# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4161-97` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4161-97 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成一六年六月九日法律第九七号 suppl-4161-97 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4161-97/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1 **第一項** この法律は、平成十七年四月一日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。 suppl-4161-97/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1 This Act comes into effect as of April 1, 2005 (hereinafter referred to as the "effective date"); provided, however, that the provisions set forth in the following items come into effect as of the day specified in each of those items: machine translation, not official **一** 第一条中証券取引法第三十三条の三、第六十四条の二第一項第二号及び第六十四条の七第五項の改正規定、同法第六十五条の二第五項の改正規定（「及び第七号」を「、第七号及び第十二号」に改める部分に限る。）並びに同法第百四十四条、第百六十三条第二項並びに第二百七条第一項第一号及び第二項の改正規定、第二条中外国証券業者に関する法律（以下この条において「外国証券業者法」という。）第三十六条第二項の改正規定、第四条中投資信託及び投資法人に関する法律（以下この条において「投資信託法」という。）第十条の五の改正規定、第六条中有価証券に係る投資顧問業の規制等に関する法律（以下この条において「投資顧問業法」という。）第二十九条の三の改正規定、第十一条及び第十二条の規定、第十三条中中小企業等協同組合法第九条の八第六項第一号に次のように加える改正規定並びに第十四条から第十九条までの規定　この法律の公布の日 suppl-4161-97/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-1 the provisions of Article 1 that amend Article 33-3, Article 64-2, paragraph (1), item (ii), and Article 64-7, paragraph (5) of the Securities and Exchange Act, the provisions that amend Article 65-2, paragraph (5) of that Act (limited to the part that amends the term "and (vii)" to ", (vii) and (xii)") and the provisions that amend Article 144, Article 163, paragraph (2) and Article 207, paragraph (1), item (i) and paragraph (2) of that Act; the provisions of Article 2 that amend Article 36, paragraph (2) of the Act on Foreign Securities Business Entities (hereinafter referred to as the "Foreign Securities Firms Act" in this Article); the provisions of Article 4 that amend Article 10-5 of the Act on Investment Trusts and Investment Corporations (hereinafter referred to as the "Investment Trust Act" in this Article); the provisions of Article 6 that amend Article 29-3 of the Act on Regulation of Securities Investment Advisory Business (hereinafter referred to as the "Securities Investment Advisory Business Act" in this Article); the provisions of Articles 11 and 12, the provisions of Article 13 that amend Article 9-8, paragraph (6), item (i) of the Small and Medium-Sized Enterprise Cooperatives Act by making the following additions; and the provisions of Articles 14 through 19: the date of promulgation of this Act; machine translation, not official **二** 第一条中証券取引法第十五条第一項及び第二項の改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分に限る。）並びに同法第三十三条の二第一項、第六十六条の十六、第百三条の二第一項及び第百六条の十五の改正規定、第四条中投資信託法第十条の四第一項の改正規定、第六条中投資顧問業法第二十九条の二第一項の改正規定並びに第七条中金融先物取引法第三十四条の二十の二第一項及び第三十四条の三十八の改正規定　公布の日から起算して一月を経過した日 suppl-4161-97/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-2 the provisions of Article 1 that amend Article 15, paragraphs (1) and (2) of the Securities and Exchange Act (limited to the part that replaces "or a registered financial institution" with ", a registered financial institution or a securities intermediary") and the provisions that amend Article 33-2, paragraph (1), Article 66-16, Article 103-2, paragraph (1) and Article 106-15 of that Act; the provisions of Article 4 that amend Article 10-4, paragraph (1) of the Investment Trust Act; the provisions of Article 6 that amend Article 29-2, paragraph (1) of the Securities Investment Advisory Business Act; and the provisions of Article 7 that amend Article 34-20-2, paragraph (1) and Article 34-38 of the Financial Futures Trading Act: the date on which one month has elapsed from the date of promulgation; machine translation, not official **三** 第一条中証券取引法目次の改正規定（「発行者である会社」を「発行者」に改める部分に限る。）、同法第二条第二項第三号の改正規定、同号を同項第五号とし、同項第二号の次に二号を加える改正規定、同条第十項及び同法第十三条第一項から第五項までの改正規定、同条第六項を削る改正規定、同法第十五条第一項及び第二項の改正規定（「又は登録金融機関は」を「、登録金融機関又は証券仲介業者は」に改める部分を除く。）、同条第三項の改正規定、同条第二項の次に三項を加える改正規定、同法第十七条、第十八条第二項、第二十条及び第二十一条第三項の改正規定、同条の次に二条を加える改正規定、同法第二十二条、第二十三条の二並びに第二十三条の十二第二項から第五項まで及び第九項の改正規定、同条第六項から第八項までを削る改正規定、同法第二十四条の四、第二十四条の五第五項並びに第二十四条の六第一項及び第三項の改正規定、同法第二章の二第一節の節名の改正規定、同法第二十七条の二第一項、第七項第二号及び第八項、第二十七条の三第四項、第二十七条の五、第二十七条の十第一項から第三項まで、第二十七条の十一第一項及び第四項、第二十七条の十二、第二十七条の十三第三項及び第五項並びに第二十七条の十五第二項の改正規定、同法第二章の二第二節の節名の改正規定、同法第二十七条の二十二の二第一項から第三項まで、第十一項及び第十二項並びに第二十七条の三十の九第一項及び第三項の改正規定、同条第二項を削る改正規定、同法第二十七条の三十の十一第一項及び第三項、第二十八条の二第三項、第二十八条の四第一項第七号並びに第六十五条第二項の改正規定、同項第六号及び第七号を削り、同項第八号を同項第六号とする改正規定、同法第六十五条の二第三項の改正規定、同条第五項の改正規定（「及び第四十四条第一号」を「、第四十四条（第二号を除く。）