# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4251-45` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4251-45 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成二五年六月一九日法律第四五号 suppl-4251-45 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4251-45/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1 **第一項** この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。 suppl-4251-45/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1 This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items. machine translation, not official **一** 第一条中金融商品取引法第百九十七条の二の次に一条を加える改正規定、同法第百九十八条第二号の次に二号を加える改正規定並びに同法第百九十八条の三、第百九十八条の六第二号、第二百五条第十四号並びに第二百七条第一項第二号及び第二項の改正規定、第三条の規定、第四条中農業協同組合法第十一条の四第四項の次に一項を加える改正規定、第五条のうち水産業協同組合法第十一条の十一中第五項を第六項とし、第四項の次に一項を加える改正規定、第八条の規定（投資信託及び投資法人に関する法律第二百五十二条の改正規定を除く。）、第十四条のうち銀行法第十三条中第五項を第六項とし、第四項の次に一項を加える改正規定及び同法第五十二条の二十二第四項中「前三項」を「前各項」に改め、同項を同条第五項とし、同条第三項の次に一項を加える改正規定、第十五条の規定、第十九条のうち農林中央金庫法第五十八条中第五項を第六項とし、第四項の次に一項を加える改正規定、第二十一条中信託業法第九十一条、第九十三条、第九十六条及び第九十八条第一項の改正規定、第二十二条の規定並びに附則第三十条（株式会社地域経済活性化支援機構法（平成二十一年法律第六十三号）第二十三条第二項の改正規定に限る。）、第三十一条（株式会社東日本大震災事業者再生支援機構法（平成二十三年法律第百十三号）第十七条第二項の改正規定に限る。）、第三十二条、第三十六条及び第三十七条の規定　公布の日から起算して二十日を経過した日 suppl-4251-45/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-1 the provisions of Article 1 adding one Article after Article 197-2 of the Financial Instruments and Exchange Act, the provisions adding two items after Article 198, item (ii) of that Act, and the provisions amending Article 198-3, Article 198-6, item (ii), Article 205, item (xiv), and Article 207, paragraph (1), item (ii) and paragraph (2) of that Act; the provisions of Article 3; the provisions of Article 4 adding one paragraph after Article 11-4, paragraph (4) of the Agricultural Co-operatives Act; the provisions of Article 5 amending Article 11-11 of the Fishery Industry Cooperative Act by renumbering paragraph (5) as paragraph (6) and adding one paragraph after paragraph (4); the provisions of Article 8 (excluding the provisions amending Article 252 of the Act on Investment Trusts and Investment Corporations); the provisions of Article 14 amending Article 13 of the Banking Act by renumbering paragraph (5) as paragraph (6) and adding one paragraph after paragraph (4), and the provisions amending Article 52-22, paragraph (4) of that Act by replacing "the preceding three paragraphs" with "the preceding paragraphs", renumbering that paragraph as paragraph (5) of that Article, and adding one paragraph after paragraph (3) of that Article; the provisions of Article 15; the provisions of Article 19 amending Article 58 of the Norinchukin Bank Act by renumbering paragraph (5) as paragraph (6) and adding one paragraph after paragraph (4); the provisions of Article 21 amending Articles 91, 93, and 96 and Article 98, paragraph (1) of the Trust Business Act; the provisions of Article 22; and the provisions of Article 30 of the Supplementary Provisions (limited to the provisions amending Article 23, paragraph (2) of the Act on the Regional Economy Revitalization Corporation of Japan (Act No. 63 of 2009)), Article 31 of the Supplementary Provisions (limited to the provisions amending Article 17, paragraph (2) of the Act on the Great East Japan Earthquake Business Revitalization Support Corporation (Act No. 113 of 2011)), and Articles 32, 36, and 37 of the Supplementary Provisions: the day on which 20 days have elapsed from the date of promulgation machine translation, not official **二** 第一条中金融商品取引法第七十九条の四十九、第七十九条の五十三第四項及び第五項、第七十九条の五十五第二項並びに第百八十五条の十六の改正規定、第十三条の規定、第十六条中保険業法第二百四十条の六第一項、第二百四十一条第一項、第二百四十九条第一項、第二百四十九条の二第一項及び第五項、第二百四十九条の三並びに第二百六十五条の二十八第一項の改正規定、第十七条の規定（金融機関等の更生手続の特例等に関する法律第四百四十五条第三項の改正規定を除く。）、第二十条の規定並びに附則第十七条から第十九条まで、第二十二条から第二十四条まで、第二十九条（犯罪利用預金口座等に係る資金による被害回復分配金の支払等に関する法律（平成十九年法律第百三十三号）第三十一条の改正規定に限る。）、第三十条（株式会社地域経済活性化支援機構法第二十三条第二項の改正規定を除く。）、第三十一条（株式会社東日本大震災事業者再生支援機構法第十七条第二項の改正規定を除く。）、第三十三条及び第三十四条の規定　公布の日から起算して九月を超えない範囲内において政令で定める日 suppl-4251-45/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-2 the provisions of Article 1 amending Article 79-49, Article 79-53, paragraphs (4) and (5), Article 79-55, paragraph (2), and Article 185-16 of the Financial Instruments and Exchange Act; the provisions of Article 13; the provisions of Article 16 amending Article 240-6, paragraph (1), Article 241, paragraph (1), Article 249, paragraph (1), Article 249-2, paragraphs (1) and (5), Article 249-3, and Article 265-28, paragraph (1) of the Insurance Business Act; the provisions of Article 17 (excluding the provisions amending Article 445, paragraph (3) of the Act on Special Measures for the Reorganization Proceedings of Financial Institutions); the provisions of Article 20; and the provisions of Articles 17 through 19, Articles 22 through 24, Article 29 (limited to the provisions amending Article 31 of the Act on Payment of Damage Recovery Benefits from Funds in Deposit Accounts Used for Crime (Act No. 133 of 2007)), Article 30 (excluding the provisions amending Article 23, paragraph (2) of the Act on the Regional Economy Revitalization Corporation of Japan), Article 31 (excluding the provisions