (Supplementary Provisions, Article 3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三条 (Supplementary Provisions, Article 3) — address `suppl-4271-32/art-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三条 suppl-4271-32/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3 **第一項** 旧法特例業務届出者等（旧法特例業務届出者及び特例投資運用業務届出者（附則第十条の規定による改正前の証券取引法等の一部を改正する法律（平成十八年法律第六十五号。以下この項において「旧平成十八年証券取引法改正法」という。）附則第四十八条第一項の規定の適用を受けて同項に規定する特例投資運用業務を行う者（同条第四項に規定する金融商品取引業者等を除く。）をいう。）をいう。次項及び附則第五条において同じ。）並びに旧法届出金融商品取引業者等及び旧平成十八年証券取引法改正法附則第四十八条第四項に規定する金融商品取引業者等は、施行日から起算して六月以内に、新法第六十三条第二項第七号に掲げる事項その他内閣府令で定める事項を記載した書面を内閣総理大臣に提出しなければならない。 suppl-4271-32/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 A notifier of specially permitted services under the former Act, etc. (meaning a notifier of specially permitted services under the former Act and a notifier of specially permitted investment management services (meaning a person who conducts the specially permitted investment management services prescribed in Article 48, paragraph (1) of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) prior to amendment by the provisions of Article 10 of these Supplementary Provisions (hereinafter in this paragraph referred to as the "Former 2006 Securities and Exchange Act Amendment Act") by being subject to the application of that paragraph (excluding a financial instruments business operator, etc. prescribed in paragraph (4) of that Article)); the same applies in the following paragraph and Article 5 of the Supplementary Provisions), a financial instruments business operator, etc. that gave notification under the former Act, and a financial instruments business operator, etc. prescribed in Article 48, paragraph (4) of the Supplementary Provisions of the Former 2006 Securities and Exchange Act Amendment Act must, within six months from the effective date, submit to the Prime Minister a document stating the matters set forth in Article 63, paragraph (2), item (vii) of the New Act and other matters specified by Cabinet Office Order. machine translation, not official **第二項** 前項の規定により旧法特例業務届出者等が提出する書面には、新法第六十三条第三項各号に掲げる書類を添付するものとする。この場合において、同項第一号及び第二号中「書面」とあるのは、「書面又は同号イからニまでのいずれに該当するかを記載した書面」とする。 suppl-4271-32/art-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 A document set forth in the items of Article 63, paragraph (3) of the New Act is to be attached to the document that a notifier of specially permitted services under the former Act, etc. submits pursuant to the provisions of the preceding paragraph. In this case, the phrase "document" in items (i) and (ii) of that paragraph is deemed to be replaced with "document or a document stating which of (a) through (d) of that item the person falls under". machine translation, not official **第三項** 前項の規定により新法第六十三条第三項第一号に掲げる書類を添付する場合において、定款が電磁的記録（電子的方式、磁気的方式その他人の知覚によっては認識することができない方式で作られる記録であって、電子計算機による情報処理の用に供されるものをいう。以下この項及び附則第八条第一項において同じ。）で作成されているときは、書類に代えて電磁的記録（新法第六十三条第四項に規定する内閣府令で定めるものに限る。）を添付することができる。 suppl-4271-32/art-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 In the case where the documents set forth in Article 63, paragraph (3), item (i) of the New Act are attached pursuant to the provisions of the preceding paragraph, if the articles of incorporation are prepared as an electronic or magnetic record (meaning a record used in computer data processing that is created in electronic form, magnetic form, or any other form that is impossible to perceive through the human senses alone; the same applies hereinafter in this paragraph and in Article 8, paragraph (1) of the Supplementary Provisions), an electronic or magnetic record (limited to one specified by Cabinet Office Order prescribed in Article 63, paragraph (4) of the New Act) may be attached in lieu of the documents. machine translation, not official --- ## Cites - suppl-4271-32/art-3/par-1: 次項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4271-32/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - suppl-4271-32/art-3/par-1: 附則第五条 → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4271-32/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-5 - suppl-4271-32/art-3/par-1: 旧平成十八年証券取引法改正法附則第四十八条第四項 → 金融商品取引法 附則第四十八条第四項 (Supplementary Provisions, Article 48, paragraph (4)), suppl-4181-65/art-48/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-48/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-48/par-4 - suppl-4271-32/art-3/par-1: 新法第六十三条第二項第七号 → 金融商品取引法 第六十三条第二項第七号 (Article 63, paragraph (2), item (vii)), art-63/par-2/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-2/item-7 · https://japanlaw.org/l/323AC0000000025/art-63/par-2/item-7 - suppl-4271-32/art-3/par-2: 前項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4271-32/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - suppl-4271-32/art-3/par-2: 新法第六十三条第三項 → 金融商品取引法 第六十三条第三項 (Article 63, paragraph (3)), art-63/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3 · https://japanlaw.org/l/323AC0000000025/art-63/par-3 - suppl-4271-32/art-3/par-2: 同項第一号 → 金融商品取引法 第六十三条第三項第一号 (Article 63, paragraph (3), item (i)), art-63/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 - suppl-4271-32/art-3/par-2: 第二号 → 金融商品取引法 第六十三条第三項第二号 (Article 63, paragraph (3), item (ii)), art-63/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-2 - suppl-4271-32/art-3/par-3: 前項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4271-32/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - suppl-4271-32/art-3/par-3: 新法第六十三条第三項第一号 → 金融商品取引法 第六十三条第三項第一号 (Article 63, paragraph (3), item (i)), art-63/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-63/par-3/item-1 - suppl-4271-32/art-3/par-3: この項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4271-32/art-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 - suppl-4271-32/art-3/par-3: 附則第八条第一項 → 金融商品取引法 附則第八条第一項 (Supplementary Provisions, Article 8, paragraph (1)), suppl-4271-32/art-8/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-1 - suppl-4271-32/art-3/par-3: 新法第六十三条第四項 → 金融商品取引法 第六十三条第四項 (Article 63, paragraph (4)), art-63/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-63/par-4 · https://japanlaw.org/l/323AC0000000025/art-63/par-4 ## Cited by 6 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-2/par-1 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-1 - 金融商品取引法 附則第三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-2 - 金融商品取引法 附則第三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-3/par-3 - 金融商品取引法 附則第八条第一項（罰則） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-8/par-1 - 金融商品取引法 附則第十三条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4271-32/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4271-32/art-13/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-055, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-055, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22