及び第四十五条」に改める部分及び後段を加える部分に限る。）、同法第六十五条の二第七項から第九項まで及び第十一項並びに第七十九条の五の改正規定、同法第七十九条の五十七第一項に一号を加える改正規定並びに同法第百七条の二第一項第二号、第百七条の三第一項第二号、第百五十五条第一項第二号、第百九十四条の六第二項第二号、第二百条第三号及び第二百五条第一号の改正規定、第二条中外国証券業者法第二条第三号の改正規定、第四条中投資信託法第二条第五項及び第三十三条第一項の改正規定、第六条中投資顧問業法第二条第五項の改正規定、第十三条中中小企業等協同組合法第八条第六項第三号の改正規定並びに次条から附則第七条まで並びに附則第十三条、第十四条及び第十七条から第十九条までの規定　平成十六年十二月一日 suppl-4161-97/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-3 the provisions of Article 1 that amend the table of contents of the Securities and Exchange Act (limited to the part that replaces "a company that is an issuer" with "an issuer"), the provisions that amend Article 2, paragraph (2), item (iii) of that Act, the provisions that redesignate that item as item (v) of that paragraph and add two items after item (ii) of that paragraph, the provisions that amend paragraph (10) of that Article and Article 13, paragraphs (1) through (5) of that Act, the provisions that delete paragraph (6) of that Article, the provisions that amend Article 15, paragraphs (1) and (2) of that Act (excluding the part that replaces "or a registered financial institution" with ", a registered financial institution or a securities intermediary"), the provisions that amend paragraph (3) of that Article, the provisions that add three paragraphs after paragraph (2) of that Article, the provisions that amend Article 17, Article 18, paragraph (2), Article 20 and Article 21, paragraph (3) of that Act, the provisions that add two Articles after that Article, the provisions that amend Article 22, Article 23-2, and Article 23-12, paragraphs (2) through (5) and paragraph (9) of that Act, the provisions that delete paragraphs (6) through (8) of that Article, the provisions that amend Article 24-4, Article 24-5, paragraph (5), and Article 24-6, paragraphs (1) and (3) of that Act, the provisions that amend the name of Section 1 of Chapter II-2 of that Act, the provisions that amend Article 27-2, paragraph (1), paragraph (7), item (ii) and paragraph (8), Article 27-3, paragraph (4), Article 27-5, Article 27-10, paragraphs (1) through (3), Article 27-11, paragraphs (1) and (4), Article 27-12, Article 27-13, paragraphs (3) and (5), and Article 27-15, paragraph (2) of that Act, the provisions that amend the name of Section 2 of Chapter II-2 of that Act, the provisions that amend Article 27-22-2, paragraphs (1) through (3), (11) and (12), and Article 27-30-9, paragraphs (1) and (3) of that Act, the provisions that delete paragraph (2) of that Article, the provisions that amend Article 27-30-11, paragraphs (1) and (3), Article 28-2, paragraph (3), Article 28-4, paragraph (1), item (vii), and Article 65, paragraph (2) of that Act, the provisions that delete items (vi) and (vii) of that paragraph and redesignate item (viii) of that paragraph as item (vi), the provisions that amend Article 65-2, paragraph (3) of that Act, the provisions that amend paragraph (5) of that Article (limited to the part that replaces "and Article 44, item (i)" with ", Article 44 (excluding item (ii)) and Article 45" and the part that adds the latter sentence), the provisions that amend Article 65-2, paragraphs (7) through (9) and paragraph (11), and Article 79-5 of that Act, the provisions that add one item to Article 79-57, paragraph (1) of that Act, and the provisions that amend Article 107-2, paragraph (1), item (ii), Article 107-3, paragraph (1), item (ii), Article 155, paragraph (1), item (ii), Article 194-6, paragraph (2), item (ii), Article 200, item (iii) and Article 205, item (i) of that Act; the provisions of Article 2 that amend Article 2, item (iii) of the Foreign Securities Firms Act; the provisions of Article 4 that amend Article 2, paragraph (5) and Article 33, paragraph (1) of the Investment Trust Act; the provisions of Article 6 that amend Article 2, paragraph (5) of the Securities Investment Advisory Business Act; the provisions of Article 13 that amend Article 8, paragraph (6), item (iii) of the Small and Medium-Sized Enterprise Cooperatives Act; and the provisions of the following Article through Article 7 of the Supplementary Provisions, Articles 13 and 14 of the Supplementary Provisions, and Articles 17 through 19 of the Supplementary Provisions: December 1, 2004; machine translation, not official **四** 第一条中証券取引法第百九十四条の六第三項及び第四項の改正規定、同条第二項の次に二項を加える改正規定並びに同法第百九十四条の七の改正規定、第二条中外国証券業者法第四十二条の見出しの改正規定、同条第五項を同条第七項とする改正規定、同条第四項の改正規定、同項を同条第六項とする改正規定、同条第三項の改正規定、同項を同条第五項とする改正規定、同条第二項の次に二項を加える改正規定及び外国証券業者法第四十三条の改正規定、第三条の規定、第四条中投資信託法第二百二十五条の見出し及び同条第二項の改正規定、同条に五項を加える改正規定並びに同条の次に一条を加える改正規定、第五条の規定、第六条中投資顧問業法第五十一条の二の見出し及び同条第二項の改正規定、同条に五項を加える改正規定並びに同条の次に一条を加える改正規定、第七条中金融先物取引法第九十二条の見出しの改正規定、同条第五項を同条第七項とする改正規定、同条第四項の改正規定、同項を同条第六項とする改正規定、同条第三項の改正規定、同項を同条第五項とする改正規定、同条第二項の次に二項を加える改正規定及び同法第九十二条の二の改正規定、第八条中資産の流動化に関する法律第二百二十九条の見出し及び同条第二項の改正規定、同条に五項を加える改正規定並びに同条の次に一条を加える改正規定、第九条、第十条及び第二十条の規定、第二十一条の規定（同条中金融庁設置法目次の改正規定、同法第四条第二十二号の次に一号を加える改正規定及び同法本則に一条を加える改正規定を除く。）