amending Article 17, paragraph (2) of the Act on the Great East Japan Earthquake Business Revitalization Support Corporation), and Articles 33 and 34 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding nine months from the date of promulgation machine translation, not official **三** 第二条の規定、第四条中農業協同組合法第十一条の四第一項及び第三項並びに第九十三条第二項の改正規定、第五条中水産業協同組合法第十一条の十一第一項及び第三項並びに第百二十二条第二項の改正規定、第九条の規定、第十四条中銀行法第十三条第一項及び第三項、第二十四条第二項、第五十二条の二十二第一項及び第二項並びに第五十二条の三十一第二項の改正規定、第十六条中保険業法第百二十八条第二項、第二百条第二項、第二百一条第二項、第二百二十六条第二項、第二百七十一条の二十七第一項、第二百七十二条の二十二第二項及び第二百七十二条の四十第二項の改正規定、第十八条の規定、第十九条中農林中央金庫法第五十八条第一項及び第三項並びに第八十三条第二項の改正規定、第二十一条中信託業法第四十二条第三項及び第五十八条第二項の改正規定並びに附則第七条から第十三条まで、第十五条、第十六条及び第二十六条の規定　公布の日から起算して一年六月を超えない範囲内において政令で定める日 suppl-4251-45/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-3 the provisions of Article 2; the provisions of Article 4 amending Article 11-4, paragraphs (1) and (3) and Article 93, paragraph (2) of the Agricultural Co-operatives Act; the provisions of Article 5 amending Article 11-11, paragraphs (1) and (3) and Article 122, paragraph (2) of the Fishery Industry Cooperative Act; the provisions of Article 9; the provisions of Article 14 amending Article 13, paragraphs (1) and (3), Article 24, paragraph (2), Article 52-22, paragraphs (1) and (2), and Article 52-31, paragraph (2) of the Banking Act; the provisions of Article 16 amending Article 128, paragraph (2), Article 200, paragraph (2), Article 201, paragraph (2), Article 226, paragraph (2), Article 271-27, paragraph (1), Article 272-22, paragraph (2), and Article 272-40, paragraph (2) of the Insurance Business Act; the provisions of Article 18; the provisions of Article 19 amending Article 58, paragraphs (1) and (3) and Article 83, paragraph (2) of the Norinchukin Bank Act; the provisions of Article 21 amending Article 42, paragraph (3) and Article 58, paragraph (2) of the Trust Business Act; and the provisions of Articles 7 through 13, Article 15, Article 16, and Article 26 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation machine translation, not official ### 第二条（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Financial Instruments and Exchange Act by the Provisions of Article 1 caption: machine translation, not official suppl-4251-45/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-2 **第一項** この法律の施行の日（以下「施行日」という。）から第一条の規定による改正前の金融商品取引法（次条から附則第六条までにおいて「旧金融商品取引法」という。）第二十七条の二第一項第四号に規定する政令で定める期間を経過する日前に行う同項に規定する買付け等であって同号の規定を適用した場合において同号に該当することとなるものに関する同号の規定の適用については、なお従前の例による。ただし、これらの買付け等の全てが施行日以後に行うものである場合には、この限りでない。 suppl-4251-45/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-2/par-1 With regard to the application of the provisions of Article 27-2, paragraph (1), item (iv) of the Financial Instruments and Exchange Act prior to its amendment by the provisions of Article 1 (referred to as the "Former Financial Instruments and Exchange Act" in the following Article through Article 6 of the Supplementary Provisions) to a purchase, etc. prescribed in that paragraph that is made before the day on which the period specified by Cabinet Order prescribed in that item elapses from the day on which this Act comes into effect (hereinafter referred to as "the effective date") and that would fall under that item if the provisions of that item were applied, the provisions then in force continue to govern; provided, however, that this does not apply if all of those purchases, etc. are made on or after the effective date. machine translation, not official ### 第三条 suppl-4251-45/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-3 **第一項** 第一条の規定による改正後の金融商品取引法（次条から附則第六条まで及び附則第三十五条において「新金融商品取引法」という。）第二十七条の二十五第一項の規定は、施行日以後に同項に規定する大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合について適用し、施行日前に旧金融商品取引法第二十七条の二十五第一項に規定する大量保有報告書に記載すべき重要な事項の変更として政令で定めるものがあった場合については、なお従前の例による。 suppl-4251-45/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-3/par-1 The provisions of Article 27-25, paragraph (1) of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (referred to as the "New Financial Instruments and Exchange Act" in the following Article through Article 6 and Article 35 of the Supplementary Provisions) apply to a case where, on or after the effective date, there is a change specified by Cabinet Order as a change in a material particular to be stated in a statement of large-volume holdings prescribed in that paragraph, and the provisions then in force continue to govern a case where, before the effective date, there was a change specified by Cabinet Order as a change in a material particular to be stated in a statement of large-volume holdings prescribed in Article 27-25, paragraph (1) of the Former Financial Instruments and Exchange Act. machine translation, not official ### 第四条 suppl-4251-45/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-4 **第一項** 新金融商品取引法第百六十三条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等について適用し、施行日前に行われた旧金融商品取引法第百六十三条の規定による同条の特定有価証券等に係る同条の買付け等又は売付け等については、なお従前の例による。 