# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 附　則 (Supplementary Provisions) — address `suppl-4201-65`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4201-65
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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## 附　則 平成二〇年六月一三日法律第六五号
<sup>suppl-4201-65 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65</sup>

### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4201-65/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1</sup>

**第一項**  この法律は、公布の日から起算して六月を超えない範囲内において政令で定める日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
<sup>suppl-4201-65/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1</sup>
This Act comes into effect as of the date specified by Cabinet Order within a period not exceeding six months from the date of promulgation; provided, however, that provisions set forth in the following items come into effect on the date prescribed in each item:
<sup>machine translation, not official</sup>

  **一**  附則第三条の規定　公布の日
  <sup>suppl-4201-65/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-1</sup>
  The provisions of Article 3 of the Supplementary Provisions: the date of promulgation
  <sup>machine translation, not official</sup>

  **二**  略
  <sup>suppl-4201-65/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-2</sup>
  Omitted
  <sup>machine translation, not official</sup>

  **三**  第一条中金融商品取引法第三十一条の四の改正規定、同法第三十六条に四項を加える改正規定、同法第五十条の二第四項の改正規定（「又は第三項」を「、第三項又は第四項」に改める部分に限る。）、同法第五十六条の二、第五十九条の六及び第六十条の十三の改正規定、同法第六十五条の五第二項及び第四項の改正規定（「第三十六条、」を「第三十六条第一項、」に改める部分に限る。）、同法第百九十条第一項の改正規定（「第三項まで」を「第四項まで」に改める部分に限る。）、同法第百九十四条の七第二項第一号の改正規定、同条第三項の改正規定（「第三項まで」を「第四項まで」に改める部分に限る。）並びに同法第二百五条の二、第二百七条第一項第六号及び第二百八条第四号の改正規定、第二条中投資信託及び投資法人に関する法律第百九十七条の改正規定、第四条中農業協同組合法第十一条の二の三第三号の改正規定、同法第十一条の五の次に一条を加える改正規定、同法第十一条の十二の次に一条を加える改正規定及び同法第十一条の四十七第一項第二号の改正規定、第五条中水産業協同組合法第十一条第四項第二号、第十一条の四第二項及び第十一条の八第三号の改正規定、同法第十一条の十三を同法第十一条の十四とし、同法第十一条の十二の次に一条を加える改正規定、同法第十五条の九の次に一条を加える改正規定並びに同法第五十七条の三、第九十二条第一項、第九十六条第一項、第百条第一項、第百条の八第一項及び第百三十条第一項第三号の改正規定、第六条中中小企業等協同組合法第五十八条の五の次に一条を加える改正規定、第七条中協同組合による金融事業に関する法律第六条第一項の改正規定（「第十八条第一項（利益準備金の積立て等）」を「第十八条（資本準備金及び利益準備金の額）」に改める部分を除く。）及び同条第二項の改正規定、第八条中信用金庫法第八十九条第一項の改正規定、第十条中労働金庫法第九十四条第一項の改正規定、第十一条中銀行法第十三条の三の改正規定、同条の次に一条を加える改正規定、同法第十六条の二第一項第三号及び第五号の改正規定並びに同法第五十二条の二十一の次に一条を加える改正規定、第十二条中保険業法目次、第二条第十一項、第八条及び第二十八条第一項第三号の改正規定、同法第五十三条の二第一項第三号の改正規定（「金融商品取引法」の下に「（昭和二十三年法律第二十五号）」を加える部分に限る。）、同法第百条の二の次に一条を加える改正規定、同法第百六条第一項第五号の改正規定、同法第二編第九章第二節中第百九十四条の前に一条を加える改正規定、同法第二百七十一条の二十一第一項の改正規定、同条の次に一条を加える改正規定並びに同法第二百七十二条の十三第二項並びに第三百三十三条第一項第一号及び第二号の改正規定、第十三条中農林中央金庫法第五十九条及び第五十九条の二の改正規定、同条の次に一条を加える改正規定並びに同法第七十二条第一項第二号の改正規定、第十四条中株式会社商工組合中央金庫法第二十八条の改正規定、同条の次に一条を加える改正規定、同法第三十九条第一項第一号及び第三号の改正規定並びに同法第五十六条第五項ただし書の改正規定（「第二十一条第四項」の下に「及び第七項」を加える部分を除く。）並びに附則第二十二条中金融機関の信託業務の兼営等に関する法律（昭和十八年法律第四十三号）第二条第四項の改正規定（「第三十六条、」を「第三十六条第一項、」に改める部分に限る。）、附則第三十二条中資産の流動化に関する法律（平成十年法律第百五号）第二百九条第一項の改正規定並びに附則第三十五条及び第三十八条の規定　公布の日から起算して一年を超えない範囲内において政令で定める日
  <sup>suppl-4201-65/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-3</sup>
  the provisions of Article 1 amending Article 31-4 of the Financial Instruments and Exchange Act, the provisions adding four paragraphs to Article 36 of that Act, the provisions amending Article 50-2, paragraph (4) of that Act (limited to the part replacing "or paragraph (3)" with ", paragraph (3), or paragraph (4)"), the provisions amending Articles 56-2, 59-6 and 60-13 of that Act, the provisions amending Article 65-5, paragraphs (2) and (4) of that Act (limited to the part replacing "Article 36," with "Article 36, paragraph (1),"), the provisions amending Article 190, paragraph (1) of that Act (limited to the part replacing "through paragraph (3)" with "through paragraph (4)"), the provisions amending Article 194-7, paragraph (2), item (i) of that Act, the provisions amending paragraph (3) of that Article (limited to the part replacing "through paragraph (3)" with "through paragraph (4)"), and the provisions amending Article 205-2, Article 207, paragraph (1), item (vi) and Article 208, item (iv) of that Act; the provisions of Article 2 amending Article 197 of the Act on Investment Trusts and Investment Corporations; the provisions of Article 4 amending Article 11-2-3, item (iii) of the Agricultural Co-operatives Act, the provisions adding one Article after Article 11-5 of that Act, the provisions adding one Article after Article 11-12 of that Act, and the provisions amending Article 11-47, paragraph (1), item (ii) of that Act; the provisions of Article 5 amending Article 11, paragraph (4), item (ii), Article 11-4, paragraph (2) and Article 11-8, item (iii) of the Fishery Industry Cooperative Act, the provisions renumbering Article 11-13 of that Act as Article 11-14 and adding one Article after Article 11-12 of that Act, the provisions adding one Article after Article 15-9 of that Act, and the provisions amending Article 57-3, Article 92, paragraph (1), Article 96, paragraph (1), Article 100, paragraph (1), Article 100-8, paragraph (1) and Article 130, paragraph (1), item (iii) of that Act; the provisions of Article 6 adding one Article after Article 58-5 of the Small and Medium-Sized Enterprise Cooperatives Act; the provisions of Article 7 amending Article 6, paragraph (1) of the Act on Financial Businesses by Cooperative (excluding the part replacing "Article 18, paragraph (1) (Accumulation of Retained Earnings Reserves, etc.)" with "Article 18 (Amounts of Capital Reserves and Retained Earnings Reserves)") and the provisions amending paragraph (2) of that Article; the provisions of Article 8 amending Article 89, paragraph (1) of the Shinkin Bank Act; the provisions of Article 10 amending Article 94, paragraph (1) of the Labor Bank Act; the provisions of Article 11 amending Article 13-3 of the Banking Act, the provisions adding one Article after that Article, the provisions amending Article 16-2, paragraph (1), items (iii) and (v) of that Act, and the provisions adding one Article after Article 52-21 of that Act; the provisions of Article 12 amending the table of contents, Article 2, paragraph (11), Article 8 and Article 28, paragraph (1), item (iii) of the Insurance Business Act, the provisions amending Article 53-2, paragraph (1), item (iii) of that Act (limited to the part adding "(Act No. 25 of 1948)" after "Financial Instruments and Exchange Act"), the provisions adding one Article after Article 100-2 of that Act, the provisions amending Article 106, paragraph (1), item (v) of that Act, the provisions adding one article before Article 194 in Part II, Chapter IX, Section 2 of that Act, the provisions amending Article 271-21, paragraph (1) of that Act, the provisions adding one Article after that Article, and the provisions amending Article 272-13, paragraph (2) and Article 333, paragraph (1), items (i) and (ii) of that Act; the provisions of Article 13 amending Articles 59 and 59-2 of the Norinchukin Bank Act, the provisions adding one Article after Article 59-2 of that Act, and the provisions amending Article 72, paragraph (1), item (ii) of that Act; the provisions of Article 14 amending Article 28 of the Shoko Chukin Bank Limited Act, the provisions adding one Article after that Article, the provisions amending Article 39, paragraph (1), items (i) and (iii) of that Act, and the provisions amending the proviso to Article 56, paragraph (5) of that Act (excluding the part adding "and paragraph (7)" after "Article 21, paragraph (4)"); the provisions of Article 22 of the Supplementary Provisions amending Article 2, paragraph (4) of the Act on Engagement in Trust Business by Financial Institutions (Act No. 43 of 1943) (limited to the part replacing "Article 36," with "Article 36, paragraph (1),"); the provisions of Article 32 of the Supplementary Provisions amending Article 209, paragraph (1) of the Act on the Securitization of Assets (Act No. 105 of 1998); and the provisions of Articles 35 and 38 of the Supplementary Provisions: the date specified by Cabinet Order within a period not exceeding one year from the date of promulgation.
  <sup>machine translation, not official</sup>

