# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4211-58` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4211-58 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成二一年六月二四日法律第五八号 suppl-4211-58 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4211-58/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1 **第一項** この法律は、公布の日から起算して一年を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。 suppl-4211-58/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1/par-1 This Act comes into effect as of the day specified by Cabinet Order within a period not exceeding one year from the date of promulgation; provided, however, that the provisions set forth in the following items come into effect as of the days specified in those items. machine translation, not official **一** 第一条中金融商品取引法第二条の改正規定（同条に六項を加える部分（同条第三十八項及び第三十九項に係る部分に限る。）に限る。）、同法第百二条の三、第百二条の十二及び第百三条の二第一項ただし書の改正規定、同法第百六条の六に一項を加える改正規定、同法第百六条の七第四項及び第百六条の八の改正規定、同法第百六条の九の改正規定（「第百六条の四第一項」の下に「、第百六条の六第二項」を加える部分に限る。）、同法第百六条の十第一項にただし書を加える改正規定、同条第二項の改正規定、同法第百六条の十四第一項ただし書の改正規定、同法第百六条の二十に一項を加える改正規定、同法第百六条の二十一第四項の改正規定、同法第百六条の二十二第一項に一号を加える改正規定、同条第二項の改正規定、同法第百七条第一項に一号を加える改正規定、同条第二項の改正規定、同法第百八条の改正規定（「第百六条の十八第一項」の下に「、第百六条の二十第二項」を加える部分に限る。）、同法第百九条の改正規定、同法第百二十三条の改正規定（見出しに係る部分及び同条に一項を加える部分に限る。）、同法第百二十四条第一項の改正規定（同項に二号を加える部分に限る。）、同条第三項の改正規定（同項第二号に係る部分に限る。）、同法第百九十条第一項の改正規定（「第百六条の六」を「第百六条の六第一項（同条第二項において準用する場合を含む。）」に改める部分及び「第百六条の二十、第百六条の二十七」を「第百六条の二十第一項（同条第二項において準用する場合を含む。）、第百六条の二十七（第百九条において準用する場合を含む。）」に改める部分に限る。）、同法第百九十四条の四の改正規定（同条第二項第五号に係る部分に限る。）、同法第百九十四条の六の次に一条を加える改正規定、同法第百九十四条の七第三項の改正規定（「第百六条の六」を「第百六条の六第一項（同条第二項において準用する場合を含む。）」に改める部分及び「第百六条の二十、第百六条の二十七」を「第百六条の二十第一項（同条第二項において準用する場合を含む。）、第百六条の二十七（第百九条において準用する場合を含む。）」に改める部分に限る。）、同法第百九十八条の六の改正規定（同条第十号に係る部分（「第百六条の六」を「第百六条の六第一項」に改める部分及び「第百六条の二十」を「第百六条の二十第一項」に改める部分に限る。）及び同条第十一号に係る部分（「第百六条の六」を「第百六条の六第一項（同条第二項において準用する場合を含む。）」に改める部分及び「第百六条の二十、第百六条の二十七」を「第百六条の二十第一項（同条第二項において準用する場合を含む。）、第百六条の二十七（第百九条において準用する場合を含む。）」に改める部分に限る。）に限る。）、同法第百九十九条の改正規定（「第七十九条の四」の下に「、第百六条の六第二項において準用する同条第一項、第百六条の二十第二項において準用する同条第一項」を加える部分、「第百六条の二十七」の下に「（第百九条において準用する場合を含む。）」を加える部分、「自主規制法人、金融商品取引所持株会社」の下に「、商品取引所、商品取引所持株会社」を加える部分及び「金融商品取引所に上場されている有価証券」を「商品取引所の子会社、商品取引所持株会社の子会社、金融商品取引所に上場されている有価証券」に改める部分に限る。）、同法第二百一条の改正規定（「外国金融商品取引所」を「商品取引所、商品取引所持株会社、外国金融商品取引所」に改める部分に限る。）並びに同法第二百六条の改正規定（「金融商品取引所持株会社」の下に「、第百二条の三第一項に規定する親商品取引所等」を加える部分及び同法第二百六条第六号に係る部分に限る。）　商品取引所法及び商品投資に係る事業の規制に関する法律の一部を改正する法律（平成二十一年法律第七十四号）附則第一条第三号に掲げる規定の施行の日又はこの法律の施行の日（以下「施行日」という。）のいずれか遅い日 suppl-4211-58/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1/par-1/item-1 the provisions of Article 1 amending Article 2 of the Financial Instruments and Exchange Act (limited to the part adding six paragraphs to that Article (limited to the part pertaining to paragraphs (38) and (39) of that Article)), the provisions amending Article 102-3, Article 102-12 and the proviso to Article 103-2, paragraph (1) of that Act, the provisions adding one paragraph to Article 106-6 of that Act, the provisions amending Article 106-7, paragraph (4) and Article 106-8 of that Act, the provisions amending Article 106-9 of that Act (limited to the part adding ", Article 106-6, paragraph (2)" after "Article 106-4, paragraph (1)"), the provisions adding a proviso to Article 106-10, paragraph (1) of that Act, the provisions amending paragraph (2) of that Article, the provisions amending the proviso to Article 106-14, paragraph (1) of that Act, the provisions adding one paragraph to Article 106-20 of that Act, the provisions amending Article 106-21, paragraph (4) of that Act, the provisions adding one item to Article 106-22, paragraph (1) of that Act, the provisions amending paragraph (2) of that Article, the provisions adding one item to Article 107, paragraph (1) of that Act, the provisions amending paragraph (2) of that Article, the provisions amending Article 108 of that Act (limited to the part adding ", Article 106-20, paragraph (2)" after "Article 106-18, paragraph (1)"), the provisions amending Article 109 of that Act, the provisions amending Article 123 of that Act (limited to the part pertaining to the heading and the part adding one paragraph to that Article), the provisions amending Article 124, paragraph (1) of that Act (limited to the part adding two items to that paragraph), the provisions amending paragraph (3) of that Article (limited to the part pertaining to item (ii) of that paragraph), the provisions amending Article 190, paragraph (1) of that Act (limited to the part replacing "Article 106-6" with "Article 106-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article)" and the part replacing "Article 106-20, Article 106-27" with "Article 106-20, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article), Article 106-27 (including as applied mutatis mutandis pursuant to Article 109)"), the provisions amending Article 194-4 of that Act (limited to the part pertaining to paragraph (2), item (v) of that Article), the provisions adding one article after Article 194-6 of that Act, the provisions amending Article 194-7, paragraph (3) of that Act (limited to the part replacing "Article 106-6" with "Article 106-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article)" and the part replacing "Article 106-20, Article 106-27" with "Article 106-20, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article), Article 106-27 (including as applied mutatis mutandis pursuant to Article 109)"), the provisions amending Article 198-6 of that Act (limited to the part pertaining to item (x) of that Article (limited to the part replacing "Article 106-6" with "Article 106-6, paragraph (1)" and the part replacing "Article 106-20" with "Article 106-20, paragraph (1)") and the part pertaining to item (xi) of that Article (limited to the part replacing "Article 106-6" with "Article 106-6, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article)" and the part replacing "Article 106-20, Article 106-27" with "Article 106-20, paragraph (1) (including as applied mutatis mutandis pursuant to paragraph (2) of that Article), Article 106-27 (including as applied mutatis mutandis pursuant to Article 109)")), the provisions amending Article 199 of that Act (limited to the part adding ", Article 106-6, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article, Article 106-20, paragraph (1) as applied mutatis mutandis pursuant to paragraph (2) of that Article" after "Article 79-4", the part adding "(including as applied mutatis mutandis pursuant to Article 109)" after "Article 106-27", the part adding ", commodity exchange, commodity exchange holding company" after "self-regulatory organization, financial instruments exchange holding company", and the part replacing "securities listed on a financial instruments exchange" with "a subsidiary company of a commodity exchange, a subsidiary company of a commodity exchange holding company, securities listed on a financial instruments exchange"), the provisions amending Article 201 of that Act (limited to the part replacing "foreign financial instruments exchange" with "commodity exchange, commodity exchange holding company, foreign financial instruments exchange"), and the provisions amending Article 206 of that Act (limited to the part adding ", the parent commodity exchange, etc. prescribed in Article 102-3, paragraph (1)" after "financial instruments exchange holding company" and the part pertaining to item (vi) of that Article): the later of the date of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions of the Act Partially Amending the Commodity Exchange Act and the Act on Regulation of Commodity Investment (Act No. 74 of 2009) and the date of enforcement of this Act (hereinafter referred to as "the effective date"). machine translation, not official **二** 第一条中金融商品取引法第二条の改正規定（同条第二十九項に係る部分に限る。）、同法第百四十九条第二項の改正規定（「第百五十六条の十九」を「第百五十六条の十九第一項」に改める部分に限る。）、同法第百五十六条の六、第百五十六条の十一の二第一項、第百五十六条の十七第二項、第百五十六条の十九、第百五十六条の二十及び第百九十四条の三第十三号の改正規定、同法第百九十四条の四の改正規定（同条第一項第三十五号及び第三十六号に係る部分に限る。）、同法第二百一条の改正規定（「若しくは証券金融会社」を「、金融商品取引清算機関若しくは証券金融会社」に改める部分及び同条第二号に係る部分（「又は第八十五条第二項」を「、第八十五条第二項又は第百五十六条の六第四項（第百五十六条の十九第四項において準用する場合を含む。）」に改める部分に限る。）に限る。）並びに同法第二百六条の改正規定（同条第八号に係る部分に限る。）　商品取引所法及び商品投資に係る事業の規制に関する法律の一部を改正する法律の施行の日又は施行日のいずれか遅い日 suppl-4211-58/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1/par-1/item-2 the provisions of Article 1 amending Article 2 of the Financial Instruments and Exchange Act (limited to the part pertaining to paragraph (29) of that Article), the provisions amending Article 149, paragraph (2) of that Act (limited to the part replacing "Article 156-19" with "Article 156-19, paragraph (1)"), the provisions amending Article 156-6, Article 156-11-2, paragraph (1), Article 156-17, paragraph (2), Article 156-19, Article 156-20 and Article 194-3, item (xiii) of that Act, the provisions amending Article 194-4 of that Act (limited to the part pertaining to paragraph (1), items (xxxv) and (xxxvi) of that Article), the provisions amending Article 201 of that Act (limited to the part replacing "or a securities finance company" with ", a financial instruments clearing organization or a securities finance company" and the part pertaining to item (ii) of that Article (limited to the part replacing "or Article 85, paragraph (2)" with ", Article 85, paragraph (2) or Article 156-6, paragraph (4) (including as applied mutatis mutandis pursuant to Article 156-19, paragraph (4))")), and the provisions amending Article 206 of that Act (limited to the part pertaining to item (viii) of that Article): the later of the date of enforcement of the Act Partially Amending the Commodity Exchange Act and the Act on Regulation of Commodity Investment and the effective date. machine translation, not official **三** 第一条中金融商品取引法第三十七条の六の次に一条を加える改正規定、同法第三十八条、第四十五条第一号、第五十九条の六、第六十条の十三及び第六十六条の十四第一号ロの改正規定、同法第七十七条に一項を加える改正規定、同法第七十七条の二に一項を加える改正規定、同法第七十九条の十三の改正規定並びに同法第百五十六条の三十一の次に一条を加える改正規定、第二条中無尽業法目次の改正規定（「第十三条」を「第十三条ノ二」に改める部分に限る。）、同法第九条の改正規定及び同法第二章中第十三条の次に一条を加える改正規定、第三条中金融機関の信託業務の兼営等に関する法律第二条第一項及び第二条の二の改正規定、第四条中農業協同組合法第十一条の二の四の改正規定、同法第十一条の三の次に一条を加える改正規定、同法第十一条の十の三の改正規定、同法第十一条の十二の二を同法第十一条の十二の三とし、同法第十一条の十二の次に一条を加える改正規定及び同法第九十二条の五の改正規定、第五条中水産業協同組合法第十一条第四項第二号及び第十一条の九の改正規定、同法第十一条の十の次に一条を加える改正規定、同法第十一条の十三第二項及び第十五条の七の改正規定、同法第十五条の九の二を同法第十五条の九の三とし、同法第十五条の九の次に一条を加える改正規定並びに同法第九十二条第一項、第九十六条第一項、第百条第一項、第百条の八第一項及び第百二十一条の五の改正規定、第六条中中小企業等協同組合法第九条の七の三及び第九条の七の四並びに第九条の七の五第二項の改正規定並びに同法第九条の九の次に二条を加える改正規定、第七条中信用金庫法第八十九条第一項の改正規定（「提供等」の下に「、指定紛争解決機関との契約締結義務等」を加える部分に限る。）、同条第二項の改正規定及び同法第八十九条の二の改正規定（「第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六（書面による解除）」を「第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）」に改める部分に限る。）、第八条中長期信用銀行法第十七条の二の改正規定（「第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六（書面による解除）」を「第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）」に改める部分に限る。）、第九条中労働金庫法第九十四条第一項の改正規定（「提供等」の下に「、指定紛争解決機関との契約締結義務等」を加える部分に限る。）、同条第二項の改正規定及び同法第九十四条の二の改正規定、第十条中銀行法第十二条の三を同法第十二条の四とし、同法第十二条の二の次に一条を加える改正規定、同法第十三条の四の改正規定、同法第五十二条の二の五の改正規定（「第三十七条の五（保証金の受領に係る書面の交付）、第三十七条の六（書面による解除）」を「第三十七条の五から第三十七条の七まで（保証金の受領に係る書面の交付、書面による解除、指定紛争解決機関との契約締結義務等）」に改める部分に限る。）及び同法第五十二条の四十五の二の改正規定、第十一条中貸金業法第十二条の二の次に一条を加える改正規定及び同法第四十一条の七に一項を加える改正規定、第十二条中保険業法目次の改正規定（「第百五条」を「第百五条の三」に改める部分に限る。）、同法第九十九条第八項の改正規定、同法第二編第三章中第百五条の次に二条を加える改正規定、同法第百九十九条の改正規定、同法第二百四十条第一項第三号の次に二号を加える改正規定、同法第二百七十二条の十三の次に一条を加える改正規定、同法第二百九十九条の次に一条を加える改正規定及び同法第三百条の二の改正規定、第十三条中農林中央金庫法第五十七条の次に一条を加える改正規定、同法第五十九条の三の改正規定、同法第五十九条の七の改正規定（「第三十七条の五、第三十七条の六」を「第三十七条の五から第三十七条の七まで」に改める部分に限る。）