suppl-4251-45/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-4/par-1 The provisions of Article 163 of the New Financial Instruments and Exchange Act apply to purchase, etc. or sale, etc. under that Article of specified securities, etc. under that Article that is made on or after the effective date, and the provisions then in force continue to govern purchase, etc. or sale, etc. under Article 163 of the Former Financial Instruments and Exchange Act of specified securities, etc. under that Article that was made before the effective date. machine translation, not official **第二項** 新金融商品取引法第百六十四条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等に係る利益について適用し、施行日前に行われた旧金融商品取引法第百六十四条の規定による同条の特定有価証券等に係る同条の買付け等又は売付け等に係る利益については、なお従前の例による。 suppl-4251-45/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-4/par-2 The provisions of Article 164 of the New Financial Instruments and Exchange Act apply to profit from purchase, etc. or sale, etc. under that Article of specified securities, etc. under that Article that is made on or after the effective date, and the provisions then in force continue to govern profit from purchase, etc. or sale, etc. under Article 164 of the Former Financial Instruments and Exchange Act of specified securities, etc. under that Article that was made before the effective date. machine translation, not official ### 第五条 suppl-4251-45/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5 **第一項** 新金融商品取引法第百六十六条（第六項第七号に係る部分を除く。）の規定は、施行日以後に生じた同条第一項に規定する業務等に関する重要事実（同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第十一号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同号に規定する直近の予想値又は前営業期間の実績値に比較して生じたものに限るものとし、同条第二項第十二号に規定する上場会社等の資産運用会社の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、施行日前に生じた旧金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実を知った者又はこれらの事実の伝達を受けた者の金融商品取引法第百六十六条の売買等については、なお従前の例による。 suppl-4251-45/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5/par-1 The provisions of Article 166 of the New Financial Instruments and Exchange Act (excluding the part pertaining to paragraph (6), item (vii)) apply to purchase and sale, etc. under that Article by a person who came to know a material fact concerning business or other particulars prescribed in paragraph (1) of that Article that arose on or after the effective date (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the effective date, limited, in the case of the fact set forth in item (xi) of that paragraph, to one that arose in comparison with the last disclosed forecasts or the actual figures for the preceding business period prescribed in that item for which the announcement under paragraph (4) of that Article was made on or after the effective date, and limited, in the case of a decision not to carry out the matter set forth in Article 166, paragraph (2), item (xii) of the New Financial Instruments and Exchange Act made by the organ of the asset management company of a listed company, etc. prescribed in that item which is responsible for making decisions on the execution of operations, to cases where the decision of that organ to carry out that matter was made on or after the effective date) or by a person who received communication of such facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Financial Instruments and Exchange Act by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act that arose before the effective date or by a person who received communication of such facts. machine translation, not official **第二項** 新金融商品取引法第百六十七条の二第一項の規定（新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実のうち同条第二項第九号から第十四号までに規定するものに係る部分に限る。）は、新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実（同条第二項第九号から第十四号までに規定するものに限る。）であって施行日以後に生じたもの（同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限るものとし、同項第十一号に掲げる事実にあっては施行日以後に同条第四項の公表がされた同号に規定する直近の予想値又は前営業期間の実績値に比較して生じたものに限るものとし、同条第二項第十二号に規定する上場会社等の資産運用会社の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が施行日以後に行われた場合に係るものに限る。）を知った場合における新金融商品取引法第百六十七条の二第一項の伝達をし、又は同項の売買等をすることを勧める行為について適用する。 suppl-4251-45/art-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5/par-2 The provisions of Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to those prescribed in Article 166, paragraph (2), items (ix) through (xiv) of the New Financial Instruments and Exchange Act among the material facts concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act) apply to the act of making the communication under Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act or recommending the purchase and sale, etc. under that paragraph, in the case of coming to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act (limited to those prescribed in paragraph (2), items (ix) through (xiv) of that Article) that arose on or after the effective date (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the effective date, limited, in the case of the fact set forth in item (xi) of that paragraph, to one that arose in comparison with the last disclosed forecasts or the actual figures for the preceding business period prescribed in that item for which the announcement under paragraph (4) of that Article was made on or after the effective date, and limited, in the case of a decision not to carry out the matter set forth in Article 166, paragraph (2), item (xii) of the New Financial Instruments and Exchange Act made by the organ of the asset management company of a listed company, etc. prescribed in that item which is responsible for making decisions on the execution of operations, to cases where the decision of that organ to carry out that matter was made on or after the effective date). machine translation, not official ### 第六条 suppl-4251-45/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6 **第一項** 新金融商品取引法第百七十三条から第百七十四条の三までの規定は、施行日以後に開始する新金融商品取引法第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項又は第百七十四条の三第一項に規定する違反行為について適用し、施行日前に開始した旧金融商品取引法第百七十三条第一項、第百七十四条第一項、第百七十四条の二第一項又は第百七十四条の三第一項に規定する違反行為については、なお従前の例による。 