並びに附則第二十条及び第二十一条の規定　平成十七年七月一日 suppl-4161-97/art-1/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-4 the provisions of Article 1 that amend Article 194-6, paragraphs (3) and (4) of the Securities and Exchange Act, the provisions that add two paragraphs after paragraph (2) of that Article, and the provisions that amend Article 194-7 of that Act; the provisions of Article 2 that amend the heading of Article 42 of the Foreign Securities Firms Act, the provisions that redesignate paragraph (5) of that Article as paragraph (7), the provisions that amend paragraph (4) of that Article, the provisions that redesignate that paragraph as paragraph (6) of that Article, the provisions that amend paragraph (3) of that Article, the provisions that redesignate that paragraph as paragraph (5) of that Article, the provisions that add two paragraphs after paragraph (2) of that Article, and the provisions that amend Article 43 of the Foreign Securities Firms Act; the provisions of Article 3; the provisions of Article 4 that amend the heading of Article 225 of the Investment Trust Act and paragraph (2) of that Article, the provisions that add five paragraphs to that Article, and the provisions that add one Article after that Article; the provisions of Article 5; the provisions of Article 6 that amend the heading of Article 51-2 of the Securities Investment Advisory Business Act and paragraph (2) of that Article, the provisions that add five paragraphs to that Article, and the provisions that add one Article after that Article; the provisions of Article 7 that amend the heading of Article 92 of the Financial Futures Trading Act, the provisions that redesignate paragraph (5) of that Article as paragraph (7), the provisions that amend paragraph (4) of that Article, the provisions that redesignate that paragraph as paragraph (6) of that Article, the provisions that amend paragraph (3) of that Article, the provisions that redesignate that paragraph as paragraph (5) of that Article, the provisions that add two paragraphs after paragraph (2) of that Article, and the provisions that amend Article 92-2 of that Act; the provisions of Article 8 that amend the heading of Article 229 of the Act on the Securitization of Assets and paragraph (2) of that Article, the provisions that add five paragraphs to that Article, and the provisions that add one Article after that Article; the provisions of Articles 9, 10 and 20; the provisions of Article 21 (excluding the provisions of that Article that amend the table of contents of the Act for Establishment of the Financial Services Agency, the provisions that add one item after Article 4, item (xxii) of that Act, and the provisions that add one Article to the main provisions of that Act); and the provisions of Articles 20 and 21 of the Supplementary Provisions: July 1, 2005; machine translation, not official **五** 第一条中証券取引法第百五十六条の六第一項の改正規定、同法第百五十六条の十一の次に一条を加える改正規定及び同法第百五十六条の二十一第一項の改正規定（「（第二条第三十項に規定する対象取引をいう。）」を削る部分に限る。）、第七条中金融先物取引法第二条第十四項及び第九十条の六第一項の改正規定並びに同法第九十条の十一の次に一条を加える改正規定並びに附則第九条及び第十二条の規定　破産法（平成十六年法律第七十五号）の施行の日 suppl-4161-97/art-1/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-5 the provisions of Article 1 that amend Article 156-6, paragraph (1) of the Securities and Exchange Act, the provisions that add one Article after Article 156-11 of that Act, and the provisions that amend Article 156-21, paragraph (1) of that Act (limited to the part that deletes "(meaning the subject transactions prescribed in Article 2, paragraph (30))"); the provisions of Article 7 that amend Article 2, paragraph (14) and Article 90-6, paragraph (1) of the Financial Futures Trading Act and the provisions that add one Article after Article 90-11 of that Act; and the provisions of Articles 9 and 12 of the Supplementary Provisions: the date of enforcement of the Bankruptcy Act (Act No. 75 of 2004). machine translation, not official ### 第二条（新たにみなし有価証券とされたものに関する経過措置） — Transitional Measures Concerning What Is Newly Treated as Deemed Securities caption: machine translation, not official suppl-4161-97/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2 **第一項** 平成十六年十二月一日前に取得の申込みの勧誘又は売付けの申込み若しくは買付けの申込みの勧誘を開始したみなし有価証券（証券取引法等の一部を改正する法律（平成十八年法律第六十五号。