及び同法第九十五条の五の改正規定、第十四条中信託業法第二十三条の次に一条を加える改正規定並びに同法第二十四条の二及び第五十条の二第十二項の改正規定、第十五条中株式会社商工組合中央金庫法第二十九条の改正規定、第十七条中証券取引法等の一部を改正する法律の施行に伴う関係法律の整備等に関する法律第五十七条第二項の規定によりなおその効力を有するものとされる同法第一条の規定による廃止前の抵当証券業の規制等に関する法律目次の改正規定（「第十九条」を「第十九条の二」に改める部分に限る。）及び同法第三章中第十九条の次に一条を加える改正規定並びに附則第八条、第九条及び第十六条の規定　公布の日から起算して一年六月を超えない範囲内において政令で定める日 suppl-4211-58/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1/par-1/item-3 the provisions of Article 1 adding one Article after Article 37-6 of the Financial Instruments and Exchange Act, the provisions amending Article 38, Article 45, item (i), Article 59-6, Article 60-13 and Article 66-14, item (i), (b) of that Act, the provisions adding one paragraph to Article 77 of that Act, the provisions adding one paragraph to Article 77-2 of that Act, the provisions amending Article 79-13 of that Act, and the provisions adding one Article after Article 156-31 of that Act; the provisions of Article 2 amending the table of contents of the Mujin Business Act (limited to the part replacing "Article 13" with "Article 13-2"), the provisions amending Article 9 of that Act, and the provisions adding one Article after Article 13 in Chapter II of that Act; the provisions of Article 3 amending Article 2, paragraph (1) and Article 2-2 of the Act on Engagement in Trust Business by Financial Institutions; the provisions of Article 4 amending Article 11-2-4 of the Agricultural Co-operatives Act, the provisions adding one Article after Article 11-3 of that Act, the provisions amending Article 11-10-3 of that Act, the provisions renumbering Article 11-12-2 of that Act as Article 11-12-3 and adding one Article after Article 11-12 of that Act, and the provisions amending Article 92-5 of that Act; the provisions of Article 5 amending Article 11, paragraph (4), item (ii) and Article 11-9 of the Fishery Industry Cooperative Act, the provisions adding one Article after Article 11-10 of that Act, the provisions amending Article 11-13, paragraph (2) and Article 15-7 of that Act, the provisions renumbering Article 15-9-2 of that Act as Article 15-9-3 and adding one Article after Article 15-9 of that Act, and the provisions amending Article 92, paragraph (1), Article 96, paragraph (1), Article 100, paragraph (1), Article 100-8, paragraph (1) and Article 121-5 of that Act; the provisions of Article 6 amending Articles 9-7-3 and 9-7-4 and Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act and the provisions adding two Articles after Article 9-9 of that Act; the provisions of Article 7 amending Article 89, paragraph (1) of the Shinkin Bank Act (limited to the part adding ", Obligation to Conclude a Contract with a Designated Dispute Resolution Organization, etc." after "Provision, etc."), the provisions amending paragraph (2) of that Article, and the provisions amending Article 89-2 of that Act (limited to the part replacing "Article 37-5 (Delivery of Documents in Connection with the Receipt of a Security Deposit), Article 37-6 (Cancellation by Document)" with "Articles 37-5 through 37-7 (Delivery of Documents in Connection with the Receipt of a Security Deposit, Cancellation by Document, Obligation to Conclude a Contract with a Designated Dispute Resolution Organization, etc.)"); the provisions of Article 8 amending Article 17-2 of the Long Term Credit Bank Act (limited to the part replacing "Article 37-5 (Delivery of Documents in Connection with the Receipt of a Security Deposit), Article 37-6 (Cancellation by Document)" with "Articles 37-5 through 37-7 (Delivery of Documents in Connection with the Receipt of a Security Deposit, Cancellation by Document, Obligation to Conclude a Contract with a Designated Dispute Resolution Organization, etc.)"); the provisions of Article 9 amending Article 94, paragraph (1) of the Labor Bank Act (limited to the part adding ", Obligation to Conclude a Contract with a Designated Dispute Resolution Organization, etc." after "Provision, etc."), the provisions amending paragraph (2) of that Article, and the provisions amending Article 94-2 of that Act; the provisions of Article 10 renumbering Article 12-3 of the Banking Act as Article 12-4 and adding one Article after Article 12-2 of that Act, the provisions amending Article 13-4 of that Act, the provisions amending Article 52-2-5 of that Act (limited to the part replacing "Article 37-5 (Delivery of Documents in Connection with the Receipt of a Security Deposit), Article 37-6 (Cancellation by Document)" with "Articles 37-5 through 37-7 (Delivery of Documents in Connection with the Receipt of a Security Deposit, Cancellation by Document, Obligation to Conclude a Contract with a Designated Dispute Resolution Organization, etc.)"), and the provisions amending Article 52-45-2 of that Act; the provisions of Article 11 adding one Article after Article 12-2 of the Money Lending Business Act and the provisions adding one paragraph to Article 41-7 of that Act; the provisions of Article 12 amending the table of contents of the Insurance Business Act (limited to the part replacing "Article 105" with "Article 105-3"), the provisions amending Article 99, paragraph (8) of that Act, the provisions adding two Articles after Article 105 in Part II, Chapter III of that Act, the provisions amending Article 199 of that Act, the provisions adding two items after Article 240, paragraph (1), item (iii) of that Act, the provisions adding one Article after Article 272-13 of that Act, the provisions adding one Article after Article 299 of that Act, and the provisions amending Article 300-2 of that Act; the provisions of