# 金融商品取引法 / Financial Instruments and Exchange Act — 第三条 (Supplementary Provisions, Article 3) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第三条 (Supplementary Provisions, Article 3) — address `suppl-4201-65/art-3` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第三条 suppl-4201-65/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3 **第一項** 附則第一条第三号に掲げる規定の施行の日（以下この条において「第三号施行日」という。）が証券取引法等の一部を改正する法律（平成十八年法律第六十五号）の施行日（同法附則第一条本文に規定する施行日をいう。）から起算して一年を経過する日（以下この条において「特定日」という。）後である場合には、同法附則第二十八条第一項の規定により同項の届出（以下この項において「旧届出」という。）をした者が、特定日までに内閣府令で定めるところにより内閣総理大臣に届出をしたときは、特定日の翌日から第三号施行日の前日までの間、引き続き当該旧届出に係る親銀行等（同条第一項に規定する親銀行等をいう。）の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員）、監査役若しくは執行役（理事、監事その他これに準ずる者を含む。）又は使用人を兼ねることができる。 suppl-4201-65/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1 In the case where the date of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter referred to in this Article as the "item (iii) effective date") is after the day on which one year elapses from the effective date of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) (meaning the effective date prescribed in the main clause of Article 1 of the Supplementary Provisions of that Act) (hereinafter referred to in this Article as the "specified day"), if a person who has made a notification under paragraph (1) of Article 28 of the Supplementary Provisions of that Act pursuant to the provisions of that paragraph (hereinafter referred to in this paragraph as the "earlier notification") makes a notification to the Prime Minister by the specified day as prescribed by Cabinet Office Order, that person may continue to concurrently serve as a director, accounting advisor (if the accounting advisor is a juridical person, a member who is to perform its duties), company auditor or executive officer (including a board member, auditor or any other person equivalent thereto) or employee of the parent bank, etc. (meaning the parent bank, etc. prescribed in paragraph (1) of that Article) pertaining to that earlier notification, from the day following the specified day until the day preceding the item (iii) effective date. machine translation, not official **第二項** 第三号施行日が特定日後である場合には、証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第二項の規定により同項の届出（以下この項において「旧届出」という。）をした者が、特定日までに内閣府令で定めるところにより内閣総理大臣に届出をしたときは、特定日の翌日から第三号施行日の前日までの間、引き続き当該旧届出に係る子銀行等（同条第二項に規定する子銀行等をいう。）の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員）、監査役又は執行役（理事、監事その他これに準ずる者を含む。）を兼ねることができる。 suppl-4201-65/art-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2 In the case where the item (iii) effective date is after the specified day, if a person who has made a notification under paragraph (2) of Article 28 of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) pursuant to the provisions of that paragraph (hereinafter referred to in this paragraph as the "earlier notification") makes a notification to the Prime Minister by the specified day as prescribed by Cabinet Office Order, that person may continue to concurrently serve as a director, accounting advisor (if the accounting advisor is a juridical person, a member who is to perform its duties), company auditor or executive officer (including a board member, auditor or any other person equivalent thereto) of the subsidiary bank, etc. (meaning the subsidiary bank, etc. prescribed in paragraph (2) of that Article) pertaining to that earlier notification, from the day following the specified day until the day preceding the item (iii) effective date. machine translation, not official **第三項** 第三号施行日が特定日後である場合には、証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第三項の規定により同項の届出（以下この項において「旧届出」という。）をした者が、特定日までに内閣府令で定めるところにより内閣総理大臣に届出をしたときは、特定日の翌日から第三号施行日の前日までの間、引き続き当該旧届出に係る同条第三項に規定する銀行、協同組織金融機関その他政令で定める金融機関の常務に従事することができる。 suppl-4201-65/art-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3 In the case where the item (iii) effective date is after the specified day, if a person who has made a notification under paragraph (3) of Article 28 of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) pursuant to the provisions of that paragraph (hereinafter referred to in this paragraph as the "earlier notification") makes a notification to the Prime Minister by the specified day as prescribed by Cabinet Office Order, that person may continue to engage in the ordinary business of a bank, cooperative financial institution or other financial institution specified by Cabinet Order prescribed in paragraph (3) of that Article pertaining to that earlier notification, from the day following the specified day until the day preceding the item (iii) effective date. machine translation, not official **第四項** 内閣総理大臣は、前三項の規定による権限を金融庁長官に委任する。 suppl-4201-65/art-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-4 The Prime Minister is to delegate the authority under the provisions of the preceding three paragraphs to the Commissioner of the Financial Services Agency. machine translation, not official **第五項** 前項の規定により金融庁長官に委任された権限については、政令で定めるところにより、その一部を財務局長又は財務支局長に委任することができる。 suppl-4201-65/art-3/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-5 A part of the authority delegated to the Commissioner of the Financial Services Agency pursuant to the provisions of the preceding paragraph may be delegated to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order. machine translation, not official --- ## Cites - suppl-4201-65/art-3/par-1: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4201-65/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-3 - suppl-4201-65/art-3/par-1: この条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4201-65/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3 - suppl-4201-65/art-3/par-1: 同法附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4181-65/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-1 - suppl-4201-65/art-3/par-1: 同法附則第二十八条第一項 → 金融商品取引法 附則第二十八条第一項 (Supplementary Provisions, Article 28, paragraph (1)), suppl-4181-65/art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-1 - suppl-4201-65/art-3/par-1: この項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4201-65/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1 - suppl-4201-65/art-3/par-2: 証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第二項 → 金融商品取引法 附則第二十八条第二項 (Supplementary Provisions, Article 28, paragraph (2)), suppl-4181-65/art-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-2 - suppl-4201-65/art-3/par-2: この項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4201-65/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2 - suppl-4201-65/art-3/par-3: 証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第三項 → 金融商品取引法 附則第二十八条第三項 (Supplementary Provisions, Article 28, paragraph (3)), suppl-4181-65/art-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-3 - suppl-4201-65/art-3/par-3: この項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4201-65/art-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3 - suppl-4201-65/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4201-65/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1 - suppl-4201-65/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4201-65/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2 - suppl-4201-65/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4201-65/art-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3 - suppl-4201-65/art-3/par-5: 前項 → 金融商品取引法 附則第三条第四項 (Supplementary Provisions, Article 3, paragraph (4)), suppl-4201-65/art-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-4 ## Cited by 8 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-1 - 金融商品取引法 附則第二条第一項（金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-2/par-1 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1 - 金融商品取引法 附則第三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2 - 金融商品取引法 附則第三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3 - 金融商品取引法 附則第三条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-4 - 金融商品取引法 附則第三条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-5 - 金融商品取引法 附則第四十一条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-41/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-048, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-049, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22