### 第二条（金融商品取引法の一部改正に伴う経過措置） — Transitional Measures Accompanying Partial Amendment of the Financial Instruments and Exchange Act
<sup>caption: machine translation, not official</sup>
<sup>suppl-4201-65/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-2</sup>

**第一項**  第一条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第三項第一号及び第二号並びに第四項第一号、第二十三条の十三第三項（新金融商品取引法第二十七条において準用する場合を含む。）並びに第二十七条の三十一の規定は、この法律の施行の日（次条を除き、以下「施行日」という。）以後に開始する新金融商品取引法第四条第一項第四号に規定する有価証券発行勧誘等又は同条第二項に規定する有価証券交付勧誘等について適用し、施行日前に開始した第一条の規定による改正前の金融商品取引法（以下「旧金融商品取引法」という。）第四条第一項第四号に規定する有価証券発行勧誘等又は同条第二項に規定する有価証券交付勧誘等については、なお従前の例による。
<sup>suppl-4201-65/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-2/par-1</sup>
The provisions of Article 2, paragraph (3), items (i) and (ii) and paragraph (4), item (i), Article 23-13, paragraph (3) (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act) and Article 27-31 of the Financial Instruments and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to as the "New Financial Instruments and Exchange Act") apply to solicitation with a view to issuing new securities prescribed in Article 4, paragraph (1), item (iv) of the New Financial Instruments and Exchange Act or solicitation with a view to delivering existing securities prescribed in paragraph (2) of that Article that begins on or after the date of enforcement of this Act (except in the following Article, hereinafter referred to as "the effective date"), and the provisions then in force continue to govern solicitation with a view to issuing new securities prescribed in Article 4, paragraph (1), item (iv) of the Financial Instruments and Exchange Act as it was prior to amendment by the provisions of Article 1 (hereinafter referred to as the "Former Financial Instruments and Exchange Act") or solicitation with a view to delivering existing securities prescribed in paragraph (2) of that Article that began before the effective date.
<sup>machine translation, not official</sup>

### 第三条
<sup>suppl-4201-65/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3</sup>

**第一項**  附則第一条第三号に掲げる規定の施行の日（以下この条において「第三号施行日」という。）が証券取引法等の一部を改正する法律（平成十八年法律第六十五号）の施行日（同法附則第一条本文に規定する施行日をいう。）から起算して一年を経過する日（以下この条において「特定日」という。）後である場合には、同法附則第二十八条第一項の規定により同項の届出（以下この項において「旧届出」という。）をした者が、特定日までに内閣府令で定めるところにより内閣総理大臣に届出をしたときは、特定日の翌日から第三号施行日の前日までの間、引き続き当該旧届出に係る親銀行等（同条第一項に規定する親銀行等をいう。）の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員）、監査役若しくは執行役（理事、監事その他これに準ずる者を含む。）又は使用人を兼ねることができる。
<sup>suppl-4201-65/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1</sup>
In the case where the date of enforcement of the provisions set forth in Article 1, item (iii) of the Supplementary Provisions (hereinafter referred to in this Article as the "item (iii) effective date") is after the day on which one year elapses from the effective date of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) (meaning the effective date prescribed in the main clause of Article 1 of the Supplementary Provisions of that Act) (hereinafter referred to in this Article as the "specified day"), if a person who has made a notification under paragraph (1) of Article 28 of the Supplementary Provisions of that Act pursuant to the provisions of that paragraph (hereinafter referred to in this paragraph as the "earlier notification") makes a notification to the Prime Minister by the specified day as prescribed by Cabinet Office Order, that person may continue to concurrently serve as a director, accounting advisor (if the accounting advisor is a juridical person, a member who is to perform its duties), company auditor or executive officer (including a board member, auditor or any other person equivalent thereto) or employee of the parent bank, etc. (meaning the parent bank, etc. prescribed in paragraph (1) of that Article) pertaining to that earlier notification, from the day following the specified day until the day preceding the item (iii) effective date.
<sup>machine translation, not official</sup>

**第二項**  第三号施行日が特定日後である場合には、証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第二項の規定により同項の届出（以下この項において「旧届出」という。）をした者が、特定日までに内閣府令で定めるところにより内閣総理大臣に届出をしたときは、特定日の翌日から第三号施行日の前日までの間、引き続き当該旧届出に係る子銀行等（同条第二項に規定する子銀行等をいう。）の取締役、会計参与（会計参与が法人であるときは、その職務を行うべき社員）、監査役又は執行役（理事、監事その他これに準ずる者を含む。）を兼ねることができる。
<sup>suppl-4201-65/art-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2</sup>
In the case where the item (iii) effective date is after the specified day, if a person who has made a notification under paragraph (2) of Article 28 of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) pursuant to the provisions of that paragraph (hereinafter referred to in this paragraph as the "earlier notification") makes a notification to the Prime Minister by the specified day as prescribed by Cabinet Office Order, that person may continue to concurrently serve as a director, accounting advisor (if the accounting advisor is a juridical person, a member who is to perform its duties), company auditor or executive officer (including a board member, auditor or any other person equivalent thereto) of the subsidiary bank, etc. (meaning the subsidiary bank, etc. prescribed in paragraph (2) of that Article) pertaining to that earlier notification, from the day following the specified day until the day preceding the item (iii) effective date.
<sup>machine translation, not official</sup>

**第三項**  第三号施行日が特定日後である場合には、証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第三項の規定により同項の届出（以下この項において「旧届出」という。）をした者が、特定日までに内閣府令で定めるところにより内閣総理大臣に届出をしたときは、特定日の翌日から第三号施行日の前日までの間、引き続き当該旧届出に係る同条第三項に規定する銀行、協同組織金融機関その他政令で定める金融機関の常務に従事することができる。
<sup>suppl-4201-65/art-3/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3</sup>
In the case where the item (iii) effective date is after the specified day, if a person who has made a notification under paragraph (3) of Article 28 of the Supplementary Provisions of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006) pursuant to the provisions of that paragraph (hereinafter referred to in this paragraph as the "earlier notification") makes a notification to the Prime Minister by the specified day as prescribed by Cabinet Office Order, that person may continue to engage in the ordinary business of a bank, cooperative financial institution or other financial institution specified by Cabinet Order prescribed in paragraph (3) of that Article pertaining to that earlier notification, from the day following the specified day until the day preceding the item (iii) effective date.
<sup>machine translation, not official</sup>

**第四項**  内閣総理大臣は、前三項の規定による権限を金融庁長官に委任する。
<sup>suppl-4201-65/art-3/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-4</sup>
The Prime Minister is to delegate the authority under the provisions of the preceding three paragraphs to the Commissioner of the Financial Services Agency.
<sup>machine translation, not official</sup>

**第五項**  前項の規定により金融庁長官に委任された権限については、政令で定めるところにより、その一部を財務局長又は財務支局長に委任することができる。
<sup>suppl-4201-65/art-3/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-5</sup>
A part of the authority delegated to the Commissioner of the Financial Services Agency pursuant to the provisions of the preceding paragraph may be delegated to the Director-General of a Local Finance Bureau or the Director-General of a Local Finance Branch Bureau, pursuant to the provisions of Cabinet Order.
<sup>machine translation, not official</sup>

