# 金融商品取引法 / Financial Instruments and Exchange Act — 第百十一条 (Supplementary Provisions, Article 111)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第百十一条 (Supplementary Provisions, Article 111) — address `suppl-4181-65/art-111`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-111
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-111
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第百十一条
<sup>suppl-4181-65/art-111 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-111 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-111</sup>

**第一項**  この法律の施行の際現に旧証券取引法第百六条の十第一項又は第三項ただし書の認可を受けている者は、施行日において新金融商品取引法第百六条の十第一項又は第三項ただし書の認可を受けたものとみなす。この場合において、新金融商品取引法第百六条の十三において準用する新金融商品取引法第八十五条の四第二項及び新金融商品取引法第百九十四条の四第一項の規定は、適用しない。
<sup>suppl-4181-65/art-111/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-111/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-111/par-1</sup>
A person that, at the time of the enforcement of this Act, has received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the Former Securities and Exchange Act is deemed to have received the authorization under Article 106-10, paragraph (1) or the proviso to paragraph (3) of the New Financial Instruments and Exchange Act on the effective date. In this case, the provisions of Article 85-4, paragraph (2) of the New Financial Instruments and Exchange Act as applied mutatis mutandis pursuant to Article 106-13 of the New Financial Instruments and Exchange Act and Article 194-4, paragraph (1) of the New Financial Instruments and Exchange Act do not apply.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4181-65/art-111/par-1: 新金融商品取引法第百六条の十第一項 → 金融商品取引法 第百六条の十第一項 (Article 106-10, paragraph (1)), art-106-10/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-10/par-1 · https://japanlaw.org/l/323AC0000000025/art-106-10/par-1
- suppl-4181-65/art-111/par-1: 第三項 → 金融商品取引法 第百六条の十第三項 (Article 106-10, paragraph (3)), art-106-10/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-10/par-3 · https://japanlaw.org/l/323AC0000000025/art-106-10/par-3
- suppl-4181-65/art-111/par-1: 新金融商品取引法第百六条の十三 → 金融商品取引法 第百六条の十三 (Article 106-13), art-106-13 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-106-13 · https://japanlaw.org/l/323AC0000000025/art-106-13
- suppl-4181-65/art-111/par-1: 新金融商品取引法第八十五条の四第二項 → 金融商品取引法 第八十五条の四第二項 (Article 85-4, paragraph (2)), art-85-4/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-85-4/par-2 · https://japanlaw.org/l/323AC0000000025/art-85-4/par-2
- suppl-4181-65/art-111/par-1: 新金融商品取引法第百九十四条の四第一項 → 金融商品取引法 第百九十四条の四第一項 (Article 194-4, paragraph (1)), art-194-4/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-194-4/par-1 · https://japanlaw.org/l/323AC0000000025/art-194-4/par-1

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第百十八条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-118/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-118/par-1
- 金融商品取引法 附則第百二十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4181-65/art-120/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4181-65/art-120/par-1

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-044, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