以下この条において「平成十八年証券取引法改正法」という。）第三条の規定による改正前の証券取引法第二条第二項第三号に掲げる権利及び同項第五号に掲げる権利（投資事業有限責任組合契約に類する契約に基づくものに限る。）であって、平成十八年証券取引法改正法第三条の規定による改正後の金融商品取引法（以下「新金融商品取引法」という。）第二条第一項に規定する有価証券又は同条第二項の規定により有価証券とみなされる権利に該当するものをいう。次項において同じ。）に係るこれらの勧誘については、新金融商品取引法第二章の規定は、適用しない。 suppl-4161-97/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2/par-1 With regard to those solicitations relating to a deemed security (meaning a right set forth in Article 2, paragraph (2), item (iii) of the Securities and Exchange Act prior to the amendment by Article 3 of the Act Partially Amending the Securities and Exchange Act, etc. (Act No. 65 of 2006; hereinafter referred to as the "2006 Securities and Exchange Act Amendment Act" in this Article) and a right set forth in item (v) of that paragraph (limited to one based on a contract similar to a limited partnership agreement for investment), which falls under a security prescribed in Article 2, paragraph (1) of the Financial Instruments and Exchange Act after the amendment by Article 3 of the 2006 Securities and Exchange Act Amendment Act (hereinafter referred to as the "New Financial Instruments and Exchange Act") or a right deemed to be a security pursuant to paragraph (2) of that Article; the same applies in the following paragraph) for which the solicitation of an offer to acquire, or an offer to sell or the solicitation of an offer to purchase, was commenced before December 1, 2004, the provisions of Chapter II of the New Financial Instruments and Exchange Act do not apply. machine translation, not official **第二項** 前項のみなし有価証券で、平成十八年六月一日における所有者の数が五百以上であるものは、同日に新証券取引法第二十四条第一項第三号に該当したものとみなして、新証券取引法第二十一条の二、第二十一条の三、第二十四条から第二十四条の五まで、第二十五条及び第二十六条（これらの規定を新証券取引法第二十七条において準用する場合を含む。）の規定（これらの規定に係る罰則を含む。）を適用する。 suppl-4161-97/art-2/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2/par-2 With regard to a deemed security set forth in the preceding paragraph for which the number of holders as of June 1, 2006 is 500 or more, the provisions of Articles 21-2, 21-3, 24 through 24-5, 25 and 26 of the New Securities and Exchange Act (including the case where these provisions apply mutatis mutandis pursuant to Article 27 of the New Securities and Exchange Act) (including penal provisions relating to these provisions) apply, deeming that it fell under Article 24, paragraph (1), item (iii) of the New Securities and Exchange Act on that date. machine translation, not official ### 第三条（目論見書に関する経過措置） — Transitional Measures Concerning Prospectuses caption: machine translation, not official suppl-4161-97/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-3 **第一項** 新証券取引法第二条第十項、第十三条、第十五条、第十七条、第十八条第二項、第二十一条第三項、第二十三条の二、第二十三条の十二第二項から第六項まで、第二十七条の三十の九、第二百条第三号及び第二百五条第一号の規定は、これらの規定の施行の日以後に開始する有価証券の募集又は売出し（新証券取引法第四条第三項に規定する有価証券の売出しをいう。）について適用し、同日前に開始した有価証券の募集又は売出し（第一条の規定による改正前の証券取引法（以下「旧証券取引法」という。）第四条第三項に規定する有価証券の売出しをいう。）については、なお従前の例による。 suppl-4161-97/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-3/par-1 The provisions of Article 2, paragraph (10), Article 13, Article 15, Article 17, Article 18, paragraph (2), Article 21, paragraph (3), Article 23-2, Article 23-12, paragraphs (2) through (6), Article 27-30-9, Article 200, item (iii) and Article 205, item (i) of the New Securities and Exchange Act apply to a public offering or secondary distribution of securities (meaning the secondary distribution of securities prescribed in Article 4, paragraph (3) of the New Securities and Exchange Act) that commences on or after the date of enforcement of those provisions, and with regard to a public offering or secondary distribution of securities (meaning the secondary distribution of securities prescribed in Article 4, paragraph (3) of the Securities and Exchange Act prior to the amendment by Article 1 (hereinafter referred to as the "Former Securities and Exchange Act")) that commenced before that date, the provisions then in force continue to govern. machine translation, not official ### 第四条（不実の届出書等の届出者等に対する賠償請求権に関する経過措置） — Transitional Measures Concerning the Right to Claim Compensation from the Person, etc. Submitting a Securities Registration Statement, etc. That Contains a False Statement caption: machine translation, not official suppl-4161-97/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-4 **第一項** 新証券取引法第二十条の規定は、当該規定の施行の日以後に開始する有価証券の募集又は売出し（新証券取引法第四条第三項に規定する有価証券の売出しをいう。）