# 金融商品取引法 / Financial Instruments and Exchange Act — 第四条 (Supplementary Provisions, Article 4) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四条 (Supplementary Provisions, Article 4) — address `suppl-4221-32/art-4` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四条 suppl-4221-32/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 **第一項** この法律の施行の際現に金融商品取引清算機関（新金融商品取引法第二条第二十九項に規定する金融商品取引清算機関をいい、当該金融商品取引清算機関が同条第十六項に規定する金融商品取引所である場合を除く。以下この条において同じ。）の総株主の議決権の百分の五を超える対象議決権（新金融商品取引法第百五十六条の五の三第一項に規定する対象議決権をいう。以下この条において同じ。）を保有している者は、施行日において当該金融商品取引清算機関の対象議決権を保有することとなったものとみなす。 suppl-4221-32/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-1 A person who, at the time this Act comes into effect, holds subject voting rights (meaning the subject voting rights prescribed in Article 156-5-3, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies hereinafter in this Article) exceeding 5 percent of all shareholders' voting rights in a financial instruments clearing organization (meaning a financial instruments clearing organization prescribed in Article 2, paragraph (29) of the New Financial Instruments and Exchange Act, excluding the case where that financial instruments clearing organization is a financial instruments exchange prescribed in paragraph (16) of that Article; the same applies hereinafter in this Article) is deemed to have come to hold subject voting rights in that financial instruments clearing organization on the effective date. machine translation, not official **第二項** この法律の施行の際現に金融商品取引清算機関の総株主の議決権の保有基準割合（新金融商品取引法第百五十六条の五の五第一項に規定する保有基準割合をいう。）以上の数の対象議決権を保有している者は、施行日において同項に規定する者となったものとみなす。この場合において、同項中「あらかじめ」とあるのは、「金融商品取引法等の一部を改正する法律（平成二十二年法律第三十二号）の施行の日から三月以内に」と読み替えるものとする。 suppl-4221-32/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-2 A person who, at the time this Act comes into effect, holds subject voting rights in a number equal to or greater than the threshold holding ratio of all shareholders' voting rights in a financial instruments clearing organization (meaning the threshold holding ratio prescribed in Article 156-5-5, paragraph (1) of the New Financial Instruments and Exchange Act) is deemed to have become a person prescribed in that paragraph on the effective date. In this case, the phrase "before doing so" in that paragraph is deemed to be replaced with "within three months from the date of enforcement of the Act Partially Amending the Financial Instruments and Exchange Act, etc. (Act No. 32 of 2010)". machine translation, not official **第三項** 新金融商品取引法第百五十六条の五の三第二項の規定は、前二項の規定を適用する場合について準用する。 suppl-4221-32/art-4/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-3 The provisions of Article 156-5-3, paragraph (2) of the New Financial Instruments and Exchange Act apply mutatis mutandis where the provisions of the preceding two paragraphs are applied. machine translation, not official --- ## Cites - suppl-4221-32/art-4/par-1: 新金融商品取引法第二条第二十九項 → 金融商品取引法 第二条第二十九項 (Article 2, paragraph (29)), art-2/par-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-29 · https://japanlaw.org/l/323AC0000000025/art-2/par-29 - suppl-4221-32/art-4/par-1: 同条第十六項 → 金融商品取引法 第二条第十六項 (Article 2, paragraph (16)), art-2/par-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-16 · https://japanlaw.org/l/323AC0000000025/art-2/par-16 - suppl-4221-32/art-4/par-1: この条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4221-32/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4 - suppl-4221-32/art-4/par-1: 新金融商品取引法第百五十六条の五の三第一項 → 金融商品取引法 第百五十六条の五の三第一項 (Article 156-5-3, paragraph (1)), art-156-5-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-3/par-1 - suppl-4221-32/art-4/par-2: 新金融商品取引法第百五十六条の五の五第一項 → 金融商品取引法 第百五十六条の五の五第一項 (Article 156-5-5, paragraph (1)), art-156-5-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-5-5/par-1 - suppl-4221-32/art-4/par-3: 新金融商品取引法第百五十六条の五の三第二項 → 金融商品取引法 第百五十六条の五の三第二項 (Article 156-5-3, paragraph (2)), art-156-5-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-5-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-5-3/par-2 - suppl-4221-32/art-4/par-3: 前二項 → 金融商品取引法 附則第四条第一項 (Supplementary Provisions, Article 4, paragraph (1)), suppl-4221-32/art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-1 - suppl-4221-32/art-4/par-3: 前二項 → 金融商品取引法 附則第四条第二項 (Supplementary Provisions, Article 4, paragraph (2)), suppl-4221-32/art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-2 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第二条第一項（第一条の規定による金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-2/par-1 - 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-1 - 金融商品取引法 附則第四条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-4/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-4/par-3 - 金融商品取引法 附則第十四条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4221-32/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4221-32/art-14/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-050, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22