Article 13 adding one Article after Article 57 of the Norinchukin Bank Act, the provisions amending Article 59-3 of that Act, the provisions amending Article 59-7 of that Act (limited to the part replacing "Article 37-5, Article 37-6" with "Articles 37-5 through 37-7"), and the provisions amending Article 95-5 of that Act; the provisions of Article 14 adding one Article after Article 23 of the Trust Business Act and the provisions amending Article 24-2 and Article 50-2, paragraph (12) of that Act; the provisions of Article 15 amending Article 29 of the Shoko Chukin Bank Limited Act; the provisions of Article 17 amending the table of contents of the Act on Regulation of Mortgage Securities Business, etc. prior to repeal by the provisions of Article 1 of the Act on Arrangement, etc. of Related Acts Accompanying Enforcement of the Act Partially Amending the Securities and Exchange Act, etc. that remains in force pursuant to Article 57, paragraph (2) of that Act (limited to the part replacing "Article 19" with "Article 19-2") and the provisions adding one Article after Article 19 in Chapter III of the Act on Regulation of Mortgage Securities Business, etc.; and the provisions of Articles 8, 9 and 16 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year and six months from the date of promulgation. machine translation, not official ### 第二条（金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act caption: machine translation, not official suppl-4211-58/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-2 **第一項** 第一条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第三項、第四項、第六項及び第十項、第二条の二（第一項を除く。）、第四条第一項（第四号に係る部分に限る。）、第二項及び第四項から第六項まで、第十三条第一項、第二十三条の三第一項、第二十三条の四、第二十三条の八第四項、第二十三条の十三第一項、第二項、第四項及び第五項（これらの規定を新金融商品取引法第二十七条において準用する場合を含む。）、第二十七条の三十一第一項、第二十七条の三十二の二並びに第二十七条の三十四の二の規定は、施行日以後に開始する新金融商品取引法第四条第二項に規定する有価証券発行勧誘等又は有価証券交付勧誘等について適用し、施行日前に開始した第一条の規定による改正前の金融商品取引法（以下「旧金融商品取引法」という。）第四条第一項第四号に規定する有価証券発行勧誘等又は同条第二項に規定する有価証券交付勧誘等については、なお従前の例による。 suppl-4211-58/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-2/par-1 The provisions of Article 2, paragraphs (3), (4), (6) and (10), Article 2-2 (excluding paragraph (1)), Article 4, paragraph (1) (limited to the part pertaining to item (iv)), paragraphs (2) and (4) through (6), Article 13, paragraph (1), Article 23-3, paragraph (1), Article 23-4, Article 23-8, paragraph (4), Article 23-13, paragraphs (1), (2), (4) and (5) (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act), Article 27-31, paragraph (1), Article 27-32-2 and Article 27-34-2 of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to as the "New Financial Instruments and Exchange Act") apply to solicitation with a view to issuing new securities or solicitation with a view to delivering existing securities prescribed in Article 4, paragraph (2) of the New Financial Instruments and Exchange Act that begins on or after the effective date, and the provisions then in force continue to govern solicitation with a view to issuing new securities prescribed in Article 4, paragraph (1), item (iv) of the Financial Instruments and Exchange Act prior to amendment by the provisions of Article 1 (hereinafter referred to as the "Former Financial Instruments and Exchange Act") or solicitation with a view to delivering existing securities prescribed in paragraph (2) of that Article that began before the effective date. machine translation, not official ### 第三条 suppl-4211-58/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3 **第一項** この法律の施行の際現に旧金融商品取引法第三十四条の二第五項の規定により特定投資家（旧金融商品取引法第二条第三十一項に規定する特定投資家をいう。以下同じ。）以外の顧客とみなされている特定投資家であって、旧金融商品取引法第三十四条の二第二項の規定による承諾をした金融商品取引業者等（旧金融商品取引法第三十四条に規定する金融商品取引業者等をいう。以下同じ。）に対して施行日以後に新金融商品取引法第三十四条の二第一項の規定による申出をしていない者については、旧金融商品取引法第三十四条の二第三項及び第五項から第八項までの規定は、なおその効力を有する。 suppl-4211-58/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-1 With regard to a professional investor who, at the time this Act comes into effect, is deemed pursuant to Article 34-2, paragraph (5) of the Former Financial Instruments and Exchange Act to be a customer other than a professional investor (meaning a professional investor prescribed in Article 2, paragraph (31) of the Former Financial Instruments and Exchange Act; the same applies hereinafter) and who has not, on or after the effective date, made the application under Article 34-2, paragraph (1) of the New Financial Instruments and Exchange Act to a financial instruments business operator, etc. (meaning a financial instruments business operator, etc. prescribed in Article 34 of the Former Financial Instruments and Exchange Act; the same applies hereinafter) that gave consent under Article 34-2, paragraph (2) of the Former Financial Instruments and Exchange Act, the provisions of Article 34-2, paragraph (3) and paragraphs (5) through (8) of the Former Financial Instruments and Exchange Act remain in force. machine translation, not official **第二項** 前項の特定投資家が、施行日から期限日（旧金融商品取引法第三十四条の二第三項第二号に規定する期限日をいう。以下同じ。）までの間において、内閣府令で定めるところにより、前項の金融商品取引業者等に対して新金融商品取引法第三十四条の二第一項の規定による申出をした場合には、当該特定投資家は、当該申出をした日において同条第二項の規定により当該金融商品取引業者等の承諾を得たものとみなす。この場合において、同条第三項の規定は、適用しない。 suppl-4211-58/art-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-2 If a professional investor referred to in the preceding paragraph makes, during the period from the effective date to the end date (meaning the end date prescribed in Article 34-2, paragraph (3), item (ii) of the Former Financial Instruments and Exchange Act; the same applies hereinafter), the application under Article 34-2, paragraph (1) of the New Financial Instruments and Exchange Act to the financial instruments business operator, etc. referred to in the preceding paragraph, as prescribed by Cabinet Office Order, that professional investor is deemed to have obtained the consent of that financial instruments business operator, etc. under paragraph (2) of that Article on the day on which the application was made. In this case, the provisions of paragraph (3) of that Article do not apply. machine translation, not official **第三項** 第一項の金融商品取引業者等は、同項の特定投資家から期限日後最初に対象契約（新金融商品取引法第三十四条の二第二項に規定する対象契約をいう。