# 金融商品取引法 / Financial Instruments and Exchange Act — 第百三十八条 (Supplementary Provisions, Article 138) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第百三十八条 (Supplementary Provisions, Article 138) — address `suppl-4181-65/art-138` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-138 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-138 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第百三十八条 suppl-4181-65/art-138 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-138 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-138 **第一項** 新金融商品取引法第百五十六条の十四第二項の規定は、この法律の施行の際現に新金融商品取引法第八十二条第二項第三号イ、ロ又はホのいずれかに該当している附則第百三十五条の規定により免許を受けたものとみなされる者の役員である者（旧証券取引法第八十三条第二項第三号イ、ロ又はホのいずれかに該当している者を除く。）が、引き続き新金融商品取引法第八十二条第二項第三号イ、ロ又はホのいずれかに該当している場合については、施行日から起算して五年を経過する日までの間は、適用しない。 suppl-4181-65/art-138/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-138/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-138/par-1 The provisions of Article 156-14, paragraph (2) of the New Financial Instruments and Exchange Act do not apply, until the day on which five years elapse from the effective date, to the case where a person who is an officer of a person deemed to have obtained the license pursuant to the provisions of Article 135 of the Supplementary Provisions and who, at the time of enforcement of this Act, falls under any of Article 82, paragraph (2), item (iii), (a), (b) or (e) of the New Financial Instruments and Exchange Act (excluding a person who falls under any of Article 83, paragraph (2), item (iii), (a), (b) or (e) of the Former Securities and Exchange Act) continues to fall under any of Article 82, paragraph (2), item (iii), (a), (b) or (e) of the New Financial Instruments and Exchange Act. machine translation, not official --- ## Cites - suppl-4181-65/art-138/par-1: 新金融商品取引法第百五十六条の十四第二項 → 金融商品取引法 第百五十六条の十四第二項 (Article 156-14, paragraph (2)), art-156-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-156-14/par-2 · https://japanlaw.org/l/323AC0000000025/art-156-14/par-2 - suppl-4181-65/art-138/par-1: 新金融商品取引法第八十二条第二項第三号 → 金融商品取引法 第八十二条第二項第三号 (Article 82, paragraph (2), item (iii)), art-82/par-2/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-82/par-2/item-3 · https://japanlaw.org/l/323AC0000000025/art-82/par-2/item-3 - suppl-4181-65/art-138/par-1: 附則第百三十五条 → 金融商品取引法 附則第百三十五条 (Supplementary Provisions, Article 135), suppl-4181-65/art-135 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-135 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-135 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-057, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22