### 第四条
<sup>suppl-4201-65/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4</sup>

**第一項**  新金融商品取引法第六十条の六において準用する新金融商品取引法第四十六条の三の規定は、施行日以後に終了する同条第一項に規定する事業年度に係る同項の事業報告書について適用し、当該事業年度の開始日の前日の属する年度（四月一日から翌年三月三十一日までの期間をいう。次項において同じ。）に係る旧金融商品取引法第六十条の六において準用する旧金融商品取引法第四十六条の三第一項の事業報告書については、なお従前の例による。
<sup>suppl-4201-65/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4/par-1</sup>
The provisions of Article 46-3 of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 60-6 of the New Financial Instruments and Exchange Act apply to the business report under paragraph (1) of that Article for the business year prescribed in that paragraph that ends on or after the effective date, and the provisions then in force continue to govern the business report under Article 46-3, paragraph (1) of the Former Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 60-6 of the Former Financial Instruments and Exchange Act for the fiscal year (meaning the period from April 1 to March 31 of the following year; the same applies in the following paragraph) that includes the day preceding the first day of that business year.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第六十条の六において準用する新金融商品取引法第四十九条の三の規定は、施行日以後に終了する同条第一項に規定する事業年度に係る同項に規定する書類及び書面について適用し、当該事業年度の開始日の前日の属する年度に係る旧金融商品取引法第六十条の六において準用する旧金融商品取引法第四十九条の三第一項に規定する書類及び書面については、なお従前の例による。
<sup>suppl-4201-65/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4/par-2</sup>
The provisions of Article 49-3 of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 60-6 of the New Financial Instruments and Exchange Act apply to the documents and written materials prescribed in paragraph (1) of that Article for the business year prescribed in that paragraph that ends on or after the effective date, and the provisions then in force continue to govern the documents and written materials prescribed in Article 49-3, paragraph (1) of the Former Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 60-6 of the Former Financial Instruments and Exchange Act for the fiscal year that includes the day preceding the first day of that business year.
<sup>machine translation, not official</sup>

### 第五条
<sup>suppl-4201-65/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-5</sup>

**第一項**  新金融商品取引法第百七十二条第一項の規定は施行日以後に開始する同項に規定する有価証券の募集若しくは売出し又は新金融商品取引法第四条第二項に規定する適格機関投資家取得有価証券一般勧誘について、新金融商品取引法第百七十二条第二項（同条第四項において準用する場合を含む。）の規定は施行日以後に開始する同条第二項に規定する募集又は売出しにより有価証券を取得させ、又は売り付ける行為について、同条第三項の規定は施行日以後に開始する同項に規定する売出しにより有価証券を売り付ける行為について、それぞれ適用する。
<sup>suppl-4201-65/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-5/par-1</sup>
The provisions of Article 172, paragraph (1) of the New Financial Instruments and Exchange Act apply to a public offering or secondary distribution of securities prescribed in that paragraph that begins on or after the effective date or to general solicitation involving securities acquired by a qualified institutional investor prescribed in Article 4, paragraph (2) of the New Financial Instruments and Exchange Act; the provisions of Article 172, paragraph (2) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to paragraph (4) of that Article) apply to the act of causing a person to acquire or selling securities by a public offering or secondary distribution prescribed in paragraph (2) of that Article that begins on or after the effective date; and the provisions of paragraph (3) of that Article apply to the act of selling securities by a secondary distribution prescribed in that paragraph that begins on or after the effective date, respectively.
<sup>machine translation, not official</sup>

### 第六条
<sup>suppl-4201-65/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-6</sup>

**第一項**  新金融商品取引法第百七十二条の二第一項及び第二項の規定は、施行日以後に提出される同条第三項に規定する発行開示書類に基づく同条第一項に規定する募集又は売出しにより有価証券を取得させ、又は売り付ける行為について適用し、施行日前に提出された旧金融商品取引法第百七十二条第三項に規定する発行開示書類に基づく同条第一項に規定する募集又は売出しにより有価証券を取得させ、又は売り付ける行為については、なお従前の例による。
<sup>suppl-4201-65/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-6/par-1</sup>
The provisions of Article 172-2, paragraphs (1) and (2) of the New Financial Instruments and Exchange Act apply to the act of causing a person to acquire or selling securities by a public offering or secondary distribution prescribed in paragraph (1) of that Article based on a disclosure document for offerings prescribed in paragraph (3) of that Article that is submitted on or after the effective date, and the provisions then in force continue to govern the act of causing a person to acquire or selling securities by a public offering or secondary distribution prescribed in Article 172, paragraph (1) of the Former Financial Instruments and Exchange Act based on a disclosure document for offerings prescribed in Article 172, paragraph (3) of the Former Financial Instruments and Exchange Act that was submitted before the effective date.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第百七十二条の二第四項及び第五項の規定は、施行日以後に開始する新金融商品取引法第百七十二条第三項に規定する売出しにより有価証券を売り付ける行為について適用し、施行日前に開始した売出しにより有価証券を売り付ける行為については、なお従前の例による。
<sup>suppl-4201-65/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-6/par-2</sup>
The provisions of Article 172-2, paragraphs (4) and (5) of the New Financial Instruments and Exchange Act apply to the act of selling securities by a secondary distribution prescribed in Article 172, paragraph (3) of the New Financial Instruments and Exchange Act that begins on or after the effective date, and the provisions then in force continue to govern the act of selling securities by a secondary distribution that began before the effective date.
<sup>machine translation, not official</sup>

**第三項**  新金融商品取引法第百七十二条の二第六項の規定は、施行日以後に開始する同項に規定する募集又は売出しについて提出すべき同項に規定する発行開示訂正書類について適用する。
<sup>suppl-4201-65/art-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-6/par-3</sup>
The provisions of Article 172-2, paragraph (6) of the New Financial Instruments and Exchange Act apply to an amended offering disclosure document prescribed in that paragraph that is to be submitted for a public offering or secondary distribution prescribed in that paragraph that commences on or after the effective date.
<sup>machine translation, not official</sup>

### 第七条
<sup>suppl-4201-65/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-7</sup>

**第一項**  新金融商品取引法第百七十二条の三の規定は、施行日以後に開始する事業年度（同条各項に規定する発行者が新金融商品取引法第五条第一項（新金融商品取引法第二十七条において準用する場合を含む。）に規定する特定有価証券の発行者である場合には、当該特定有価証券に係る新金融商品取引法第二十四条第五項（新金融商品取引法第二十七条において準用する場合を含む。）において準用する新金融商品取引法第二十四条第一項に規定する特定期間。以下この条及び次条において同じ。）を記載対象事業年度（新金融商品取引法第百八十五条の七第二十九項各号に掲げる書類又は情報の区分に応じ、当該各号に定める事業年度をいう。次条において同じ。）とする新金融商品取引法第百七十二条の三第一項に規定する有価証券報告書又は同条第二項に規定する四半期・半期報告書について適用する。
<sup>suppl-4201-65/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-7/par-1</sup>
The provisions of Article 172-3 of the New Financial Instruments and Exchange Act apply to an annual securities report prescribed in paragraph (1) of that Article or a quarterly or semiannual securities report prescribed in paragraph (2) of that Article for which the business year subject to disclosure (meaning the business year specified in the relevant of the items of Article 185-7, paragraph (29) of the New Financial Instruments and Exchange Act for the category of documents or information set forth in that item; the same applies in the following Article) is a business year (or, if the issuer prescribed in each paragraph of Article 172-3 of the New Financial Instruments and Exchange Act is an issuer of specified securities prescribed in Article 5, paragraph (1) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act), the specified period prescribed in Article 24, paragraph (1) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 24, paragraph (5) of the New Financial Instruments and Exchange Act (including as applied mutatis mutandis pursuant to Article 27 of the New Financial Instruments and Exchange Act) with regard to those specified securities; hereinafter the same applies in this Article and the following Article) commencing on or after the effective date.
<sup>machine translation, not official</sup>