以下同じ。）の申込みを受けた場合には、当該申込みに係る対象契約を締結するまでに、当該特定投資家に対し、対象契約に関して当該特定投資家を特定投資家として取り扱うこととなる旨を告知しなければならない。 suppl-4211-58/art-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-3 When the financial instruments business operator, etc. referred to in paragraph (1) receives, for the first time after the end date, an application for a subject contract (meaning a subject contract prescribed in Article 34-2, paragraph (2) of the New Financial Instruments and Exchange Act; the same applies hereinafter) from a professional investor referred to in that paragraph, it must, before concluding the subject contract pertaining to that application, notify that professional investor to the effect that the professional investor will be treated as a professional investor with regard to subject contracts. machine translation, not official **第四項** 前三項の規定は、この法律の施行の際現に第三条の規定による改正前の金融機関の信託業務の兼営等に関する法律第二条の二、第四条の規定による改正前の農業協同組合法第十一条の二の四及び第十一条の十の三、附則第八条の規定による改正前の消費生活協同組合法（昭和二十三年法律第二百号）第十二条の三第二項、第五条の規定による改正前の水産業協同組合法第十一条の九（同法第九十二条第一項、第九十六条第一項及び第百条第一項において準用する場合を含む。）及び第十五条の七（同法第九十六条第一項及び第百条の八第一項において準用する場合を含む。）、第六条の規定による改正前の中小企業等協同組合法第九条の七の五第二項（同法第九条の九第五項及び第八項において準用する場合を含む。）、附則第九条の規定による改正前の協同組合による金融事業に関する法律（昭和二十四年法律第百八十三号）第六条の五の二、第七条の規定による改正前の信用金庫法第八十九条の二、第八条の規定による改正前の長期信用銀行法第十七条の二、第九条の規定による改正前の労働金庫法第九十四条の二、第十条の規定による改正前の銀行法第十三条の四及び第五十二条の二の五、第十二条の規定による改正前の保険業法第三百条の二、第十三条の規定による改正前の農林中央金庫法第五十九条の三及び第五十九条の七、第十四条の規定による改正前の信託業法第二十四条の二（第十二条の規定による改正前の保険業法第九十九条第八項（同法第百九十九条において準用する場合を含む。）において準用する場合を含む。）並びに第十五条の規定による改正前の株式会社商工組合中央金庫法第二十九条において準用する旧金融商品取引法第三十四条の二第五項の規定により特定投資家以外の顧客とみなされている特定投資家について準用する。この場合において、必要な技術的読替えは、政令で定める。 suppl-4211-58/art-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-4 The provisions of the preceding three paragraphs apply mutatis mutandis to a professional investor who, at the time this Act comes into effect, is deemed to be a customer other than a professional investor pursuant to Article 2-2 of the Act on Engagement in Trust Business by Financial Institutions prior to amendment by the provisions of Article 3, Articles 11-2-4 and 11-10-3 of the Agricultural Co-operatives Act prior to amendment by the provisions of Article 4, Article 12-3, paragraph (2) of the Consumer Cooperatives Act (Act No. 200 of 1948) prior to amendment by the provisions of Article 8 of the Supplementary Provisions, Article 11-9 of the Fishery Industry Cooperative Act prior to amendment by the provisions of Article 5 (including as applied mutatis mutandis pursuant to Article 92, paragraph (1), Article 96, paragraph (1) and Article 100, paragraph (1) of that Act) and Article 15-7 of that Act (including as applied mutatis mutandis pursuant to Article 96, paragraph (1) and Article 100-8, paragraph (1) of that Act), Article 9-7-5, paragraph (2) of the Small and Medium-Sized Enterprise Cooperatives Act prior to amendment by the provisions of Article 6 (including as applied mutatis mutandis pursuant to Article 9-9, paragraphs (5) and (8) of that Act), Article 6-5-2 of the Act on Financial Businesses by Cooperative (Act No. 183 of 1949) prior to amendment by the provisions of Article 9 of the Supplementary Provisions, Article 89-2 of the Shinkin Bank Act prior to amendment by the provisions of Article 7, Article 17-2 of the Long Term Credit Bank Act prior to amendment by the provisions of Article 8, Article 94-2 of the Labor Bank Act prior to amendment by the provisions of Article 9, Articles 13-4 and 52-2-5 of the Banking Act prior to amendment by the provisions of Article 10, Article 300-2 of the Insurance Business Act prior to amendment by the provisions of Article 12, Articles 59-3 and 59-7 of the Norinchukin Bank Act prior to amendment by the provisions of Article 13, Article 24-2 of the Trust Business Act prior to amendment by the provisions of Article 14 (including as applied mutatis mutandis pursuant to Article 99, paragraph (8) of the Insurance Business Act prior to amendment by the provisions of Article 12 (including as applied mutatis mutandis pursuant to Article 199 of that Act)), and Article 34-2, paragraph (5) of the Former Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 29 of the Shoko Chukin Bank Limited Act prior to amendment by the provisions of Article 15. In this case, the necessary technical replacement of terms is specified by Cabinet Order. machine translation, not official ### 第四条 suppl-4211-58/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-4 **第一項** 新金融商品取引法第六十六条の三十八の規定は、施行日以後に開始する事業年度に係る同条に規定する事業報告書について適用する。 suppl-4211-58/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-4/par-1 The provisions of Article 66-38 of the New Financial Instruments and Exchange Act apply to the business report prescribed in that Article for a business year that begins on or after the effective date. machine translation, not official ### 第五条 suppl-4211-58/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-5 **第一項** 新金融商品取引法第六十六条の三十九の規定は、施行日以後に開始する事業年度に係る同条に規定する説明書類について適用する。 