# 金融商品取引法 / Financial Instruments and Exchange Act — 第五条 (Supplementary Provisions, Article 5) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五条 (Supplementary Provisions, Article 5)（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — address `suppl-4221-32/art-5` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五条（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying the Partial Amendment of the Financial Instruments and Exchange Act by the Provisions of Article 2 caption: machine translation, not official suppl-4221-32/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 **第一項** 第二条の規定による改正後の金融商品取引法（以下この条において「新金融商品取引法」という。）第百五十六条の六十七第一項の規定による指定を受けようとする者は、附則第一条第四号に掲げる規定の施行の日（以下この条において「第四号施行日」という。）前においても、新金融商品取引法第百五十六条の六十八の規定の例により、その申請を行うことができる。 suppl-4221-32/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 A person who seeks to receive designation under Article 156-67, paragraph (1) of the Financial Instruments and Exchange Act as amended by the provisions of Article 2 (hereinafter referred to in this Article as the "New Financial Instruments and Exchange Act") may submit the application therefor, even before the date of enforcement of the provisions set forth in Article 1, item (iv) of the Supplementary Provisions (hereinafter referred to in this Article as the "item (iv) effective date"), in accordance with the provisions of Article 156-68 of the New Financial Instruments and Exchange Act. machine translation, not official **第二項** 内閣総理大臣は、前項の規定により申請があった場合には、第四号施行日前においても、新金融商品取引法第百五十六条の六十七第一項の規定の例により、指定をすることができる。この場合において、当該指定は、第四号施行日において同項の規定によりされたものとみなす。 suppl-4221-32/art-5/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 When an application has been made pursuant to the provisions of the preceding paragraph, the Prime Minister may make the designation even before the item (iv) effective date, in accordance with the provisions of Article 156-67, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the designation is deemed to have been made on the item (iv) effective date pursuant to the provisions of that paragraph. machine translation, not official **第三項** 前項の規定により新金融商品取引法第百五十六条の六十七第一項の規定の例による指定を受けた者は、第四号施行日前においても、新金融商品取引法第百五十六条の七十四第一項の規定の例により、内閣総理大臣の認可を受けることができる。この場合において、当該認可は、第四号施行日において同項の規定によりされたものとみなす。 suppl-4221-32/art-5/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-3 A person who has received designation in accordance with the provisions of Article 156-67, paragraph (1) of the New Financial Instruments and Exchange Act pursuant to the provisions of the preceding paragraph may obtain the authorization of the Prime Minister even before the item (iv) effective date, in accordance with the provisions of Article 156-74, paragraph (1) of the New Financial Instruments and Exchange Act. In this case, the authorization is deemed to have been given on the item (iv) effective date pursuant to the provisions of that paragraph. machine translation, not official **第四項** 内閣総理大臣は、前二項の規定による権限（政令で定めるものを除く。）を金融庁長官に委任する。 suppl-4221-32/art-5/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-4 The Prime Minister is to delegate the authority under the provisions of the preceding two paragraphs (excluding the authority specified by Cabinet Order) to the Commissioner of the Financial Services Agency. machine translation, not official **第五項** 第一項の規定による申請に係る申請書又はこれに添付すべき書類若しくは電磁的記録に虚偽の記載又は記録をしてこれを提出した者は、一年以下の懲役若しくは三百万円以下の罰金に処し、又はこれを併科する。 suppl-4221-32/art-5/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 A person who submits the written application pertaining to the application under paragraph (1), or the documents or electronic or magnetic records to be attached thereto, containing a false statement or record is punished by imprisonment with work for one year or less or a fine of 3,000,000 yen or less, or both. machine translation, not official **第六項** 法人（法人でない団体で代表者又は管理人の定めのあるものを含む。以下この項において同じ。）の代表者又は法人若しくは人の代理人、使用人その他の従業者が、その法人又は人の業務又は財産に関し、前項の違反行為をしたときは、その行為者を罰するほか、その法人に対して二億円以下の罰金刑を、その人に対して同項の罰金刑を科する。 suppl-4221-32/art-5/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 If the representative of a corporation (including an organization that is not a corporation but whose representative or administrator has been designated; hereinafter the same applies in this paragraph) or the agent, employee, or other worker of a corporation or individual commits the violation set forth in the preceding paragraph in connection with the business or property of that corporation or individual, in addition to the offender being subject to punishment, the corporation is subject to punishment by a fine of 200,000,000 yen or less, and the individual is subject to punishment by the fine referred to in that paragraph. machine translation, not official **第七項** 前項の規定により法人でない団体を処罰する場合には、その代表者又は管理人がその訴訟行為につきその団体を代表するほか、法人を被告人又は被疑者とする場合の刑事訴訟に関する法律の規定を準用する。 