### 第八条
<sup>suppl-4201-65/art-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-8</sup>

**第一項**  新金融商品取引法第百七十二条の四の規定は、施行日以後に開始する事業年度を記載対象事業年度とする同条第一項に規定する有価証券報告書等、同条第二項に規定する四半期・半期・臨時報告書等又は同条第三項に規定する臨時報告書について適用し、施行日前に開始した事業年度を記載対象事業年度とする旧金融商品取引法第百七十二条の二第一項に規定する有価証券報告書等又は同条第二項に規定する四半期・半期・臨時報告書等については、なお従前の例による。
<sup>suppl-4201-65/art-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-8/par-1</sup>
The provisions of Article 172-4 of the New Financial Instruments and Exchange Act apply to an annual securities report, etc. prescribed in paragraph (1) of that Article, a quarterly, semiannual, or extraordinary report, etc. prescribed in paragraph (2) of that Article, or an extraordinary report prescribed in paragraph (3) of that Article for which the business year subject to disclosure is a business year commencing on or after the effective date, and the provisions then in force continue to govern an annual securities report, etc. prescribed in Article 172-2, paragraph (1) of the Former Financial Instruments and Exchange Act or a quarterly, semiannual, or extraordinary report, etc. prescribed in paragraph (2) of that Article for which the business year subject to disclosure is a business year that commenced before the effective date.
<sup>machine translation, not official</sup>

### 第九条
<sup>suppl-4201-65/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-9</sup>

**第一項**  新金融商品取引法第百七十二条の五の規定は、施行日以後に行われる同条に規定する株券等又は上場株券等の同条に規定する買付け等について適用する。
<sup>suppl-4201-65/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-9/par-1</sup>
The provisions of Article 172-5 of the New Financial Instruments and Exchange Act apply to a purchase, etc. prescribed in that Article of share certificates, etc. or listed share certificates, etc. prescribed in that Article that is carried out on or after the effective date.
<sup>machine translation, not official</sup>

### 第十条
<sup>suppl-4201-65/art-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-10</sup>

**第一項**  新金融商品取引法第百七十二条の六第一項の規定は、施行日以後に行われる新金融商品取引法第百七十二条の五に規定する公開買付開始公告に係る公開買付け（新金融商品取引法第二十七条の二第一項又は第二十七条の二十二の二第一項に規定する公開買付けをいう。次項において同じ。）について行われ、又は提出される新金融商品取引法第百七十二条の六第一項に規定する公開買付開始公告等又は公開買付届出書等について適用する。
<sup>suppl-4201-65/art-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-10/par-1</sup>
The provisions of Article 172-6, paragraph (1) of the New Financial Instruments and Exchange Act apply to a public notice of the commencement of a tender offer, etc. or a tender offer statement, etc. prescribed in Article 172-6, paragraph (1) of the New Financial Instruments and Exchange Act that is made or submitted with regard to a tender offer (meaning a tender offer prescribed in Article 27-2, paragraph (1) or Article 27-22-2, paragraph (1) of the New Financial Instruments and Exchange Act; the same applies in the following paragraph) pertaining to a public notice of the commencement of a tender offer prescribed in Article 172-5 of the New Financial Instruments and Exchange Act that is made on or after the effective date.
<sup>machine translation, not official</sup>

**第二項**  新金融商品取引法第百七十二条の六第二項の規定は、施行日以後に行われる新金融商品取引法第百七十二条の五に規定する公開買付開始公告に係る公開買付けについて提出すべき同項に規定する公開買付訂正届出書等について適用する。
<sup>suppl-4201-65/art-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-10/par-2</sup>
The provisions of Article 172-6, paragraph (2) of the New Financial Instruments and Exchange Act apply to an amended tender offer statement, etc. prescribed in that paragraph that is to be submitted with regard to a tender offer pertaining to a public notice of the commencement of a tender offer prescribed in Article 172-5 of the New Financial Instruments and Exchange Act that is made on or after the effective date.
<sup>machine translation, not official</sup>

### 第十一条
<sup>suppl-4201-65/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-11</sup>

**第一項**  新金融商品取引法第百七十二条の七の規定は、施行日以後に提出期限が到来する同条に規定する大量保有・変更報告書について適用する。
<sup>suppl-4201-65/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-11/par-1</sup>
The provisions of Article 172-7 of the New Financial Instruments and Exchange Act apply to a statement of large-volume holdings or changes prescribed in that Article for which the due date for submission arrives on or after the effective date.
<sup>machine translation, not official</sup>

### 第十二条
<sup>suppl-4201-65/art-12 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-12</sup>

**第一項**  新金融商品取引法第百七十二条の八の規定は、施行日以後に提出される同条に規定する大量保有・変更報告書等について適用する。
<sup>suppl-4201-65/art-12/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-12/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-12/par-1</sup>
The provisions of Article 172-8 of the New Financial Instruments and Exchange Act apply to a statement of large-volume holdings or changes, etc. prescribed in that Article that is submitted on or after the effective date.
<sup>machine translation, not official</sup>

### 第十三条
<sup>suppl-4201-65/art-13 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-13</sup>

**第一項**  新金融商品取引法第百七十三条の規定は、施行日以後に開始する同条第一項に規定する違反行為について適用し、施行日前に開始した旧金融商品取引法第百七十三条第一項に規定する違反行為については、なお従前の例による。
<sup>suppl-4201-65/art-13/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-13/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-13/par-1</sup>
The provisions of Article 173 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) of that Article that commences on or after the effective date, and the provisions then in force continue to govern a violation prescribed in Article 173, paragraph (1) of the Former Financial Instruments and Exchange Act that commenced before the effective date.
<sup>machine translation, not official</sup>

### 第十四条
<sup>suppl-4201-65/art-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-14</sup>

**第一項**  新金融商品取引法第百七十四条の規定は、施行日以後に開始する同条第一項に規定する違反行為について適用する。
<sup>suppl-4201-65/art-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-14/par-1</sup>
The provisions of Article 174 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) of that Article that commences on or after the effective date.
<sup>machine translation, not official</sup>

### 第十五条
<sup>suppl-4201-65/art-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-15</sup>

**第一項**  新金融商品取引法第百七十四条の二の規定は、施行日以後に開始する同条第一項に規定する違反行為について適用し、施行日前に開始した旧金融商品取引法第百七十四条第一項に規定する違反行為については、なお従前の例による。
<sup>suppl-4201-65/art-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-15/par-1</sup>
The provisions of Article 174-2 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) of that Article that commences on or after the effective date, and the provisions then in force continue to govern a violation prescribed in Article 174, paragraph (1) of the Former Financial Instruments and Exchange Act that commenced before the effective date.
<sup>machine translation, not official</sup>

### 第十六条
<sup>suppl-4201-65/art-16 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-16 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-16</sup>

**第一項**  新金融商品取引法第百七十四条の三の規定は、施行日以後に開始する同条第一項に規定する違反行為について適用する。
<sup>suppl-4201-65/art-16/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-16/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-16/par-1</sup>
The provisions of Article 174-3 of the New Financial Instruments and Exchange Act apply to a violation prescribed in paragraph (1) of that Article that commences on or after the effective date.
<sup>machine translation, not official</sup>

### 第十七条
<sup>suppl-4201-65/art-17 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-17 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-17</sup>

**第一項**  新金融商品取引法第百七十五条の規定は、施行日以後に行われる新金融商品取引法第百六十六条第一項に規定する売買等又は新金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等について適用し、施行日前に行われた旧金融商品取引法第百六十六条第一項に規定する売買等又は旧金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等については、なお従前の例による。
<sup>suppl-4201-65/art-17/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-17/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-17/par-1</sup>
The provisions of Article 175 of the New Financial Instruments and Exchange Act apply to a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the New Financial Instruments and Exchange Act, or a purchase, etc. of specified share certificates, etc. or related share certificates, etc. or a sale, etc. of share certificates, etc. prescribed in Article 167, paragraph (1) of the New Financial Instruments and Exchange Act, that is carried out on or after the effective date, and the provisions then in force continue to govern a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act, or a purchase, etc. of specified share certificates, etc. or related share certificates, etc. or a sale, etc. of share certificates, etc. prescribed in Article 167, paragraph (1) of the Former Financial Instruments and Exchange Act, that was carried out before the effective date.
<sup>machine translation, not official</sup>

