# 金融商品取引法 / Financial Instruments and Exchange Act — 第百四十条 (Supplementary Provisions, Article 140)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百四十条 (Supplementary Provisions, Article 140) — address `suppl-4181-65/art-140`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-140
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-140
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百四十条
<sup>suppl-4181-65/art-140 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-140 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-140</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百五十六条の二十四第一項の免許を受けている者は、施行日において新金融商品取引法第百五十六条の二十四第一項の免許を受けたものとみなす。この場合において、新金融商品取引法第百五十六条の二十六において準用する新金融商品取引法第八十三条第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-140/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-140/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-140/par-1</sup>
A person who, at the time of enforcement of this Act, has obtained the license under Article 156-24, paragraph (1) of the Former Securities and Exchange Act is deemed to have obtained the license under Article 156-24, paragraph (1) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 83, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 156-26 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4181-65/art-140/par-1: 新金融商品取引法第百五十六条の二十四第一項 → 金融商品取引法 第百五十六条の二十四第一項 (Article 156-24, paragraph (1)), art-156-24/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-24/par-1 · https://japanlaw.org/l/323AC0000000025/art-156-24/par-1
- suppl-4181-65/art-140/par-1: 新金融商品取引法第百五十六条の二十六 → 金融商品取引法 第百五十六条の二十六 (Article 156-26), art-156-26 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-26 · https://japanlaw.org/l/323AC0000000025/art-156-26
- suppl-4181-65/art-140/par-1: 新金融商品取引法第八十三条第二項 → 金融商品取引法 第八十三条第二項 (Article 83, paragraph (2)), art-83/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-83/par-2 · https://japanlaw.org/l/323AC0000000025/art-83/par-2
- suppl-4181-65/art-140/par-1: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第百四十二条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-142/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-142/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-057, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
