# 金融商品取引法 / Financial Instruments and Exchange Act — 第九条 (Supplementary Provisions, Article 9) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第九条 (Supplementary Provisions, Article 9) — address `suppl-4181-65/art-9` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第九条 suppl-4181-65/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9 **第一項** 附則第一条第四号に掲げる規定の施行の日（以下「第四号施行日」という。）において現に新証券取引法第二十七条の二十三第一項に規定する大量保有者（以下この条において「新大量保有者」という。）に該当する者（旧証券取引法第二十七条の二十三第一項に規定する大量保有者に該当する者を除く。）については、第四号施行日に新大量保有者となったものとみなして、新証券取引法第二十七条の二十三から第二十七条の三十までの規定を適用する。ただし、第四号施行日において新証券取引法第二十七条の二十三第四項に規定する株券等保有割合が百分の五以下となったときは、この限りでない。 suppl-4181-65/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-1 A person who, on the day on which the provisions set forth in Article 1, item (iv) of the Supplementary Provisions come into effect (hereinafter referred to as the "item (iv) effective date"), actually falls under a large-volume holder prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act (hereinafter in this Article referred to as a "new large-volume holder") (excluding a person who falls under a large-volume holder prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act) is deemed to have become a new large-volume holder on the item (iv) effective date, and the provisions of Articles 27-23 through 27-30 of the New Securities and Exchange Act apply; provided, however, that this does not apply if the holding ratio of share certificates, etc. prescribed in Article 27-23, paragraph (4) of the New Securities and Exchange Act has become five percent or less on the item (iv) effective date. machine translation, not official **第二項** 前項の場合において、新大量保有者が提出すべき新証券取引法第二十七条の二十三第一項に規定する大量保有報告書の記載内容の特例については、内閣府令で定める。 suppl-4181-65/art-9/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-2 In the case referred to in the preceding paragraph, special provisions on the content of statements in the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the New Securities and Exchange Act that a new large-volume holder is to submit are specified by Cabinet Office Order. machine translation, not official **第三項** 第四号施行日において現に旧証券取引法第二章の三の規定により提出されている次に掲げる報告書は、新証券取引法第二章の三の規定により提出されたものとみなす。 suppl-4181-65/art-9/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-3 The following reports that are actually submitted on the item (iv) effective date pursuant to the provisions of Chapter II-3 of the Former Securities and Exchange Act are deemed to have been submitted pursuant to the provisions of Chapter II-3 of the New Securities and Exchange Act: machine translation, not official **一** 旧証券取引法第二十七条の二十三第一項に規定する大量保有報告書及び旧証券取引法第二十七条の二十五第一項に規定する変更報告書並びにこれらの訂正報告書 suppl-4181-65/art-9/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-3/item-1 the statement of large-volume holdings prescribed in Article 27-23, paragraph (1) of the Former Securities and Exchange Act, the statement of changes prescribed in Article 27-25, paragraph (1) of the Former Securities and Exchange Act, and the amended reports for them. machine translation, not official **二** 旧証券取引法第二十七条の二十六第一項に規定する特例対象株券等に係る大量保有報告書及び同条第二項に規定する特例対象株券等に係る変更報告書並びにこれらの訂正報告書 suppl-4181-65/art-9/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-3/item-2 the statement of large-volume holdings pertaining to share certificates, etc. subject to special provisions prescribed in Article 27-26, paragraph (1) of the Former Securities and Exchange Act, the statement of changes pertaining to share certificates, etc. subject to special provisions prescribed in paragraph (2) of that Article, and the amended reports for them. machine translation, not official --- ## Cites - suppl-4181-65/art-9/par-1: 附則第一条第四号 → 金融商品取引法 附則第一条第一項第四号 (Supplementary Provisions, Article 1, paragraph (1), item (iv)), suppl-4181-65/art-1/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-1/par-1/item-4 - suppl-4181-65/art-9/par-1: この条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4181-65/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9 - suppl-4181-65/art-9/par-2: 前項 → 金融商品取引法 附則第九条第一項 (Supplementary Provisions, Article 9, paragraph (1)), suppl-4181-65/art-9/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-1 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第四号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-1/par-1/item-4 - 金融商品取引法 附則第七条第一項（第二条の規定による証券取引法の一部改正に伴う経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-7/par-1 - 金融商品取引法 附則第九条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-1 - 金融商品取引法 附則第九条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-9/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-9/par-2 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-039, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22