### 第十八条
<sup>suppl-4201-65/art-18 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18</sup>

**第一項**  重要な事項につき虚偽の記載がある旧金融商品取引法第百七十二条第三項に規定する発行開示書類であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその書類を提出した日から三年を経過しているものについては、新金融商品取引法第百七十八条第七項の規定にかかわらず、同条第一項第二号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-1</sup>
With regard to a disclosure document for offerings prescribed in Article 172, paragraph (3) of the Former Financial Instruments and Exchange Act that contains a false statement regarding a material particular and for which three years have elapsed since the day on which the document was submitted, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (7) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (ii) of that paragraph.
<sup>machine translation, not official</sup>

**第二項**  旧金融商品取引法第百七十二条第四項に規定する重要な事項につき虚偽の記載がある同項に規定する目論見書に係る同項に規定する売出しであって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為を開始した日から三年を経過しているものについては、新金融商品取引法第百七十八条第八項の規定にかかわらず、同条第一項第二号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-2</sup>
With regard to a secondary distribution prescribed in Article 172, paragraph (4) of the Former Financial Instruments and Exchange Act that pertains to a prospectus prescribed in that paragraph that contains a false statement regarding a material particular, and for which three years have elapsed since the day on which the act was commenced, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (8) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (ii) of that paragraph.
<sup>machine translation, not official</sup>

**第三項**  重要な事項につき虚偽の記載がある旧金融商品取引法第百七十八条第五項に規定する継続開示書類であって、この法律の施行の際同条第一項の規定による審判手続開始の決定がされることなくその書類を提出した日から三年を経過しているものについては、新金融商品取引法第百七十八条第十一項の規定にかかわらず、同条第一項第四号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-3</sup>
With regard to an ongoing disclosure document prescribed in Article 178, paragraph (5) of the Former Financial Instruments and Exchange Act that contains a false statement regarding a material particular and for which three years have elapsed since the day on which the document was submitted, without a decision to commence trial procedures having been issued under paragraph (1) of that Article at the time this Act comes into effect, notwithstanding Article 178, paragraph (11) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (iv) of that paragraph.
<sup>machine translation, not official</sup>

**第四項**  旧金融商品取引法第百七十三条第一項に規定する違反行為であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が行われた日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十二項の規定にかかわらず、同条第一項第十二号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-4</sup>
With regard to a violation prescribed in Article 173, paragraph (1) of the Former Financial Instruments and Exchange Act for which three years have elapsed since the day on which the act was committed, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (22) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xii) of that paragraph.
<sup>machine translation, not official</sup>

**第五項**  旧金融商品取引法第百七十四条第一項に規定する違反行為であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が終了した日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十四項の規定にかかわらず、同条第一項第十四号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-5</sup>
With regard to a violation prescribed in Article 174, paragraph (1) of the Former Financial Instruments and Exchange Act for which three years have elapsed since the day on which the act ended, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (24) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xiv) of that paragraph.
<sup>machine translation, not official</sup>

**第六項**  旧金融商品取引法第百六十六条第一項に規定する売買等であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が行われた日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十六項の規定にかかわらず、同条第一項第十六号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-6</sup>
With regard to a purchase and sale, etc. prescribed in Article 166, paragraph (1) of the Former Financial Instruments and Exchange Act for which three years have elapsed since the day on which the act was carried out, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (26) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xvi) of that paragraph.
<sup>machine translation, not official</sup>

**第七項**  旧金融商品取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等又は同項に規定する株券等に係る売付け等であって、この法律の施行の際旧金融商品取引法第百七十八条第一項の規定による審判手続開始の決定がされることなくその行為が行われた日から三年を経過しているものについては、新金融商品取引法第百七十八条第二十七項の規定にかかわらず、同条第一項第十六号に掲げる事実について、同項の規定による審判手続開始の決定をすることができない。
<sup>suppl-4201-65/art-18/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18/par-7</sup>
With regard to a purchase, etc. of specified share certificates, etc. or related share certificates, etc. prescribed in Article 167, paragraph (1) of the Former Financial Instruments and Exchange Act, or a sale, etc. of share certificates, etc. prescribed in that paragraph, for which three years have elapsed since the day on which the act was carried out, without a decision to commence trial procedures having been issued under Article 178, paragraph (1) of the Former Financial Instruments and Exchange Act at the time this Act comes into effect, notwithstanding Article 178, paragraph (27) of the New Financial Instruments and Exchange Act, no decision to commence trial procedures under paragraph (1) of that Article may be issued for the fact set forth in item (xvi) of that paragraph.
<sup>machine translation, not official</sup>

### 第十九条
<sup>suppl-4201-65/art-19 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-19</sup>

**第一項**  新金融商品取引法第百八十五条の七第一項、第二項、第四項から第八項まで又は第十項から第十二項までの規定により決定をしなければならない場合において、同条第十三項の表の上欄に掲げる者が、同表の中欄に掲げる日からさかのぼり五年以内に、旧金融商品取引法第百八十五条の十五第一項に規定する課徴金納付命令を受けたことがあるとき（当該課徴金納付命令に係る旧金融商品取引法第百八十五条の十八第一項の訴えの提起があったときは、当該訴えに係る裁判が確定している場合に限る。）又は旧金融商品取引法第百八十五条の七第六項に規定する決定を受けたことがあるとき（同条第三項ただし書、第四項ただし書又は第五項ただし書に該当する場合に限る。）は、当該課徴金納付命令又は決定を新金融商品取引法第百八十五条の十五第一項に規定する課徴金納付命令であって当該課徴金納付命令に係る新金融商品取引法第百八十五条の十八第一項の訴えに係る裁判が確定しているものとみなして、新金融商品取引法第百八十五条の七第十三項の規定を適用する。
<sup>suppl-4201-65/art-19/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-19/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-19/par-1</sup>
In the case where a decision must be made under Article 185-7, paragraph (1), (2), (4) through (8), or (10) through (12) of the New Financial Instruments and Exchange Act, if a person set forth in the left-hand column of the table in paragraph (13) of that Article has, within five years going back from the day set forth in the middle column of that table, been subject to an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the Former Financial Instruments and Exchange Act (if an action under Article 185-18, paragraph (1) of the Former Financial Instruments and Exchange Act has been filed with regard to that administrative monetary penalty payment order, limited to where the judgment on that action has become final and binding) or been subject to a decision prescribed in Article 185-7, paragraph (6) of the Former Financial Instruments and Exchange Act (limited to where the case falls under the proviso to paragraph (3), the proviso to paragraph (4), or the proviso to paragraph (5) of that Article), Article 185-7, paragraph (13) of the New Financial Instruments and Exchange Act applies by deeming that administrative monetary penalty payment order or decision to be an administrative monetary penalty payment order prescribed in Article 185-15, paragraph (1) of the New Financial Instruments and Exchange Act for which the judgment on the action under Article 185-18, paragraph (1) of the New Financial Instruments and Exchange Act pertaining to that administrative monetary penalty payment order has become final and binding.
<sup>machine translation, not official</sup>

### 第四十条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions
<sup>caption: machine translation, not official</sup>
<sup>suppl-4201-65/art-40 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-40 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-40</sup>

**第一項**  この法律（附則第一条各号に掲げる規定にあっては、当該規定。以下この条において同じ。）の施行前にした行為及びこの附則の規定によりなお従前の例によることとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。
<sup>suppl-4201-65/art-40/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-40/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-40/par-1</sup>
With regard to the application of penal provisions to acts committed before this Act (or, for the provisions set forth in the items of Article 1 of the Supplementary Provisions, those provisions; the same applies hereinafter in this Article) comes into effect and to acts committed after this Act comes into effect in the cases where the provisions then in force continue to govern pursuant to the provisions of these Supplementary Provisions, the provisions then in force continue to govern.
<sup>machine translation, not official</sup>

### 第四十一条（政令への委任） — Delegation to Cabinet Order
<sup>caption: machine translation, not official</sup>
<sup>suppl-4201-65/art-41 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-41 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-41</sup>

**第一項**  附則第二条から第十九条までに定めるもののほか、この法律の施行に関し必要な経過措置は、政令で定める。
<sup>suppl-4201-65/art-41/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-41/par-1</sup>
Beyond what is provided for in Article 2 through Article 19 of the Supplementary Provisions, transitional measures necessary for the enforcement of this Act are specified by Cabinet Order.
<sup>machine translation, not official</sup>

### 第四十二条（検討） — Review
<sup>caption: machine translation, not official</sup>
<sup>suppl-4201-65/art-42 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-42</sup>

