# 金融商品取引法 / Financial Instruments and Exchange Act — 第二十条 (Supplementary Provisions, Article 20) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第二十条 (Supplementary Provisions, Article 20) — address `suppl-4181-65/art-20` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-20 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-20 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第二十条 suppl-4181-65/art-20 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-20 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-20 **第一項** 金融商品取引法第二十九条の四第一項第一号ハの規定の適用については、整備法第一条の規定による廃止前の外国証券業者に関する法律（昭和四十六年法律第五号。以下「旧外国証券業者法」という。）、有価証券に係る投資顧問業の規制等に関する法律（昭和六十一年法律第七十四号。以下「旧証券投資顧問業法」という。）若しくは金融先物取引法（昭和六十三年法律第七十七号。以下「旧金融先物取引法」という。）の規定（整備法第二百十七条の規定によりなお従前の例によることとされる場合におけるこれらの規定を含む。）又はこれらに相当する外国の法令の規定に違反し、罰金の刑（これに相当する外国の法令による刑を含む。）に処せられ、その刑の執行を終わり、又はその刑の執行を受けることがなくなった日から五年を経過しない者については、同号ハに該当する者とみなす。 suppl-4181-65/art-20/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-20/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-20/par-1 With regard to the application of the provisions of Article 29-4, paragraph (1), item (i), (c) of the Financial Instruments and Exchange Act, a person who has violated the provisions, prior to their repeal by the provisions of Article 1 of the Arrangement Act, of the Act on Foreign Securities Firms (Act No. 5 of 1971; hereinafter referred to as the "Former Foreign Securities Firms Act"), the Act on Regulation of Securities Investment Advisory Business (Act No. 74 of 1986; hereinafter referred to as the "Former Securities Investment Advisory Business Act"), or the Financial Futures Trading Act (Act No. 77 of 1988; hereinafter referred to as the "Former Financial Futures Trading Act") (including those provisions in the case where the provisions then in force continue to govern pursuant to the provisions of Article 217 of the Arrangement Act), or the corresponding provisions of foreign laws and regulations, has been sentenced to a fine (including a sentence under foreign laws and regulations corresponding thereto), and for whom five years have not elapsed since the day on which the execution of the sentence was completed or the person ceased to be subject to the execution of the sentence, is deemed to be a person who falls under Article 29-4, paragraph (1), item (i), (c) of the Financial Instruments and Exchange Act. machine translation, not official --- ## Cites - suppl-4181-65/art-20/par-1: 金融商品取引法第二十九条の四第一項第一号 → 金融商品取引法 第二十九条の四第一項第一号 (Article 29-4, paragraph (1), item (i)), art-29-4/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-29-4/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/art-29-4/par-1/item-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-040, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22