suppl-4211-58/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-5/par-1 The provisions of Article 66-39 of the New Financial Instruments and Exchange Act apply to the explanatory documents prescribed in that Article for a business year that begins on or after the effective date. machine translation, not official ### 第六条（商品取引所法等の一部改正に伴う調整規定） — Adjustment Provisions Accompanying Partial Amendment of the Commodity Exchange Act, etc. caption: machine translation, not official suppl-4211-58/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-6 **第一項** 商品取引所法及び商品投資に係る事業の規制に関する法律の一部を改正する法律の施行の日が施行日後である場合における施行日から同法の施行の日までの間の新金融商品取引法第二条第三十七項の規定の適用については、同項中「商品先物取引法第二条第三項」とあるのは、「商品取引所法第二条第八項」とする。 suppl-4211-58/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-6/par-1 In the case where the date of enforcement of the Act Partially Amending the Commodity Exchange Act and the Act on Regulation of Commodity Investment is after the effective date, with regard to the application of the provisions of Article 2, paragraph (37) of the New Financial Instruments and Exchange Act during the period from the effective date to the date of enforcement of that Act, the phrase "Article 2, paragraph (3) of the Commodity Derivatives Transaction Act" in that paragraph is deemed to be replaced with "Article 2, paragraph (8) of the Commodity Exchange Act". machine translation, not official **第二項** 商品取引所法及び商品投資に係る事業の規制に関する法律の一部を改正する法律の施行の日が附則第一条第一号に掲げる規定の施行の日後である場合における同日から同法の施行の日までの間における新金融商品取引法第二条第三十八項及び第三十九項並びに第百九十四条の六の二の規定の適用については、新金融商品取引法第二条第三十八項中「商品先物取引法第二条第五項」とあるのは「商品取引所法第二条第二項」と、「同条第六項」とあるのは「同条第三項」と、同条第三十九項中「商品先物取引法第二条第十一項」とあるのは「商品取引所法第二条第十九項」と、新金融商品取引法第百九十四条の六の二中「商品先物取引法」とあるのは「商品取引所法」とする。 suppl-4211-58/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-6/par-2 In the case where the date of enforcement of the Act Partially Amending the Commodity Exchange Act and the Act on Regulation of Commodity Investment is after the date of enforcement of the provisions set forth in Article 1, item (i) of the Supplementary Provisions, with regard to the application of the provisions of Article 2, paragraphs (38) and (39) and Article 194-6-2 of the New Financial Instruments and Exchange Act during the period from that date to the date of enforcement of that Act, the phrase "Article 2, paragraph (5) of the Commodity Derivatives Transaction Act" in Article 2, paragraph (38) of the New Financial Instruments and Exchange Act is deemed to be replaced with "Article 2, paragraph (2) of the Commodity Exchange Act", the phrase "paragraph (6) of that Article" with "paragraph (3) of that Article", the phrase "Article 2, paragraph (11) of the Commodity Derivatives Transaction Act" in paragraph (39) of that Article with "Article 2, paragraph (19) of the Commodity Exchange Act", and the phrase "Commodity Derivatives Transaction Act" in Article 194-6-2 of the New Financial Instruments and Exchange Act with "Commodity Exchange Act". machine translation, not official ### 第十九条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4211-58/art-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-19 **第一項** この法律（附則第一条各号に掲げる規定にあっては、当該規定。以下この条において同じ。）の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。 suppl-4211-58/art-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-19/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-19/par-1 With regard to the application of penal provisions to acts committed before this Act (or, for the provisions set forth in the items of Article 1 of the Supplementary Provisions, those provisions; the same applies hereinafter in this Article) comes into effect and to acts committed after this Act comes into effect in the cases where the provisions then in force continue to govern pursuant to the provisions of these Supplementary Provisions, the provisions then in force continue to govern. machine translation, not official ### 第二十条（政令への委任） — Delegation to Cabinet Order caption: machine translation, not official suppl-4211-58/art-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-20 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-20 **第一項** 附則第二条から第五条まで及び前条に定めるもののほか、この法律の施行に関し必要な経過措置は、政令で定める。 suppl-4211-58/art-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-20/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-20/par-1 Beyond what is provided for in Articles 2 through 5 and the preceding Article of the Supplementary Provisions, transitional measures necessary in connection with the enforcement of this Act are specified by Cabinet Order. machine translation, not official ### 第二十一条（検討） — Review caption: machine translation, not official suppl-4211-58/art-21 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-21 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-21 **第一項** 政府は、この法律の施行後三年以内に、この法律による改正後のそれぞれの法律（以下「改正後の各法律」という。）に規定する指定紛争解決機関（以下単に「指定紛争解決機関」という。）の指定状況及び改正後の各法律に規定する紛争解決等業務の遂行状況その他経済社会情勢等を勘案し、消費者庁及び消費者委員会設置法（平成二十一年法律第四十八号）附則第三項に係る検討状況も踏まえ、消費者庁の関与の在り方及び業態横断的かつ包括的な紛争解決体制の在り方も含めた指定紛争解決機関による裁判外紛争解決手続に係る制度の在り方について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。 suppl-4211-58/art-21/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-21/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-21/par-1 Within three years after this Act comes into effect, the government is to take into account the status of designation of designated dispute resolution organizations prescribed in the respective Acts as amended by this Act (hereinafter referred to as "the respective Acts as amended") (hereinafter simply referred to as "designated dispute resolution organizations") and the implementation status of dispute resolution services prescribed in the respective Acts as amended, and socioeconomic conditions, etc., as well as the status of review under paragraph (3) of the Supplementary Provisions of the Act for Establishment of the Consumer Affairs Agency and the Consumer Commission (Act No. 48 of 2009), review the appropriate state of the system related to alternative dispute resolution procedures taken by designated dispute resolution organizations including the appropriate state of involvement of the Consumer Affairs Agency and the appropriate state of cross-sectoral and comprehensive dispute resolution framework, and take the required measures based on the results of the review if it finds this to be necessary. machine translation, not official **第二項** 政府は、前項に定める事項のほか、この法律の施行後五年以内に、この法律による改正後の規定の実施状況について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。 