**第一項**  政府は、この法律の施行後五年以内に、この法律による改正後の規定の実施状況について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。
<sup>suppl-4201-65/art-42/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-42/par-1</sup>
Within five years after this Act comes into effect, the government is to review the implementation status of the provisions amended by this Act, and take the required measures based on the results of the review if it finds this to be necessary.
<sup>machine translation, not official</sup>

---

## Cites
- suppl-4201-65/art-1/par-1/item-1: 附則第三条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4201-65/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3
- suppl-4201-65/art-2/par-1: 第二条第三項第一号 → 金融商品取引法 第二条第三項第一号 (Article 2, paragraph (3), item (i)), art-2/par-3/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-3/item-1
- suppl-4201-65/art-2/par-1: 第二号 → 金融商品取引法 第二条第三項第二号 (Article 2, paragraph (3), item (ii)), art-2/par-3/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-3/item-2
- suppl-4201-65/art-2/par-1: 第四項第一号 → 金融商品取引法 第二条第四項第一号 (Article 2, paragraph (4), item (i)), art-2/par-4/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-4/item-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-4/item-1
- suppl-4201-65/art-2/par-1: 第二十三条の十三第三項 → 金融商品取引法 第二十三条の十三第三項 (Article 23-13, paragraph (3)), art-23-13/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-23-13/par-3 · https://japanlaw.org/l/323AC0000000025/art-23-13/par-3
- suppl-4201-65/art-2/par-1: 新金融商品取引法第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- suppl-4201-65/art-2/par-1: 第二十七条の三十一 → 金融商品取引法 第二十七条の三十一 (Article 27-31), art-27-31 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-31 · https://japanlaw.org/l/323AC0000000025/art-27-31
- suppl-4201-65/art-2/par-1: 次条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4201-65/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3
- suppl-4201-65/art-2/par-1: 新金融商品取引法第四条第一項第四号 → 金融商品取引法 第四条第一項第四号 (Article 4, paragraph (1), item (iv)), art-4/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-4/par-1/item-4
- suppl-4201-65/art-2/par-1: 同条第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2
- suppl-4201-65/art-3/par-1: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4201-65/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-3
- suppl-4201-65/art-3/par-1: この条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4201-65/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3
- suppl-4201-65/art-3/par-1: 同法附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4181-65/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-1
- suppl-4201-65/art-3/par-1: 同法附則第二十八条第一項 → 金融商品取引法 附則第二十八条第一項 (Supplementary Provisions, Article 28, paragraph (1)), suppl-4181-65/art-28/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-1
- suppl-4201-65/art-3/par-1: この項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4201-65/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1
- suppl-4201-65/art-3/par-2: 証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第二項 → 金融商品取引法 附則第二十八条第二項 (Supplementary Provisions, Article 28, paragraph (2)), suppl-4181-65/art-28/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-2
- suppl-4201-65/art-3/par-2: この項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4201-65/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2
- suppl-4201-65/art-3/par-3: 証券取引法等の一部を改正する法律（平成十八年法律第六十五号）附則第二十八条第三項 → 金融商品取引法 附則第二十八条第三項 (Supplementary Provisions, Article 28, paragraph (3)), suppl-4181-65/art-28/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-28/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-28/par-3
- suppl-4201-65/art-3/par-3: この項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4201-65/art-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3
- suppl-4201-65/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第一項 (Supplementary Provisions, Article 3, paragraph (1)), suppl-4201-65/art-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1
- suppl-4201-65/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第二項 (Supplementary Provisions, Article 3, paragraph (2)), suppl-4201-65/art-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2
- suppl-4201-65/art-3/par-4: 前三項 → 金融商品取引法 附則第三条第三項 (Supplementary Provisions, Article 3, paragraph (3)), suppl-4201-65/art-3/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3
- suppl-4201-65/art-3/par-5: 前項 → 金融商品取引法 附則第三条第四項 (Supplementary Provisions, Article 3, paragraph (4)), suppl-4201-65/art-3/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-4
- suppl-4201-65/art-4/par-1: 新金融商品取引法第六十条の六 → 金融商品取引法 第六十条の六 (Article 60-6), art-60-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-6 · https://japanlaw.org/l/323AC0000000025/art-60-6
- suppl-4201-65/art-4/par-1: 新金融商品取引法第四十六条の三 → 金融商品取引法 第四十六条の三 (Article 46-3), art-46-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-3 · https://japanlaw.org/l/323AC0000000025/art-46-3
- suppl-4201-65/art-4/par-1: 同条第一項 → 金融商品取引法 第四十六条の三第一項 (Article 46-3, paragraph (1)), art-46-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-46-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-46-3/par-1
- suppl-4201-65/art-4/par-1: 次項 → 金融商品取引法 附則第四条第二項 (Supplementary Provisions, Article 4, paragraph (2)), suppl-4201-65/art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4/par-2
- suppl-4201-65/art-4/par-2: 新金融商品取引法第六十条の六 → 金融商品取引法 第六十条の六 (Article 60-6), art-60-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-60-6 · https://japanlaw.org/l/323AC0000000025/art-60-6
- suppl-4201-65/art-4/par-2: 新金融商品取引法第四十九条の三 → 金融商品取引法 第四十九条の三 (Article 49-3), art-49-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3 · https://japanlaw.org/l/323AC0000000025/art-49-3
- suppl-4201-65/art-4/par-2: 同条第一項 → 金融商品取引法 第四十九条の三第一項 (Article 49-3, paragraph (1)), art-49-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-49-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-49-3/par-1
- suppl-4201-65/art-5/par-1: 新金融商品取引法第百七十二条第一項 → 金融商品取引法 第百七十二条第一項 (Article 172, paragraph (1)), art-172/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-1 · https://japanlaw.org/l/323AC0000000025/art-172/par-1
- suppl-4201-65/art-5/par-1: 新金融商品取引法第四条第二項 → 金融商品取引法 第四条第二項 (Article 4, paragraph (2)), art-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-4/par-2
- suppl-4201-65/art-5/par-1: 新金融商品取引法第百七十二条第二項 → 金融商品取引法 第百七十二条第二項 (Article 172, paragraph (2)), art-172/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-2 · https://japanlaw.org/l/323AC0000000025/art-172/par-2
- suppl-4201-65/art-5/par-1: 同条第四項 → 金融商品取引法 第百七十二条第四項 (Article 172, paragraph (4)), art-172/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-4 · https://japanlaw.org/l/323AC0000000025/art-172/par-4
- suppl-4201-65/art-5/par-1: 同条第三項 → 金融商品取引法 第百七十二条第三項 (Article 172, paragraph (3)), art-172/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-3 · https://japanlaw.org/l/323AC0000000025/art-172/par-3
- suppl-4201-65/art-6/par-1: 新金融商品取引法第百七十二条の二第一項 → 金融商品取引法 第百七十二条の二第一項 (Article 172-2, paragraph (1)), art-172-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-1
- suppl-4201-65/art-6/par-1: 第二項 → 金融商品取引法 第百七十二条の二第二項 (Article 172-2, paragraph (2)), art-172-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-2
- suppl-4201-65/art-6/par-1: 同条第三項 → 金融商品取引法 第百七十二条の二第三項 (Article 172-2, paragraph (3)), art-172-2/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-3 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-3
- suppl-4201-65/art-6/par-2: 新金融商品取引法第百七十二条の二第四項 → 金融商品取引法 第百七十二条の二第四項 (Article 172-2, paragraph (4)), art-172-2/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-4 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-4
- suppl-4201-65/art-6/par-2: 第五項 → 金融商品取引法 第百七十二条の二第五項 (Article 172-2, paragraph (5)), art-172-2/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-5 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-5
- suppl-4201-65/art-6/par-2: 新金融商品取引法第百七十二条第三項 → 金融商品取引法 第百七十二条第三項 (Article 172, paragraph (3)), art-172/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172/par-3 · https://japanlaw.org/l/323AC0000000025/art-172/par-3
- suppl-4201-65/art-6/par-3: 新金融商品取引法第百七十二条の二第六項 → 金融商品取引法 第百七十二条の二第六項 (Article 172-2, paragraph (6)), art-172-2/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-2/par-6 · https://japanlaw.org/l/323AC0000000025/art-172-2/par-6
- suppl-4201-65/art-7/par-1: 新金融商品取引法第百七十二条の三 → 金融商品取引法 第百七十二条の三 (Article 172-3), art-172-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-3 · https://japanlaw.org/l/323AC0000000025/art-172-3
- suppl-4201-65/art-7/par-1: 新金融商品取引法第五条第一項 → 金融商品取引法 第五条第一項 (Article 5, paragraph (1)), art-5/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/art-5/par-1
- suppl-4201-65/art-7/par-1: 新金融商品取引法第二十七条 → 金融商品取引法 第二十七条 (Article 27), art-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27 · https://japanlaw.org/l/323AC0000000025/art-27
