# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十三条 (Supplementary Provisions, Article 53) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十三条 (Supplementary Provisions, Article 53) — address `suppl-4181-65/art-53` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-53 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-53 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十三条 suppl-4181-65/art-53 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-53 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-53 **第一項** 旧証券取引法第六十四条の七第一項の規定により登録事務（同項に規定する登録事務をいう。）を行う証券業協会（旧証券取引法第二条第十三項に規定する証券業協会をいう。以下同じ。）の施行日前における旧証券取引法第六十四条第一項の登録の申請に係る不作為、旧証券取引法第六十四条の二第一項の規定による登録の拒否又は旧証券取引法第六十四条の五第一項の規定による処分に係る審査請求については、なお従前の例による。 suppl-4181-65/art-53/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-53/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-53/par-1 With regard to a request for review concerning the inaction, before the effective date, of a securities dealers association (meaning the securities dealers association prescribed in Article 2, paragraph (13) of the Former Securities and Exchange Act; the same applies hereinafter) that conducts, pursuant to the provisions of Article 64-7, paragraph (1) of the Former Securities and Exchange Act, the registration work (meaning the registration work prescribed in that paragraph), in connection with an application for registration under Article 64, paragraph (1) of the Former Securities and Exchange Act, or concerning the refusal of registration under Article 64-2, paragraph (1) of the Former Securities and Exchange Act or a disposition under Article 64-5, paragraph (1) of the Former Securities and Exchange Act by that association before the effective date, the provisions then in force continue to govern. machine translation, not official **第二項** 施行日前にされた旧証券取引法第六十四条の七第六項の規定による処分は、新金融商品取引法第六十四条の七第七項の規定による処分とみなす。 suppl-4181-65/art-53/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-53/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-53/par-2 A disposition made before the effective date pursuant to the provisions of Article 64-7, paragraph (6) of the Former Securities and Exchange Act is deemed to be a disposition made pursuant to the provisions of Article 64-7, paragraph (7) of the New Financial Instruments and Exchange Act. machine translation, not official --- ## Cites - suppl-4181-65/art-53/par-2: 新金融商品取引法第六十四条の七第七項 → 金融商品取引法 第六十四条の七第七項 (Article 64-7, paragraph (7)), art-64-7/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-64-7/par-7 · https://japanlaw.org/l/323AC0000000025/art-64-7/par-7 ## Cited by 1 provision cites this one. No official source publishes this direction. - 金融商品取引法 附則第七十六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-76/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-76/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-041, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-041, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22