# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十七条 (Supplementary Provisions, Article 57)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第五十七条 (Supplementary Provisions, Article 57) — address `suppl-4181-65/art-57`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-57
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-57
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第五十七条
<sup>suppl-4181-65/art-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-57</sup>

**第一項**  登録金融機関（新金融商品取引法第二条第十一項に規定する登録金融機関をいう。）は、この法律の施行後最初に金融商品取引契約の申込みを顧客（新金融商品取引法第二条第三十一項第四号に掲げる者に限る。）から受けた場合であって、この法律の施行前に、当該顧客に対し、この法律の施行後に当該顧客が新金融商品取引法第三十四条の二第一項の規定による申出ができる旨を新金融商品取引法第三十四条の例により告知しているときには、当該顧客に対し、同条に規定する告知をしたものとみなす。
<sup>suppl-4181-65/art-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-57/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-57/par-1</sup>
In the case where a registered financial institution (meaning a registered financial institution prescribed in Article 2, paragraph (11) of the New Financial Instruments and Exchange Act) receives, for the first time after the enforcement of this Act, an application for a financial instruments transaction contract from a customer (limited to a person set forth in Article 2, paragraph (31), item (iv) of the New Financial Instruments and Exchange Act), and has, before the enforcement of this Act, notified that customer, in accordance with Article 34 of the New Financial Instruments and Exchange Act, that after the enforcement of this Act the customer will be able to make a request under Article 34-2, paragraph (1) of the New Financial Instruments and Exchange Act, the registered financial institution is deemed to have given that customer the notification prescribed in Article 34 of the New Financial Instruments and Exchange Act.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4181-65/art-57/par-1: 新金融商品取引法第二条第十一項 → 金融商品取引法 第二条第十一項 (Article 2, paragraph (11)), art-2/par-11 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-11 · https://japanlaw.org/l/323AC0000000025/art-2/par-11
- suppl-4181-65/art-57/par-1: 新金融商品取引法第二条第三十一項第四号 → 金融商品取引法 第二条第三十一項第四号 (Article 2, paragraph (31), item (iv)), art-2/par-31/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-31/item-4 · https://japanlaw.org/l/323AC0000000025/art-2/par-31/item-4
- suppl-4181-65/art-57/par-1: 新金融商品取引法第三十四条の二第一項 → 金融商品取引法 第三十四条の二第一項 (Article 34-2, paragraph (1)), art-34-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-34-2/par-1
- suppl-4181-65/art-57/par-1: 新金融商品取引法第三十四条 → 金融商品取引法 第三十四条 (Article 34), art-34 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-34 · https://japanlaw.org/l/323AC0000000025/art-34

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-041, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