- suppl-4201-65/art-7/par-1: 新金融商品取引法第二十四条第五項 → 金融商品取引法 第二十四条第五項 (Article 24, paragraph (5)), art-24/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-5 · https://japanlaw.org/l/323AC0000000025/art-24/par-5
- suppl-4201-65/art-7/par-1: 新金融商品取引法第二十四条第一項 → 金融商品取引法 第二十四条第一項 (Article 24, paragraph (1)), art-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-24/par-1
- suppl-4201-65/art-7/par-1: この条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4201-65/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-7
- suppl-4201-65/art-7/par-1: 次条 → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-4201-65/art-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-8
- suppl-4201-65/art-7/par-1: 新金融商品取引法第百八十五条の七第二十九項 → 金融商品取引法 第百八十五条の七第二十九項 (Article 185-7, paragraph (29)), art-185-7/par-29 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-29 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-29
- suppl-4201-65/art-7/par-1: 新金融商品取引法第百七十二条の三第一項 → 金融商品取引法 第百七十二条の三第一項 (Article 172-3, paragraph (1)), art-172-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-172-3/par-1
- suppl-4201-65/art-7/par-1: 同条第二項 → 金融商品取引法 第百七十二条の三第二項 (Article 172-3, paragraph (2)), art-172-3/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-3/par-2 · https://japanlaw.org/l/323AC0000000025/art-172-3/par-2
- suppl-4201-65/art-8/par-1: 新金融商品取引法第百七十二条の四 → 金融商品取引法 第百七十二条の四 (Article 172-4), art-172-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-4 · https://japanlaw.org/l/323AC0000000025/art-172-4
- suppl-4201-65/art-8/par-1: 同条第一項 → 金融商品取引法 第百七十二条の四第一項 (Article 172-4, paragraph (1)), art-172-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-172-4/par-1
- suppl-4201-65/art-8/par-1: 同条第二項 → 金融商品取引法 第百七十二条の四第二項 (Article 172-4, paragraph (2)), art-172-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-172-4/par-2
- suppl-4201-65/art-8/par-1: 同条第三項 → 金融商品取引法 第百七十二条の四第三項 (Article 172-4, paragraph (3)), art-172-4/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-4/par-3 · https://japanlaw.org/l/323AC0000000025/art-172-4/par-3
- suppl-4201-65/art-9/par-1: 新金融商品取引法第百七十二条の五 → 金融商品取引法 第百七十二条の五 (Article 172-5), art-172-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-5 · https://japanlaw.org/l/323AC0000000025/art-172-5
- suppl-4201-65/art-10/par-1: 新金融商品取引法第百七十二条の六第一項 → 金融商品取引法 第百七十二条の六第一項 (Article 172-6, paragraph (1)), art-172-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-6/par-1 · https://japanlaw.org/l/323AC0000000025/art-172-6/par-1
- suppl-4201-65/art-10/par-1: 新金融商品取引法第百七十二条の五 → 金融商品取引法 第百七十二条の五 (Article 172-5), art-172-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-5 · https://japanlaw.org/l/323AC0000000025/art-172-5
- suppl-4201-65/art-10/par-1: 新金融商品取引法第二十七条の二第一項 → 金融商品取引法 第二十七条の二第一項 (Article 27-2, paragraph (1)), art-27-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-2/par-1
- suppl-4201-65/art-10/par-1: 第二十七条の二十二の二第一項 → 金融商品取引法 第二十七条の二十二の二第一項 (Article 27-22-2, paragraph (1)), art-27-22-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-27-22-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-27-22-2/par-1
- suppl-4201-65/art-10/par-1: 次項 → 金融商品取引法 附則第十条第二項 (Supplementary Provisions, Article 10, paragraph (2)), suppl-4201-65/art-10/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-10/par-2
- suppl-4201-65/art-10/par-2: 新金融商品取引法第百七十二条の六第二項 → 金融商品取引法 第百七十二条の六第二項 (Article 172-6, paragraph (2)), art-172-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-6/par-2 · https://japanlaw.org/l/323AC0000000025/art-172-6/par-2
- suppl-4201-65/art-10/par-2: 新金融商品取引法第百七十二条の五 → 金融商品取引法 第百七十二条の五 (Article 172-5), art-172-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-5 · https://japanlaw.org/l/323AC0000000025/art-172-5
- suppl-4201-65/art-11/par-1: 新金融商品取引法第百七十二条の七 → 金融商品取引法 第百七十二条の七 (Article 172-7), art-172-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-7 · https://japanlaw.org/l/323AC0000000025/art-172-7
- suppl-4201-65/art-12/par-1: 新金融商品取引法第百七十二条の八 → 金融商品取引法 第百七十二条の八 (Article 172-8), art-172-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-172-8 · https://japanlaw.org/l/323AC0000000025/art-172-8
- suppl-4201-65/art-13/par-1: 新金融商品取引法第百七十三条 → 金融商品取引法 第百七十三条 (Article 173), art-173 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-173 · https://japanlaw.org/l/323AC0000000025/art-173
- suppl-4201-65/art-13/par-1: 同条第一項 → 金融商品取引法 第百七十三条第一項 (Article 173, paragraph (1)), art-173/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-173/par-1 · https://japanlaw.org/l/323AC0000000025/art-173/par-1
- suppl-4201-65/art-14/par-1: 新金融商品取引法第百七十四条 → 金融商品取引法 第百七十四条 (Article 174), art-174 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174 · https://japanlaw.org/l/323AC0000000025/art-174
- suppl-4201-65/art-14/par-1: 同条第一項 → 金融商品取引法 第百七十四条第一項 (Article 174, paragraph (1)), art-174/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174/par-1 · https://japanlaw.org/l/323AC0000000025/art-174/par-1
- suppl-4201-65/art-15/par-1: 新金融商品取引法第百七十四条の二 → 金融商品取引法 第百七十四条の二 (Article 174-2), art-174-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-2 · https://japanlaw.org/l/323AC0000000025/art-174-2
- suppl-4201-65/art-15/par-1: 同条第一項 → 金融商品取引法 第百七十四条の二第一項 (Article 174-2, paragraph (1)), art-174-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-2/par-1
- suppl-4201-65/art-16/par-1: 新金融商品取引法第百七十四条の三 → 金融商品取引法 第百七十四条の三 (Article 174-3), art-174-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3 · https://japanlaw.org/l/323AC0000000025/art-174-3
- suppl-4201-65/art-16/par-1: 同条第一項 → 金融商品取引法 第百七十四条の三第一項 (Article 174-3, paragraph (1)), art-174-3/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-174-3/par-1 · https://japanlaw.org/l/323AC0000000025/art-174-3/par-1
- suppl-4201-65/art-17/par-1: 新金融商品取引法第百七十五条 → 金融商品取引法 第百七十五条 (Article 175), art-175 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-175 · https://japanlaw.org/l/323AC0000000025/art-175
- suppl-4201-65/art-17/par-1: 新金融商品取引法第百六十六条第一項 → 金融商品取引法 第百六十六条第一項 (Article 166, paragraph (1)), art-166/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-166/par-1 · https://japanlaw.org/l/323AC0000000025/art-166/par-1
- suppl-4201-65/art-17/par-1: 新金融商品取引法第百六十七条第一項 → 金融商品取引法 第百六十七条第一項 (Article 167, paragraph (1)), art-167/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-167/par-1 · https://japanlaw.org/l/323AC0000000025/art-167/par-1
- suppl-4201-65/art-18/par-1: 新金融商品取引法第百七十八条第七項 → 金融商品取引法 第百七十八条第七項 (Article 178, paragraph (7)), art-178/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-7 · https://japanlaw.org/l/323AC0000000025/art-178/par-7
- suppl-4201-65/art-18/par-1: 同条第一項第二号 → 金融商品取引法 第百七十八条第一項第二号 (Article 178, paragraph (1), item (ii)), art-178/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-2
- suppl-4201-65/art-18/par-1: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-18/par-2: 新金融商品取引法第百七十八条第八項 → 金融商品取引法 第百七十八条第八項 (Article 178, paragraph (8)), art-178/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-8 · https://japanlaw.org/l/323AC0000000025/art-178/par-8
- suppl-4201-65/art-18/par-2: 同条第一項第二号 → 金融商品取引法 第百七十八条第一項第二号 (Article 178, paragraph (1), item (ii)), art-178/par-1/item-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-2
- suppl-4201-65/art-18/par-2: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-18/par-3: 新金融商品取引法第百七十八条第十一項 → 金融商品取引法 第百七十八条第十一項 (Article 178, paragraph (11)), art-178/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-11 · https://japanlaw.org/l/323AC0000000025/art-178/par-11
- suppl-4201-65/art-18/par-3: 同条第一項第四号 → 金融商品取引法 第百七十八条第一項第四号 (Article 178, paragraph (1), item (iv)), art-178/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-4
- suppl-4201-65/art-18/par-3: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-18/par-4: 新金融商品取引法第百七十八条第二十二項 → 金融商品取引法 第百七十八条第二十二項 (Article 178, paragraph (22)), art-178/par-22 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-22 · https://japanlaw.org/l/323AC0000000025/art-178/par-22
- suppl-4201-65/art-18/par-4: 同条第一項第十二号 → 金融商品取引法 第百七十八条第一項第十二号 (Article 178, paragraph (1), item (xii)), art-178/par-1/item-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-12 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-12
- suppl-4201-65/art-18/par-4: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-18/par-5: 新金融商品取引法第百七十八条第二十四項 → 金融商品取引法 第百七十八条第二十四項 (Article 178, paragraph (24)), art-178/par-24 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-24 · https://japanlaw.org/l/323AC0000000025/art-178/par-24
- suppl-4201-65/art-18/par-5: 同条第一項第十四号 → 金融商品取引法 第百七十八条第一項第十四号 (Article 178, paragraph (1), item (xiv)), art-178/par-1/item-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-14 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-14