suppl-4221-32/art-5/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-7 If an organization that is not a corporation is to be punished pursuant to the provisions of the preceding paragraph, in addition to its representative or administrator to represent the organization in procedural acts, the provisions of laws concerning criminal proceedings that have a corporation as the defendant or a suspect apply mutatis mutandis. machine translation, not official **第八項** 第五項又は第六項の規定により刑に処せられた者は、新金融商品取引法の規定に違反し、刑に処せられた者とみなす。 suppl-4221-32/art-5/par-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-8 A person sentenced pursuant to the provisions of paragraph (5) or (6) is deemed to be a person sentenced for violating the provisions of the New Financial Instruments and Exchange Act. machine translation, not official --- ## Cites - suppl-4221-32/art-5/par-1: この条 → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4221-32/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5 - suppl-4221-32/art-5/par-1: 第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-67/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-67/par-1 - suppl-4221-32/art-5/par-1: 附則第一条第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-4221-32/art-1/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-4 - suppl-4221-32/art-5/par-1: 新金融商品取引法第百五十六条の六十八 → 金融商品取引法 第百五十六条の六十八 (Article 156-68), art-156-68 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-68 · https://japanlaw.org/l/323AC0000000025/art-156-68 - suppl-4221-32/art-5/par-2: 前項 → 金融商品取引法 附則第五条第一項 (Supplementary Provisions, Article 5, paragraph (1)), suppl-4221-32/art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 - suppl-4221-32/art-5/par-2: 新金融商品取引法第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-67/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-67/par-1 - suppl-4221-32/art-5/par-3: 前項 → 金融商品取引法 附則第五条第二項 (Supplementary Provisions, Article 5, paragraph (2)), suppl-4221-32/art-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 - suppl-4221-32/art-5/par-3: 新金融商品取引法第百五十六条の六十七第一項 → 金融商品取引法 第百五十六条の六十七第一項 (Article 156-67, paragraph (1)), art-156-67/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-67/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-67/par-1 - suppl-4221-32/art-5/par-3: 新金融商品取引法第百五十六条の七十四第一項 → 金融商品取引法 第百五十六条の七十四第一項 (Article 156-74, paragraph (1)), art-156-74/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-74/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-74/par-1 - suppl-4221-32/art-5/par-4: 前二項 → 金融商品取引法 附則第五条第二項 (Supplementary Provisions, Article 5, paragraph (2)), suppl-4221-32/art-5/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 - suppl-4221-32/art-5/par-4: 前二項 → 金融商品取引法 附則第五条第三項 (Supplementary Provisions, Article 5, paragraph (3)), suppl-4221-32/art-5/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-3 - suppl-4221-32/art-5/par-5: 第一項 → 金融商品取引法 附則第五条第一項 (Supplementary Provisions, Article 5, paragraph (1)), suppl-4221-32/art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 - suppl-4221-32/art-5/par-6: この項 → 金融商品取引法 附則第五条第六項 (Supplementary Provisions, Article 5, paragraph (6)), suppl-4221-32/art-5/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - suppl-4221-32/art-5/par-6: 前項 → 金融商品取引法 附則第五条第五項 (Supplementary Provisions, Article 5, paragraph (5)), suppl-4221-32/art-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 - suppl-4221-32/art-5/par-7: 前項 → 金融商品取引法 附則第五条第六項 (Supplementary Provisions, Article 5, paragraph (6)), suppl-4221-32/art-5/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - suppl-4221-32/art-5/par-8: 第五項 → 金融商品取引法 附則第五条第五項 (Supplementary Provisions, Article 5, paragraph (5)), suppl-4221-32/art-5/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 - suppl-4221-32/art-5/par-8: 第六項 → 金融商品取引法 附則第五条第六項 (Supplementary Provisions, Article 5, paragraph (6)), suppl-4221-32/art-5/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 ## Cited by 10 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第三号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-1/par-1/item-3 - 金融商品取引法 附則第五条第一項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-1 - 金融商品取引法 附則第五条第二項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-2 - 金融商品取引法 附則第五条第三項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-3 - 金融商品取引法 附則第五条第四項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-4 - 金融商品取引法 附則第五条第五項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-5 - 金融商品取引法 附則第五条第六項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-6 - 金融商品取引法 附則第五条第七項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-7 - 金融商品取引法 附則第五条第八項（第二条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-5/par-8 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-5/par-8 - 金融商品取引法 附則第十四条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-14/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-050, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22