suppl-4251-45/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6/par-1 The provisions of Articles 173 through 174-3 of the New Financial Instruments and Exchange Act apply to a violation prescribed in Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1) or Article 174-3, paragraph (1) of the New Financial Instruments and Exchange Act that commences on or after the effective date, and the provisions then in force continue to govern a violation prescribed in Article 173, paragraph (1), Article 174, paragraph (1), Article 174-2, paragraph (1) or Article 174-3, paragraph (1) of the Former Financial Instruments and Exchange Act that commenced before the effective date. machine translation, not official **第二項** 新金融商品取引法第百七十五条の規定は、施行日以後に行われる新金融商品取引法第百六十六条第一項に規定する売買等又は新金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等について適用し、施行日前に行われた旧金融商品取引法第百六十六条第一項に規定する売買等又は旧金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等については、なお従前の例による。 suppl-4251-45/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6/par-2 The provisions of Article 175 of the New Financial Instruments and Exchange Act apply to a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act, or a purchase, etc. of specified share certificates, etc. or related share certificates, etc. or a sale, etc. of share certificates, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act, that is carried out on or after the effective date, and the provisions then in force continue to govern a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act, or a purchase, etc. of specified share certificates, etc. or related share certificates, etc. or a sale, etc. of share certificates, etc. prescribed in Article 167, paragraph (1) of the Former Financial Instruments and Exchange Act, that was carried out before the effective date. machine translation, not official **第三項** 新金融商品取引法第百七十五条の二の規定は、施行日以後に行われる同条第一項若しくは第二項に規定する違反行為又は同条第十三項若しくは第十四項に規定する特定伝達等行為について適用する。 suppl-4251-45/art-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6/par-3 The provisions of Article 175-2 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) or (2) of that Article or a specified act of providing information, etc. prescribed in paragraph (13) or (14) of that Article that is committed on or after the effective date. machine translation, not official ### 第七条（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act Pursuant to the Provisions of Article 2 caption: machine translation, not official suppl-4251-45/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-7 **第一項** 第二条の規定による改正後の金融商品取引法（以下この条において「新金融商品取引法」という。）第百六十六条の規定は、附則第一条第三号に掲げる規定の施行の日（以下「第三号施行日」という。）以後に生じた新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実（同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が第三号施行日以後に行われた場合に係るものに限る。）を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、第三号施行日前に生じた第二条の規定による改正前の金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実（同条第二項第九号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては、当該事項を行うことについての当該機関の決定が第三号施行日前に行われ、かつ、当該事項を行わない旨の決定が第三号施行日以後に行われた場合に係るものを含む。）を知った者又はこれらの事実の伝達を受けた者の金融商品取引法第百六十六条の売買等については、なお従前の例による。 suppl-4251-45/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-7/par-1 The provisions of Article 166 of the Financial Instruments and Exchange Act as amended by the provisions of Article 2 (hereinafter in this Article referred to as the "New Financial Instruments and Exchange Act") apply to the purchase and sale, etc. under that Article by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act that arose on or after the date of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter referred to as the "item (iii) effective date") (limited, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the item (iii) effective date) or by a person who received communication of such facts, and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the Financial Instruments and Exchange Act by a person who came to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the Financial Instruments and Exchange Act prior to amendment by the provisions of Article 2 that arose before the item (iii) effective date (including, in the case of a decision not to carry out the matter set forth in item (ix) of paragraph (2) of that Article made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, cases where the decision of that organ to carry out that matter was made before the item (iii) effective date and the decision not to carry out that matter was made on or after the item (iii) effective date) or by a person who received communication of such facts. machine translation, not official **第二項** 新金融商品取引法第百六十七条の二第一項の規定（新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実のうち同条第二項第九号ハ又はニに規定するものに係る部分に限る。）