- suppl-4201-65/art-18/par-5: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-18/par-6: 新金融商品取引法第百七十八条第二十六項 → 金融商品取引法 第百七十八条第二十六項 (Article 178, paragraph (26)), art-178/par-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-26 · https://japanlaw.org/l/323AC0000000025/art-178/par-26
- suppl-4201-65/art-18/par-6: 同条第一項第十六号 → 金融商品取引法 第百七十八条第一項第十六号 (Article 178, paragraph (1), item (xvi)), art-178/par-1/item-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-16 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-16
- suppl-4201-65/art-18/par-6: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-18/par-7: 新金融商品取引法第百七十八条第二十七項 → 金融商品取引法 第百七十八条第二十七項 (Article 178, paragraph (27)), art-178/par-27 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-27 · https://japanlaw.org/l/323AC0000000025/art-178/par-27
- suppl-4201-65/art-18/par-7: 同条第一項第十六号 → 金融商品取引法 第百七十八条第一項第十六号 (Article 178, paragraph (1), item (xvi)), art-178/par-1/item-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1/item-16 · https://japanlaw.org/l/323AC0000000025/art-178/par-1/item-16
- suppl-4201-65/art-18/par-7: 同項 → 金融商品取引法 第百七十八条第一項 (Article 178, paragraph (1)), art-178/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-178/par-1 · https://japanlaw.org/l/323AC0000000025/art-178/par-1
- suppl-4201-65/art-19/par-1: 新金融商品取引法第百八十五条の七第一項 → 金融商品取引法 第百八十五条の七第一項 (Article 185-7, paragraph (1)), art-185-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-1
- suppl-4201-65/art-19/par-1: 第二項 → 金融商品取引法 第百八十五条の七第二項 (Article 185-7, paragraph (2)), art-185-7/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-2 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-2
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第四項 (Article 185-7, paragraph (4)), art-185-7/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-4 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-4
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第五項 (Article 185-7, paragraph (5)), art-185-7/par-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-5 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-5
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第六項 (Article 185-7, paragraph (6)), art-185-7/par-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-6 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-6
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第七項 (Article 185-7, paragraph (7)), art-185-7/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-7 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-7
- suppl-4201-65/art-19/par-1: 第四項から第八項まで → 金融商品取引法 第百八十五条の七第八項 (Article 185-7, paragraph (8)), art-185-7/par-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-8 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-8
- suppl-4201-65/art-19/par-1: 第十項から第十二項まで → 金融商品取引法 第百八十五条の七第十項 (Article 185-7, paragraph (10)), art-185-7/par-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-10 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-10
- suppl-4201-65/art-19/par-1: 第十項から第十二項まで → 金融商品取引法 第百八十五条の七第十一項 (Article 185-7, paragraph (11)), art-185-7/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-11 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-11
- suppl-4201-65/art-19/par-1: 第十項から第十二項まで → 金融商品取引法 第百八十五条の七第十二項 (Article 185-7, paragraph (12)), art-185-7/par-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-12 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-12
- suppl-4201-65/art-19/par-1: 同条第十三項 → 金融商品取引法 第百八十五条の七第十三項 (Article 185-7, paragraph (13)), art-185-7/par-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-7/par-13 · https://japanlaw.org/l/323AC0000000025/art-185-7/par-13
- suppl-4201-65/art-19/par-1: 新金融商品取引法第百八十五条の十五第一項 → 金融商品取引法 第百八十五条の十五第一項 (Article 185-15, paragraph (1)), art-185-15/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-15/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-15/par-1
- suppl-4201-65/art-19/par-1: 新金融商品取引法第百八十五条の十八第一項 → 金融商品取引法 第百八十五条の十八第一項 (Article 185-18, paragraph (1)), art-185-18/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-185-18/par-1 · https://japanlaw.org/l/323AC0000000025/art-185-18/par-1
- suppl-4201-65/art-40/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4201-65/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1
- suppl-4201-65/art-40/par-1: この条 → 金融商品取引法 附則第四十条 (Supplementary Provisions, Article 40), suppl-4201-65/art-40 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-40 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-40
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十条 (Supplementary Provisions, Article 10), suppl-4201-65/art-10 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-10
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十一条 (Supplementary Provisions, Article 11), suppl-4201-65/art-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-11
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十二条 (Supplementary Provisions, Article 12), suppl-4201-65/art-12 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-12 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-12
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十三条 (Supplementary Provisions, Article 13), suppl-4201-65/art-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-13 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-13
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十四条 (Supplementary Provisions, Article 14), suppl-4201-65/art-14 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-14
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十五条 (Supplementary Provisions, Article 15), suppl-4201-65/art-15 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-15
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十六条 (Supplementary Provisions, Article 16), suppl-4201-65/art-16 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-16 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-16
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十七条 (Supplementary Provisions, Article 17), suppl-4201-65/art-17 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-17 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-17
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十八条 (Supplementary Provisions, Article 18), suppl-4201-65/art-18 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-18 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-18
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第十九条 (Supplementary Provisions, Article 19), suppl-4201-65/art-19 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-19 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-19
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4201-65/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-2
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4201-65/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4201-65/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4201-65/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-5
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4201-65/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-6
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4201-65/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-7
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-4201-65/art-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-8
- suppl-4201-65/art-41/par-1: 附則第二条から第十九条まで → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4201-65/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-9

## Cited by

12 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-1/par-1/item-1
- 金融商品取引法 附則第二条第一項（金融商品取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-2/par-1
- 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-1
- 金融商品取引法 附則第三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-2
- 金融商品取引法 附則第三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-3
- 金融商品取引法 附則第三条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-4
- 金融商品取引法 附則第三条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-3/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-3/par-5
- 金融商品取引法 附則第四条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-4/par-1
- 金融商品取引法 附則第七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-7/par-1
- 金融商品取引法 附則第十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-10/par-1
- 金融商品取引法 附則第四十条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-40/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-40/par-1
- 金融商品取引法 附則第四十一条第一項（政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4201-65/art-41/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4201-65/art-41/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-062, translated 2026-10-23
- claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-062, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-048, translated 2026-10-23
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-049, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22