# 金融商品取引法 / Financial Instruments and Exchange Act — 第三条 (Supplementary Provisions, Article 3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三条 (Supplementary Provisions, Article 3)（金融商品取引業者に関する経過措置） — address `suppl-4241-86/art-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三条（金融商品取引業者に関する経過措置） — Transitional Measures Concerning Financial Instruments Business Operators caption: machine translation, not official suppl-4241-86/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-3 **第一項** この法律の施行の際現に第四条の規定による改正前の商品先物取引法（次条において「旧商品先物取引法」という。）第百九十条の許可を受けている者が、この法律の施行の日（次条において「施行日」という。）から金融商品取引法等の一部を改正する法律（平成二十六年法律第四十四号）附則第一条第二号に掲げる規定の施行の日までの間に第二条の規定による改正後の金融商品取引法（以下この条及び次条において「新金融商品取引法」という。）第二十九条の登録又は新金融商品取引法第三十一条第四項の変更登録（新金融商品取引法第二十八条第一項に規定する第一種金融商品取引業のうち同項第一号の二及び第五号に掲げる行為に係る業務のみを行うためのものに限る。）を受けた場合には、新金融商品取引法第四十六条の規定は、適用しないものとし、同日前に開始する事業年度における新金融商品取引法第四十六条の三第一項の規定の適用については、同項中「事業年度ごとに」とあるのは「毎年四月一日から翌年三月三十一日までの期間ごとに」と、「毎事業年度経過後三月以内」とあるのは「当該期間経過後三月以内」とし、新金融商品取引法第四十六条の四の規定の適用については、同条中「事業年度ごとに」とあるのは「毎年四月一日から翌年三月三十一日までの期間ごとに」と、「毎事業年度経過後」とあるのは「当該期間経過後」とする。 suppl-4241-86/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-3/par-1 If a person who actually holds the permission under Article 190 of the Commodity Derivatives Transaction Act prior to amendment by the provisions of Article 4 (referred to as the "Former Commodity Derivatives Transaction Act" in the following Article) at the time of enforcement of this Act receives, during the period from the date of enforcement of this Act (referred to as the "effective date" in the following Article) until the date of enforcement of the provisions set forth in Article 1, item (ii) of the Supplementary Provisions of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 44 of 2014), registration under Article 29 of the Financial Instruments and Exchange Act as amended by the provisions of Article 2 (hereinafter in this Article and the following Article referred to as the "New Financial Instruments and Exchange Act") or registration of change under Article 31, paragraph (4) of the New Financial Instruments and Exchange Act (limited to registration for conducting only the business pertaining to the acts set forth in Article 28, paragraph (1), items (i)-2 and (v) of the New Financial Instruments and Exchange Act, among the type-I financial instruments business prescribed in that paragraph), the provisions of Article 46 of the New Financial Instruments and Exchange Act are not to apply, and with regard to the application of the provisions of Article 46-3, paragraph (1) of the New Financial Instruments and Exchange Act to a business year commencing before that date, the phrase "Each business year" in that paragraph is deemed to be replaced with "Each period from April 1 of each year to March 31 of the following year" and the phrase "within three months after the end of the business year" with "within three months after the end of that period", and with regard to the application of the provisions of Article 46-4 of the New Financial Instruments and Exchange Act, the phrase "each business year" in that Article is deemed to be replaced with "each period from April 1 of each year to March 31 of the following year" and the phrase "after the end of each business year" with "after the end of that period". machine translation, not official --- ## Cites - suppl-4241-86/art-3/par-1: 次条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4241-86/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-4 - suppl-4241-86/art-3/par-1: から金融商品取引法等の一部を改正する法律（平成二十六年法律第四十四号）附則第一条第二号 → 金融商品取引法 附則第一条第一項第二号 (Supplementary Provisions, Article 1, paragraph (1), item (ii)), suppl-4261-44/art-1/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4261-44/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4261-44/art-1/par-1/item-2 - suppl-4241-86/art-3/par-1: この条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4241-86/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-3 - suppl-4241-86/art-3/par-1: 第二十九条 → 金融商品取引法 第二十九条 (Article 29), art-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29 · https://japanlaw.org/l/323AC0000000025/art-29 - suppl-4241-86/art-3/par-1: 新金融商品取引法第三十一条第四項 → 金融商品取引法 第三十一条第四項 (Article 31, paragraph (4)), art-31/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-31/par-4 · https://japanlaw.org/l/323AC0000000025/art-31/par-4 - suppl-4241-86/art-3/par-1: 新金融商品取引法第二十八条第一項 → 金融商品取引法 第二十八条第一項 (Article 28, paragraph (1)), art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-28/par-1 · https://japanlaw.org/l/323AC0000000025/art-28/par-1 - suppl-4241-86/art-3/par-1: 同項第一号の二 → 金融商品取引法 第二十八条第一項第一号の二 (Article 28, paragraph (1), item (i-2)), art-28/par-1/item-1-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-28/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/art-28/par-1/item-1-2 - suppl-4241-86/art-3/par-1: 第五号 → 金融商品取引法 第二十八条第一項第五号 (Article 28, paragraph (1), item (v)), art-28/par-1/item-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-28/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/art-28/par-1/item-5 - suppl-4241-86/art-3/par-1: 新金融商品取引法第四十六条 → 金融商品取引法 第四十六条 (Article 46), art-46 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46 · https://japanlaw.org/l/323AC0000000025/art-46 - suppl-4241-86/art-3/par-1: 新金融商品取引法第四十六条の三第一項 → 金融商品取引法 第四十六条の三第一項 (Article 46-3, paragraph (1)), art-46-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-46-3/par-1 - suppl-4241-86/art-3/par-1: 新金融商品取引法第四十六条の四 → 金融商品取引法 第四十六条の四 (Article 46-4), art-46-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-4 · https://japanlaw.org/l/323AC0000000025/art-46-4 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第三条第一項（金融商品取引業者に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-3/par-1 - 金融商品取引法 附則第十八条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4241-86/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4241-86/art-18/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-052, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22