は、新金融商品取引法第百六十六条第一項に規定する業務等に関する重要事実（同号ハ又はニに規定するものに限る。）であって第三号施行日以後に生じたもの（同号に規定する上場会社等の業務執行を決定する機関がした同号ハ又はニに掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が第三号施行日以後に行われた場合に係るものに限る。）を知った場合における新金融商品取引法第百六十七条の二第一項の伝達をし、又は同項の売買等をすることを勧める行為について適用する。 suppl-4251-45/art-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-7/par-2 The provisions of Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act (limited to the part pertaining to those prescribed in Article 166, paragraph (2), item (ix), (c) or (d) among the material facts concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act) apply to the act of making the communication under Article 167-2, paragraph (1) of the New Financial Instruments and Exchange Act or recommending the purchase and sale, etc. under that paragraph, in the case of coming to know a material fact concerning business or other particulars prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act (limited to those prescribed in item (ix), (c) or (d) of paragraph (2) of that Article) that arose on or after the item (iii) effective date (limited, in the case of a decision not to carry out the matter set forth in (c) or (d) of that item made by the organ of a listed company, etc. which is responsible for making decisions on the execution of operations prescribed in that item, to cases where the decision of that organ to carry out that matter was made on or after the item (iii) effective date). machine translation, not official ### 第三十四条（調整規定） — Adjustment Provisions caption: machine translation, not official suppl-4251-45/art-34 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-34 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-34 **第一項** 附則第一条第二号に掲げる規定の施行の日が金融商品取引法等の一部を改正する法律（平成二十四年法律第八十六号）の施行の日前である場合には、第一条のうち金融商品取引法第七十九条の四十九第一項の改正規定及び同号中「第七十九条の四十九第一項」とあるのは、「第七十九条の四十九」とする。 suppl-4251-45/art-34/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-34/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-34/par-1 If the date of enforcement of the provisions set forth in Article 1, item (ii) of the Supplementary Provisions is before the date of enforcement of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 86 of 2012), the provisions in Article 1 amending Article 79-49, paragraph (1) of the Financial Instruments and Exchange Act and the phrase "Article 79-49, paragraph (1)" in that item are deemed to be replaced with "Article 79-49". machine translation, not official ### 第三十五条 suppl-4251-45/art-35 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-35 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-35 **第一項** 施行日が公的年金制度の健全性及び信頼性の確保のための厚生年金保険法等の一部を改正する法律（平成二十五年法律第六十三号）の施行の日前である場合には、施行日から同法の施行の日の前日までの間における新金融商品取引法附則第三条の二の規定の適用については、同条中「公的年金制度の健全性及び信頼性の確保のための厚生年金保険法等の一部を改正する法律（平成二十五年法律第六十三号）附則第三条第十一号に規定する存続厚生年金基金（同法附則第五条第一項の規定によりなおその効力を有するものとされた同法第一条の規定による改正前の」とあるのは、「厚生年金基金（」とする。 suppl-4251-45/art-35/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-35/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-35/par-1 If the effective date is before the date of enforcement of the Act Partially Amending the Employees' Pension Insurance Act, etc. for Ensuring the Soundness and Reliability of the Public Pension System (Act No. 63 of 2013), with regard to the application of the provisions of Article 3-2 of the Supplementary Provisions of the New Financial Instruments and Exchange Act during the period from the effective date until the day preceding the date of enforcement of that Act, the phrase "surviving employees' pension funds prescribed in Article 3, item (xi) of the Supplementary Provisions of the Act Partially Amending the Employees' Pension Insurance Act, etc. for Ensuring the Soundness and Reliability of the Public Pension System (Act No. 63 of 2013) (excluding those for which a structure for the management and investment of reserve funds for pension benefits, etc. prescribed in Article 136-3, paragraph (4) of the Employees' Pension Insurance Act (Act No. 115 of 1954) prior to its amendment by the provisions of Article 1 of the Act Partially Amending the Employees' Pension Insurance Act, etc. for Ensuring the Soundness and Reliability of the Public Pension System, which is to remain in force pursuant to the provisions of Article 5, paragraph (1) of the Supplementary Provisions of that amending Act" in that Article is deemed to be replaced with "employees' pension funds (excluding those for which a structure for the management and investment of reserve funds for pension benefits, etc. prescribed in Article 136-3, paragraph (4) of the Employees' Pension Insurance Act (Act No. 115 of 1954)". machine translation, not official ### 第三十六条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4251-45/art-36 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-36 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-36 **第一項** この法律（附則第一条各号に掲げる規定にあっては、当該規定。