suppl-4211-58/art-21/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-21/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-21/par-2 Beyond what is provided for in the preceding paragraph, within five years after this Act comes into effect, the government is to review the implementation status of the provisions amended by this Act and take the required measures based on the results of the review if it finds this to be necessary. machine translation, not official --- ## Cites - suppl-4211-58/art-1/par-1/item-1: 同条第三十八項 → 金融商品取引法 第二条第三十八項 (Article 2, paragraph (38)), art-2/par-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-38 · https://japanlaw.org/l/323AC0000000025/art-2/par-38 - suppl-4211-58/art-1/par-1/item-1: 第三十九項 → 金融商品取引法 第二条第三十九項 (Article 2, paragraph (39)), art-2/par-39 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-39 · https://japanlaw.org/l/323AC0000000025/art-2/par-39 - suppl-4211-58/art-2/par-1: 第二条第三項 → 金融商品取引法 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-2/par-3 - suppl-4211-58/art-2/par-1: 第四項 → 金融商品取引法 第二条第四項 (Article 2, paragraph (4)), art-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-2/par-4 - suppl-4211-58/art-2/par-1: 第六項 → 金融商品取引法 第二条第六項 (Article 2, paragraph (6)), art-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-2/par-6 - suppl-4211-58/art-2/par-1: 第十項 → 金融商品取引法 第二条第十項 (Article 2, paragraph (10)), art-2/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-10 · https://japanlaw.org/l/323AC0000000025/art-2/par-10 - suppl-4211-58/art-2/par-1: 第二条の二 → 金融商品取引法 第二条の三 (Article 2-3), art-2-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2-3 · https://japanlaw.org/l/323AC0000000025/art-2-3 - suppl-4211-58/art-2/par-1: 第一項 → 金融商品取引法 第二条の三第一項 (Article 2-3, paragraph (1)), art-2-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-2-3/par-1 - suppl-4211-58/art-2/par-1: 第四条第一項 → 金融商品取引法 第四条第一項 (Article 4, paragraph (1)), art-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-4/par-1 - suppl-4211-58/art-2/par-1: 第四号 → 金融商品取引法 第四条第一項第四号 (Article 4, paragraph (1), item (iv)), art-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-4/par-1/item-4 - suppl-4211-58/art-2/par-1: 第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2 - suppl-4211-58/art-2/par-1: 第四項から第六項まで → 金融商品取引法 第四条第四項 (Article 4, paragraph (4)), art-4/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-4 · https://japanlaw.org/l/323AC0000000025/art-4/par-4 - suppl-4211-58/art-2/par-1: 第四項から第六項まで → 金融商品取引法 第四条第五項 (Article 4, paragraph (5)), art-4/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-5 · https://japanlaw.org/l/323AC0000000025/art-4/par-5 - suppl-4211-58/art-2/par-1: 第四項から第六項まで → 金融商品取引法 第四条第六項 (Article 4, paragraph (6)), art-4/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-6 · https://japanlaw.org/l/323AC0000000025/art-4/par-6 - suppl-4211-58/art-2/par-1: 第十三条第一項 → 金融商品取引法 第十三条第一項 (Article 13, paragraph (1)), art-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-13/par-1 - suppl-4211-58/art-2/par-1: 第二十三条の三第一項 → 金融商品取引法 第二十三条の三第一項 (Article 23-3, paragraph (1)), art-23-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-3/par-1 - suppl-4211-58/art-2/par-1: 第二十三条の四 → 金融商品取引法 第二十三条の四 (Article 23-4), art-23-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-4 · https://japanlaw.org/l/323AC0000000025/art-23-4 - suppl-4211-58/art-2/par-1: 第二十三条の八第四項 → 金融商品取引法 第二十三条の八第四項 (Article 23-8, paragraph (4)), art-23-8/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-8/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-8/par-4 - suppl-4211-58/art-2/par-1: 第二十三条の十三第一項 → 金融商品取引法 第二十三条の十三第一項 (Article 23-13, paragraph (1)), art-23-13/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-13/par-1 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-1 - suppl-4211-58/art-2/par-1: 第二項 → 金融商品取引法 第二十三条の十三第二項 (Article 23-13, paragraph (2)), art-23-13/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-13/par-2 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-2 - suppl-4211-58/art-2/par-1: 第四項 → 金融商品取引法 第二十三条の十三第四項 (Article 23-13, paragraph (4)), art-23-13/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-13/par-4 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-4 - suppl-4211-58/art-2/par-1: 第五項 → 金融商品取引法 第二十三条の十三第五項 (Article 23-13, paragraph (5)), art-23-13/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-13/par-5 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-5 - suppl-4211-58/art-2/par-1: 新金融商品取引法第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27 - suppl-4211-58/art-2/par-1: 第二十七条の三十一第一項 → 金融商品取引法 第二十七条の三十一第一項 (Article 27-31, paragraph (1)), art-27-31/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-31/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-31/par-1 - suppl-4211-58/art-2/par-1: 第二十七条の三十二の二 → 金融商品取引法 第二十七条の三十二の二 (Article 27-32-2), art-27-32-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-32-2 · https://japanlaw.org/l/323AC0000000025/art-27-32-2 - suppl-4211-58/art-2/par-1: 第二十七条の三十四の二 → 金融商品取引法 第二十七条の三十四の二 (Article 27-34-2), art-27-34-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-34-2 · https://japanlaw.org/l/323AC0000000025/art-27-34-2 - suppl-4211-58/art-3/par-1: 新金融商品取引法第三十四条の二第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-1 - suppl-4211-58/art-3/par-2: 前項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4211-58/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-1 - suppl-4211-58/art-3/par-2: 新金融商品取引法第三十四条の二第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-1 - suppl-4211-58/art-3/par-2: 同条第二項 → 金融商品取引法 第三十四条の二第二項 (Article 34-2, paragraph (2)), art-34-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-2 - suppl-4211-58/art-3/par-2: 同条第三項 → 金融商品取引法 第三十四条の二第三項 (Article 34-2, paragraph (3)), art-34-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-3 - suppl-4211-58/art-3/par-3: 第一項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4211-58/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-1 - suppl-4211-58/art-3/par-3: 新金融商品取引法第三十四条の二第二項 → 金融商品取引法 第三十四条の二第二項 (Article 34-2, paragraph (2)), art-34-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-2 - suppl-4211-58/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4211-58/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-1 - suppl-4211-58/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4211-58/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-2 - suppl-4211-58/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4211-58/art-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-3 - suppl-4211-58/art-4/par-1: 新金融商品取引法第六十六条の三十八 → 金融商品取引法 第六十六条の三十八 (Article 66-38), art-66-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-38 · https://japanlaw.org/l/323AC0000000025/art-66-38 - suppl-4211-58/art-5/par-1: 新金融商品取引法第六十六条の三十九 → 金融商品取引法 第六十六条の三十九 (Article 66-39), art-66-39 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-66-39 · https://japanlaw.org/l/323AC0000000025/art-66-39 - suppl-4211-58/art-6/par-1: 新金融商品取引法第二条第三十七項 → 金融商品取引法 第二条第三十七項 (Article 2, paragraph (37)), art-2/par-37 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-37 · https://japanlaw.org/l/323AC0000000025/art-2/par-37 - suppl-4211-58/art-6/par-1: 商品先物取引法第二条第三項 → e-Gov law 325AC0000000239, 第二条第三項 (Article 2, paragraph (3)), art-2/par-3 — not held in this collection - suppl-4211-58/art-6/par-2: 附則第一条第一号 → 金融商品取引法 附則第一条第一項第一号 (Supplementary Provisions, Article 1, paragraph (1), item (i)), suppl-4211-58/art-1/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1/par-1/item-1 - suppl-4211-58/art-6/par-2: 新金融商品取引法第二条第三十八項 → 金融商品取引法 第二条第三十八項 (Article 2, paragraph (38)), art-2/par-38 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-38 · https://japanlaw.org/l/323AC0000000025/art-2/par-38 - suppl-4211-58/art-6/par-2: 第三十九項 → 金融商品取引法 第二条第三十九項 (Article 2, paragraph (39)), art-2/par-39 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-39 · https://japanlaw.org/l/323AC0000000025/art-2/par-39 - suppl-4211-58/art-6/par-2: 第百九十四条の六の二 → 金融商品取引法 第百九十四条の六の二 (Article 194-6-2), art-194-6-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-6-2 · https://japanlaw.org/l/323AC0000000025/art-194-6-2 - suppl-4211-58/art-6/par-2: 商品先物取引法第二条第五項 → e-Gov law 325AC0000000239, 第二条第五項 (Article 2, paragraph (5)), art-2/par-5 — not held in this collection - suppl-4211-58/art-6/par-2: 同条第六項 → e-Gov law 325AC0000000239, 第二条第六項 (Article 2, paragraph (6)), art-2/par-6 — not held in this collection - suppl-4211-58/art-6/par-2: 商品先物取引法第二条第十一項 → e-Gov law 325AC0000000239, 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — not held in this collection - suppl-4211-58/art-19/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4211-58/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-1 - suppl-4211-58/art-19/par-1: この条 → 金融商品取引法 附則第十九条 (Supplementary Provisions, Article 19), suppl-4211-58/art-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-19 - suppl-4211-58/art-20/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4211-58/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-2 - suppl-4211-58/art-20/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4211-58/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3 - suppl-4211-58/art-20/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4211-58/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-4 - suppl-4211-58/art-20/par-1: 附則第二条から第五条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4211-58/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-5 - suppl-4211-58/art-20/par-1: 前条 → 金融商品取引法 附則第十九条 (Supplementary Provisions, Article 19), suppl-4211-58/art-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-19 - suppl-4211-58/art-21/par-2: 前項 → 金融商品取引法 附則第二十一条第一項 (Supplementary Provisions, Article 21, paragraph (1)), suppl-4211-58/art-21/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-21/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-21/par-1 ## Cited by 7 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-2 - 金融商品取引法 附則第三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-3 - 金融商品取引法 附則第三条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-3/par-4 - 金融商品取引法 附則第六条第二項（商品取引所法等の一部改正に伴う調整規定） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-6/par-2 - 金融商品取引法 附則第十九条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-19/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-19/par-1 - 金融商品取引法 附則第二十条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-20/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-20/par-1 - 金融商品取引法 附則第二十一条第二項（検討） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4211-58/art-21/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4211-58/art-21/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-062, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-049, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22