について適用し、同日前に開始した有価証券の募集又は売出し（旧証券取引法第四条第三項に規定する有価証券の売出しをいう。）については、なお従前の例による。 suppl-4161-97/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-4/par-1 The provisions of Article 20 of the New Securities and Exchange Act apply to a public offering or secondary distribution of securities (meaning the secondary distribution of securities prescribed in Article 4, paragraph (3) of the New Securities and Exchange Act) that commences on or after the date of enforcement of that provision, and with regard to a public offering or secondary distribution of securities (meaning the secondary distribution of securities prescribed in Article 4, paragraph (3) of the Former Securities and Exchange Act) that commenced before that date, the provisions then in force continue to govern. machine translation, not official ### 第五条 suppl-4161-97/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-5 **第一項** 新証券取引法第二十一条の二及び第二十一条の三の規定は、これらの規定の施行の日以後に提出される新証券取引法第二十五条第一項各号に掲げる書類について適用し、同日前に提出された旧証券取引法第二十五条第一項各号に掲げる書類については、なお従前の例による。 suppl-4161-97/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-5/par-1 The provisions of Articles 21-2 and 21-3 of the New Securities and Exchange Act apply to the documents set forth in the items of Article 25, paragraph (1) of the New Securities and Exchange Act that are submitted on or after the date of enforcement of those provisions, and with regard to the documents set forth in the items of Article 25, paragraph (1) of the Former Securities and Exchange Act that were submitted before that date, the provisions then in force continue to govern. machine translation, not official ### 第六条（公開買付けに関する経過措置） — Transitional Measures Concerning Tender Offers caption: machine translation, not official suppl-4161-97/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-6 **第一項** 新証券取引法第二十七条の二第一項の規定は、当該規定の施行の日以後に開始する同項に規定する株券等の買付け等について適用し、同日前に開始した旧証券取引法第二十七条の二第一項に規定する株券等の買付け等については、なお従前の例による。 suppl-4161-97/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-6/par-1 The provisions of Article 27-2, paragraph (1) of the New Securities and Exchange Act apply to the purchase, etc. of share certificates, etc. prescribed in that paragraph that commences on or after the date of enforcement of that provision, and with regard to the purchase, etc. of share certificates, etc. prescribed in Article 27-2, paragraph (1) of the Former Securities and Exchange Act that commenced before that date, the provisions then in force continue to govern. machine translation, not official ### 第七条 suppl-4161-97/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-7 **第一項** 新証券取引法第二十七条の三第一項、第二十七条の六第一項、第二十七条の八第十一項、第二十七条の十一第二項及び第二十七条の十三第一項（これらの規定を新証券取引法第二十七条の二十二の二第二項において準用する場合を含む。）並びに第百九十八条第九号の規定は、これらの規定の施行の日以後に行う新証券取引法第二十七条の三第二項（新証券取引法第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付開始公告について適用し、同日前に行う旧証券取引法第二十七条の三第二項（旧証券取引法第二十七条の二十二の二第二項において準用する場合を含む。）に規定する公開買付開始公告については、なお従前の例による。 suppl-4161-97/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-7/par-1 The provisions of Article 27-3, paragraph (1), Article 27-6, paragraph (1), Article 27-8, paragraph (11), Article 27-11, paragraph (2) and Article 27-13, paragraph (1) of the New Securities and Exchange Act (including the case where these provisions apply mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of the New Securities and Exchange Act) and Article 198, item (ix) apply to the public notice of the commencement of a tender offer prescribed in Article 27-3, paragraph (2) of the New Securities and Exchange Act (including the case where it applies mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of the New Securities and Exchange Act) that is made on or after the date of enforcement of those provisions, and with regard to the public notice of the commencement of a tender offer prescribed in Article 27-3, paragraph (2) of the Former Securities and Exchange Act (including the case where it applies mutatis mutandis pursuant to Article 27-22-2, paragraph (2) of the Former Securities and Exchange Act) that is made before that date, the provisions then in force continue to govern. machine translation, not official ### 第八条（証券会社の禁止行為に関する経過措置） — Transitional Measures Concerning Prohibited Actions of Securities Companies caption: machine translation, not official suppl-4161-97/art-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-8 **第一項** 新証券取引法第四十二条第一項第九号（第二条の規定による改正後の外国証券業者に関する法律第十四条第一項及び第四項において準用する場合を含む。）の規定は、施行日以後の行為について適用する。 