以下この条において同じ。）の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。 suppl-4251-45/art-36/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-36/par-1 With regard to the application of penal provisions to acts committed before this Act (or, for the provisions set forth in the items of Article 1 of the Supplementary Provisions, those provisions; the same applies hereinafter in this Article) comes into effect and to acts committed after this Act comes into effect in the cases where the provisions then in force continue to govern pursuant to the provisions of these Supplementary Provisions, the provisions then in force continue to govern. machine translation, not official ### 第三十七条（政令への委任） — Delegation to Cabinet Order caption: machine translation, not official suppl-4251-45/art-37 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-37 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-37 **第一項** 附則第二条から第十五条まで及び前条に定めるもののほか、この法律の施行に関し必要な経過措置（罰則に関する経過措置を含む。）は、政令で定める。 suppl-4251-45/art-37/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-37/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-37/par-1 Beyond what is provided for in Articles 2 through 15 and the preceding Article of the Supplementary Provisions, transitional measures necessary in connection with the enforcement of this Act (including transitional measures concerning penal provisions) are specified by Cabinet Order. machine translation, not official ### 第三十八条（検討） — Review caption: machine translation, not official suppl-4251-45/art-38 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-38 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-38 **第一項** 政府は、この法律の施行後五年を目途として、この法律による改正後のそれぞれの法律（以下この条において「改正後の各法律」という。）の施行の状況等を勘案し、必要があると認めるときは、改正後の各法律の規定について検討を加え、その結果に基づいて所要の措置を講ずるものとする。 suppl-4251-45/art-38/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-38/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-38/par-1 The government is to, with a target of five years after this Act comes into effect, taking into account the status, etc. of the enforcement of the respective Acts as amended by this Act (hereinafter referred to in this Article as "the respective Acts as amended"), when it finds it necessary, review the provisions of the respective Acts as amended, and take the required measures based on the results of that review. machine translation, not official --- ## Cites - suppl-4251-45/art-1/par-1/item-1: 第三十六条 → 金融商品取引法 附則第三十六条 (Supplementary Provisions, Article 36), suppl-4251-45/art-36 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-36 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-36 - suppl-4251-45/art-1/par-1/item-1: 第三十七条 → 金融商品取引法 附則第三十七条 (Supplementary Provisions, Article 37), suppl-4251-45/art-37 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-37 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-37 - suppl-4251-45/art-1/par-1/item-2: 第三十四条 → 金融商品取引法 附則第三十四条 (Supplementary Provisions, Article 34), suppl-4251-45/art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-34 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-34 - suppl-4251-45/art-1/par-1/item-3: 附則第七条から第十三条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4251-45/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-7 - suppl-4251-45/art-2/par-1: 次条から附則第六条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4251-45/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-3 - suppl-4251-45/art-2/par-1: 次条から附則第六条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4251-45/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-4 - suppl-4251-45/art-2/par-1: 次条から附則第六条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4251-45/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5 - suppl-4251-45/art-2/par-1: 次条から附則第六条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4251-45/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6 - suppl-4251-45/art-3/par-1: 次条から附則第六条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4251-45/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-4 - suppl-4251-45/art-3/par-1: 次条から附則第六条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4251-45/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-5 - suppl-4251-45/art-3/par-1: 次条から附則第六条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4251-45/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-6 - suppl-4251-45/art-3/par-1: 附則第三十五条 → 金融商品取引法 附則第三十五条 (Supplementary Provisions, Article 35), suppl-4251-45/art-35 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-35 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-35 - suppl-4251-45/art-3/par-1: 第二十七条の二十五第一項 → 金融商品取引法 第二十七条の二十五第一項 (Article 27-25, paragraph (1)), art-27-25/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-25/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-25/par-1 - suppl-4251-45/art-4/par-1: 新金融商品取引法第百六十三条 → 金融商品取引法 第百六十三条 (Article 163), art-163 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-163 · https://japanlaw.org/l/323AC0000000025/art-163 - suppl-4251-45/art-4/par-2: 