suppl-4161-97/art-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-8/par-1 The provisions of Article 42, paragraph (1), item (ix) of the New Securities and Exchange Act (including the case where it applies mutatis mutandis pursuant to Article 14, paragraphs (1) and (4) of the Act on Foreign Securities Business Entities after the amendment by Article 2) apply to acts committed on or after the effective date. machine translation, not official ### 第九条（証券取引清算機関に関する経過措置） — Transitional Measures Concerning Securities Transaction Clearing Organizations caption: machine translation, not official suppl-4161-97/art-9 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-9 **第一項** 新証券取引法第百五十六条の十一の二の規定は、当該規定の施行の日以後の特別清算開始の申立て又は職権による特別清算開始の命令に係る特別清算に関する事件、同日以後の破産手続開始の申立て又は職権による破産手続開始の決定に係る破産事件、同日以後の再生手続開始の申立てに係る再生事件、同日以後の整理開始の申立て又は職権による整理開始の命令に係る会社の整理に関する事件及び同日以後の更生手続開始の申立てに係る更生事件について適用し、同日前の特別清算開始の申立て又は職権による特別清算開始の命令に係る特別清算に関する事件、同日前の破産の申立て又は職権による破産の宣告に係る破産事件、同日前の再生手続開始の申立てに係る再生事件、同日前の整理開始の申立て又は職権による整理開始の命令に係る会社の整理に関する事件及び同日前の更生手続開始の申立てに係る更生事件については、なお従前の例による。 suppl-4161-97/art-9/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-9/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-9/par-1 The provisions of Article 156-11-2 of the New Securities and Exchange Act apply to cases concerning special liquidation involving a petition to commence special liquidation or an order to commence special liquidation made ex officio on or after the day on which that provision comes into effect, bankruptcy cases involving a petition to commence bankruptcy proceedings or an order to commence bankruptcy proceedings made ex officio on or after that day, rehabilitation cases involving a petition to commence rehabilitation proceedings on or after that day, cases concerning the arrangement of a company involving a petition to commence arrangement or an order to commence arrangement made ex officio on or after that day, and reorganization cases involving a petition to commence reorganization proceedings on or after that day, and with regard to cases concerning special liquidation involving a petition to commence special liquidation or an order to commence special liquidation made ex officio before that day, bankruptcy cases involving a petition for bankruptcy or a declaration of bankruptcy made ex officio before that day, rehabilitation cases involving a petition to commence rehabilitation proceedings before that day, cases concerning the arrangement of a company involving a petition to commence arrangement or an order to commence arrangement made ex officio before that day, and reorganization cases involving a petition to commence reorganization proceedings before that day, the provisions then in force continue to govern. machine translation, not official ### 第十条（特定有価証券等に係る買付け等又は売付け等に関する経過措置） — Transitional Measures Concerning Purchase, etc. or Sale, etc. of Specified Securities, etc. caption: machine translation, not official suppl-4161-97/art-10 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-10 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-10 **第一項** 新証券取引法第百六十三条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等について適用し、施行日前に行われた旧証券取引法第百六十三条の規定による同条の特定有価証券等の同条の買付け等又は売付け等については、なお従前の例による。 suppl-4161-97/art-10/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-10/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-10/par-1 The provisions of Article 163 of the New Securities and Exchange Act apply to the purchase, etc. or sale, etc. prescribed in that Article of the specified securities, etc. prescribed in that Article that is conducted on or after the effective date, and with regard to the purchase, etc. or sale, etc. prescribed in Article 163 of the Former Securities and Exchange Act of the specified securities, etc. prescribed in that Article that was conducted before the effective date, the provisions then in force continue to govern. machine translation, not official **第二項** 新証券取引法第百六十四条の規定は、施行日以後に行われる同条の特定有価証券等に係る同条の買付け等又は売付け等に係る利益について適用し、施行日前に行われた旧証券取引法第百六十四条の規定による同条の特定有価証券等の同条の買付け等又は売付け等に係る利益については、なお従前の例による。 suppl-4161-97/art-10/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-10/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-10/par-2 The provisions of Article 164 of the New Securities and Exchange Act apply to profits pertaining to the purchase, etc. or sale, etc. prescribed in that Article of the specified securities, etc. prescribed in that Article that is conducted on or after the effective date, and with regard to profits pertaining to the purchase, etc. or sale, etc. prescribed in Article 164 of the Former Securities and Exchange Act of the specified securities, etc. prescribed in that Article that was conducted before the effective date, the provisions then in force continue to govern. machine translation, not official ### 第十一条（課徴金に関する経過措置） — Transitional Measures Concerning Surcharges caption: machine translation, not official suppl-4161-97/art-11 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11 **第一項** 新証券取引法第百七十二条第一項及び第二項の規定は施行日以後に提出される同条第一項又は第二項に規定する開示書類に基づく募集又は売出し（新証券取引法第四条第三項に規定する有価証券の売出しをいう。以下この項において同じ。）により有価証券を取得させ、又は売り付ける行為について、新証券取引法第百七十二条第四項及び第五項の規定は施行日以後に開始する売出しにより有価証券を売り付ける行為について、それぞれ適用する。 suppl-4161-97/art-11/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11/par-1 The provisions of Article 172, paragraphs (1) and (2) of the New Securities and Exchange Act apply to the act of causing the acquisition of securities, or selling securities, by a public offering or secondary distribution (meaning a secondary distribution of securities prescribed in Article 4, paragraph (3) of the New Securities and Exchange Act; the same applies hereinafter in this paragraph) based on a disclosure document prescribed in paragraph (1) or (2) of Article 172 of that Act that is submitted on or after the effective date, and the provisions of Article 172, paragraphs (4) and (5) of the New Securities and Exchange Act apply to the act of selling securities by a secondary distribution commenced on or after the effective date, respectively. machine translation, not official **第二項** 新証券取引法第百七十三条の規定は、施行日以後に行われる同条第一項に規定する違反行為について適用する。 suppl-4161-97/art-11/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11/par-2 The provisions of Article 173 of the New Securities and Exchange Act apply to violations prescribed in paragraph (1) of that Article that are committed on or after the effective date. machine translation, not official **第三項** 新証券取引法第百七十四条の規定は、施行日以後に開始される同条第一項に規定する違反行為について適用する。 suppl-4161-97/art-11/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11/par-3 The provisions of Article 174 of the New Securities and Exchange Act apply to violations prescribed in paragraph (1) of that Article that commence on or after the effective date. machine translation, not official **第四項** 新証券取引法第百七十五条の規定は、施行日以後に行われる新証券取引法第百六十六条第一項に規定する売買等又は新証券取引法第百六十七条第一項に規定する特定株券等若しくは関連株券等に係る買付け等若しくは同項に規定する株券等に係る売付け等について適用する。 suppl-4161-97/art-11/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11/par-4 The provisions of Article 175 of the New Securities and Exchange Act apply to the sale or purchase, etc. prescribed in Article 166, paragraph (1) of the New Securities and Exchange Act, the purchase, etc. of the specified share certificates, etc. or related share certificates, etc. prescribed in Article 167, paragraph (1) of the New Securities and Exchange Act, or the sale, etc. of the share certificates, etc. prescribed in that paragraph, that are conducted on or after the effective date. machine translation, not official ### 第二十二条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4161-97/art-22 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-22 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-22 **第一項** この法律（附則第一条各号に掲げる規定については、当該規定。以下この条において同じ。）の施行前にした行為及び附則第三条の規定によりなお従前の例によることとされる場合におけるこの法律の施行後にした行為に対する罰則の適用については、なお従前の例による。 suppl-4161-97/art-22/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-22/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-22/par-1 With regard to the application of penal provisions to acts committed before the enforcement of this Act (or, for the provisions set forth in the items of Article 1 of the Supplementary Provisions, the enforcement of those provisions; the same applies hereinafter in this Article) and to acts committed after the enforcement of this Act in the cases where the provisions then in force continue to govern pursuant to the provisions of Article 3 of the Supplementary Provisions, the provisions then in force continue to govern. machine translation, not official ### 第二十三条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order caption: machine translation, not official suppl-4161-97/art-23 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-23 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-23 **第一項** この附則に規定するもののほか、この法律の施行に伴い必要な経過措置は、政令で定める。 