新金融商品取引法第百六十四条 → 金融商品取引法 第百六十四条 (Article 164), art-164 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-164 · https://japanlaw.org/l/323AC0000000025/art-164 - suppl-4251-45/art-5/par-1: 新金融商品取引法第百六十六条 → 金融商品取引法 第百六十六条 (Article 166), art-166 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166 · https://japanlaw.org/l/323AC0000000025/art-166 - suppl-4251-45/art-5/par-1: 第六項第七号 → 金融商品取引法 第百六十六条第六項第七号 (Article 166, paragraph (6), item (vii)), art-166/par-6/item-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-6/item-7 · https://japanlaw.org/l/323AC0000000025/art-166/par-6/item-7 - suppl-4251-45/art-5/par-1: 同条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-5/par-1: 同条第二項第九号 → 金融商品取引法 第百六十六条第二項第九号 (Article 166, paragraph (2), item (ix)), art-166/par-2/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-9 - suppl-4251-45/art-5/par-1: 同項第十一号 → 金融商品取引法 第百六十六条第二項第十一号 (Article 166, paragraph (2), item (xi)), art-166/par-2/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-11 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-11 - suppl-4251-45/art-5/par-1: 同条第四項 → 金融商品取引法 第百六十六条第四項 (Article 166, paragraph (4)), art-166/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-4 · https://japanlaw.org/l/323AC0000000025/art-166/par-4 - suppl-4251-45/art-5/par-1: 同条第二項第十二号 → 金融商品取引法 第百六十六条第二項第十二号 (Article 166, paragraph (2), item (xii)), art-166/par-2/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-12 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-12 - suppl-4251-45/art-5/par-2: 新金融商品取引法第百六十七条の二第一項 → 金融商品取引法 第百六十七条の二第一項 (Article 167-2, paragraph (1)), art-167-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-167-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-167-2/par-1 - suppl-4251-45/art-5/par-2: 新金融商品取引法第百六十六条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十号 (Article 166, paragraph (2), item (x)), art-166/par-2/item-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-10 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-10 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十一号 (Article 166, paragraph (2), item (xi)), art-166/par-2/item-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-11 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-11 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十二号 (Article 166, paragraph (2), item (xii)), art-166/par-2/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-12 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-12 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十三号 (Article 166, paragraph (2), item (xiii)), art-166/par-2/item-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-13 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-13 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第十四号 (Article 166, paragraph (2), item (xiv)), art-166/par-2/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-14 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-14 - suppl-4251-45/art-5/par-2: 同条第二項第九号から第十四号まで → 金融商品取引法 第百六十六条第二項第九号 (Article 166, paragraph (2), item (ix)), art-166/par-2/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-9 - suppl-4251-45/art-5/par-2: 同条第四項 → 金融商品取引法 第百六十六条第四項 (Article 166, paragraph (4)), art-166/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-4 · https://japanlaw.org/l/323AC0000000025/art-166/par-4 - suppl-4251-45/art-6/par-1: 新金融商品取引法第百七十三条から第百七十四条の三まで → 金融商品取引法 第百七十三条 (Article 173), art-173 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-173 · https://japanlaw.org/l/323AC0000000025/art-173 - suppl-4251-45/art-6/par-1: 新金融商品取引法第百七十三条から第百七十四条の三まで → 金融商品取引法 第百七十四条 (Article 174), art-174 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174 · https://japanlaw.org/l/323AC0000000025/art-174 - suppl-4251-45/art-6/par-1: 新金融商品取引法第百七十三条から第百七十四条の三まで → 金融商品取引法 第百七十四条の二 (Article 174-2), art-174-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-2 · https://japanlaw.org/l/323AC0000000025/art-174-2 - suppl-4251-45/art-6/par-1: 新金融商品取引法第百七十三条から第百七十四条の三まで → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3 - suppl-4251-45/art-6/par-1: 新金融商品取引法第百七十三条第一項 → 金融商品取引法 第百七十三条第一項 (Article 173, paragraph (1)), art-173/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-173/par-1 · https://japanlaw.org/l/323AC0000000025/art-173/par-1 - suppl-4251-45/art-6/par-1: 第百七十四条第一項 → 金融商品取引法 第百七十四条第一項 (Article 174, paragraph (1)), art-174/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174/par-1 · https://japanlaw.org/l/323AC0000000025/art-174/par-1 - suppl-4251-45/art-6/par-1: 第百七十四条の二第一項 → 金融商品取引法 第百七十四条の二第一項 (Article 174-2, paragraph (1)), art-174-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-2/par-1 - suppl-4251-45/art-6/par-1: 第百七十四条の三第一項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1 - suppl-4251-45/art-6/par-2: 新金融商品取引法第百七十五条 → 金融商品取引法 第百七十五条 (Article 175), art-175 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175 · https://japanlaw.org/l/323AC0000000025/art-175 - suppl-4251-45/art-6/par-2: 新金融商品取引法第百六十六条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-6/par-2: 新金融商品取引法第百六十七条第一項 → 金融商品取引法 第百六十七条第一項 (Article 167, paragraph (1)), art-167/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-167/par-1 · https://japanlaw.org/l/323AC0000000025/art-167/par-1 - suppl-4251-45/art-6/par-3: 新金融商品取引法第百七十五条の二 → 金融商品取引法 第百七十五条の二 (Article 175-2), art-175-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175-2 · https://japanlaw.org/l/323AC0000000025/art-175-2 - suppl-4251-45/art-6/par-3: 同条第一項 → 金融商品取引法 第百七十五条の二第一項 (Article 175-2, paragraph (1)), art-175-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-175-2/par-1 - suppl-4251-45/art-6/par-3: 第二項 → 金融商品取引法 第百七十五条の二第二項 (Article 175-2, paragraph (2)), art-175-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-175-2/par-2 - suppl-4251-45/art-6/par-3: 同条第十三項 → 金融商品取引法 第百七十五条の二第十三項 (Article 175-2, paragraph (13)), art-175-2/par-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175-2/par-13 · https://japanlaw.org/l/323AC0000000025/art-175-2/par-13 - suppl-4251-45/art-6/par-3: 第十四項 → 金融商品取引法 第百七十五条の二第十四項 (Article 175-2, paragraph (14)), art-175-2/par-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175-2/par-14 · https://japanlaw.org/l/323AC0000000025/art-175-2/par-14 - suppl-4251-45/art-7/par-1: この条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4251-45/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-7 - suppl-4251-45/art-7/par-1: 第百六十六条 → 金融商品取引法 第百六十六条 (Article 166), art-166 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166 · https://japanlaw.org/l/323AC0000000025/art-166 - suppl-4251-45/art-7/par-1: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4251-45/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-3 - suppl-4251-45/art-7/par-1: 新金融商品取引法第百六十六条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-7/par-1: 同条第二項第九号 → 金融商品取引法 第百六十六条第二項第九号 (Article 166, paragraph (2), item (ix)), art-166/par-2/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-9 - suppl-4251-45/art-7/par-2: 新金融商品取引法第百六十七条の二第一項 → 金融商品取引法 第百六十七条の二第一項 (Article 167-2, paragraph (1)), art-167-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-167-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-167-2/par-1 - suppl-4251-45/art-7/par-2: 新金融商品取引法第百六十六条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1 - suppl-4251-45/art-7/par-2: 同条第二項第九号 → 金融商品取引法 第百六十六条第二項第九号 (Article 166, paragraph (2), item (ix)), art-166/par-2/item-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-2/item-9 · https://japanlaw.org/l/323AC0000000025/art-166/par-2/item-9 - suppl-4251-45/art-34/par-1: 附則第一条第二号 → 金融商品取引法 附則第一条第一項第二号 (Supplementary Provisions, Article 1, paragraph (1), item (ii)), suppl-4251-45/art-1/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-2 - suppl-4251-45/art-35/par-1: 新金融商品取引法附則第三条の二 → 金融商品取引法 附則第三条の二 (Supplementary Provisions, Article 3-2), suppl-3231-25/art-3-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-3-2 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-3-2 - suppl-4251-45/art-36/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4251-45/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1 - suppl-4251-45/art-36/par-1: この条 → 金融商品取引法 附則第三十六条 (Supplementary Provisions, Article 36), suppl-4251-45/art-36 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-36 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-36 - suppl-4251-45/art-37/par-1: 附則第二条から第十五条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4251-45/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-2 - suppl-4251-45/art-37/par-1: 前条 → 金融商品取引法 附則第三十六条 (Supplementary Provisions, Article 36), suppl-4251-45/art-36 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-36 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-36 - suppl-4251-45/art-38/par-1: この条 → 金融商品取引法 附則第三十八条 (Supplementary Provisions, Article 38), suppl-4251-45/art-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-38 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-38 ## Cited by 10 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-1 - 金融商品取引法 附則第一条第一項第二号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-2 - 金融商品取引法 附則第一条第一項第三号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-1/par-1/item-3 - 金融商品取引法 附則第二条第一項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-2/par-1 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-3/par-1 - 金融商品取引法 附則第七条第一項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-7/par-1 - 金融商品取引法 附則第三十四条第一項（調整規定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-34/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-34/par-1 - 金融商品取引法 附則第三十六条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-36/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-36/par-1 - 金融商品取引法 附則第三十七条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-37/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-37/par-1 - 金融商品取引法 附則第三十八条第一項（検討） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4251-45/art-38/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4251-45/art-38/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-067, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-067, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-053, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22