suppl-4161-97/art-23/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-23/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-23/par-1 Beyond what is provided for in these Supplementary Provisions, transitional measures necessary incidental to the enforcement of this Act are specified by Cabinet Order. machine translation, not official ### 第二十四条（検討） — Review caption: machine translation, not official suppl-4161-97/art-24 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-24 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-24 **第一項** 政府は、この法律の施行後五年を経過した場合において、この法律による改正後の規定の実施状況、社会経済情勢の変化等を勘案し、この法律による改正後の金融諸制度について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。 suppl-4161-97/art-24/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-24/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-24/par-1 Once five years have passed after this Act comes into effect, the government is to take into account the implementation status of the provisions amended by this Act and the changes in socioeconomic conditions, review the financial system amended by this Act, and take the required measures based on the results of the review if it finds this to be necessary. machine translation, not official --- ## Cites - suppl-4161-97/art-1/par-1/item-1: この条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4161-97/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4161-97/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4161-97/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-3 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4161-97/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-4 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4161-97/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-5 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4161-97/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-6 - suppl-4161-97/art-1/par-1/item-3: 次条から附則第七条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4161-97/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-7 - suppl-4161-97/art-1/par-1/item-5: 附則第九条 → 金融商品取引法 附則第九条 (Supplementary Provisions, Article 9), suppl-4161-97/art-9 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-9 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-9 - suppl-4161-97/art-2/par-1: 第二条第一項 → 金融商品取引法 第二条第一項 (Article 2, paragraph (1)), art-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/art-2/par-1 - suppl-4161-97/art-2/par-1: 同条第二項 → 金融商品取引法 第二条第二項 (Article 2, paragraph (2)), art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/art-2/par-2 - suppl-4161-97/art-2/par-1: 次項 → 金融商品取引法 附則第二条第二項 (Supplementary Provisions, Article 2, paragraph (2)), suppl-4161-97/art-2/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2/par-2 - suppl-4161-97/art-2/par-2: 前項 → 金融商品取引法 附則第二条第一項 (Supplementary Provisions, Article 2, paragraph (1)), suppl-4161-97/art-2/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2/par-1 - suppl-4161-97/art-11/par-1: この項 → 金融商品取引法 附則第十一条第一項 (Supplementary Provisions, Article 11, paragraph (1)), suppl-4161-97/art-11/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11/par-1 - suppl-4161-97/art-22/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4161-97/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1 - suppl-4161-97/art-22/par-1: この条 → 金融商品取引法 附則第二十二条 (Supplementary Provisions, Article 22), suppl-4161-97/art-22 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-22 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-22 - suppl-4161-97/art-22/par-1: 附則第三条 → 金融商品取引法 附則第三条 (Supplementary Provisions, Article 3), suppl-4161-97/art-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-3 ## Cited by 7 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-1 - 金融商品取引法 附則第一条第一項第三号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-3 - 金融商品取引法 附則第一条第一項第五号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-1/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-1/par-1/item-5 - 金融商品取引法 附則第二条第一項（新たにみなし有価証券とされたものに関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2/par-1 - 金融商品取引法 附則第二条第二項（新たにみなし有価証券とされたものに関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-2/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-2/par-2 - 金融商品取引法 附則第十一条第一項（課徴金に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-11/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-11/par-1 - 金融商品取引法 附則第二十二条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4161-97/art-22/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4161-97/art-22/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-047, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-047, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-037, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22