# 金融商品取引法 / Financial Instruments and Exchange Act — 附　則 (Supplementary Provisions) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 附　則 (Supplementary Provisions) — address `suppl-4121-96` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4121-96 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ## 附　則 平成一二年五月三一日法律第九六号 suppl-4121-96 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96 ### 第一条（施行期日） — Effective Date caption: machine translation, not official suppl-4121-96/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1 **第一項** この法律は、平成十二年十二月一日（以下「施行日」という。）から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。 suppl-4121-96/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1 This Act comes into effect as of December 1, 2000 (hereinafter referred to as "the effective date"); provided, however, that the provisions set forth in the following items come into effect as of the date specified in each of those items. machine translation, not official **一** 第一条中証券取引法目次の改正規定（「第二章の三　株券等の大量保有の状況に関する開示（第二十七条の二十三―第二十七条の三十）」を「／第二章の三　株券等の大量保有の状況に関する開示（第二十七条の二十三―第二十七条の三十）／第二章の四　開示用電子情報処理組織による手続の特例等（第二十七条の三十の二―第二十七条の三十の十一）／」に改める部分に限る。）、第二十七条の二第一項、第二十七条の十第一項及び第二十七条の二十三第一項の改正規定、同法第二章の三の次に一章を加える改正規定（第二十七条の三十の九及び第二十七条の三十の十一に係る部分に限る。）並びに附則第四十六条　書面の交付等に関する情報通信の技術の利用のための関係法律の整備に関する法律（平成十二年法律第百二十六号）の施行の日 suppl-4121-96/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-1 the provisions of Article 1 amending the table of contents of the Securities and Exchange Act (limited to the part replacing "Chapter II-3 Disclosure of the Status of Large-Volume Holdings in Share Certificates (Articles 27-23 to 27-30)" with "Chapter II-3 Disclosure of the Status of Large-Volume Holdings in Share Certificates (Articles 27-23 to 27-30) / Chapter II-4 Special Provisions on Procedures Taken Using an Electronic Data Processing System for Disclosure (Articles 27-30-2 to 27-30-11) /"), the provisions amending Article 27-2, paragraph (1), Article 27-10, paragraph (1) and Article 27-23, paragraph (1) of that Act, the provisions adding one chapter following Chapter II-3 of that Act (limited to the parts pertaining to Article 27-30-9 and Article 27-30-11), and Article 46 of the Supplementary Provisions: the effective date of the Act on the Arrangement of Related Acts for the Use of Information and Communications Technology in the Delivery of Documents, etc. (Act No. 126 of 2000) machine translation, not official **二** 第一条中証券取引法第二章の三の次に一章を加える改正規定（第二十七条の三十の三第一項、第二十七条の三十の四第一項、第二十七条の三十の五、第二十七条の三十の九及び第二十七条の三十の十一に係る部分を除く。）並びに附則第六条及び第七条　平成十三年六月一日 suppl-4121-96/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-2 the provisions of Article 1 adding one chapter following Chapter II-3 of the Securities and Exchange Act (excluding the parts pertaining to Article 27-30-3, paragraph (1), Article 27-30-4, paragraph (1), Article 27-30-5, Article 27-30-9 and Article 27-30-11), and Articles 6 and 7 of the Supplementary Provisions: June 1, 2001 machine translation, not official **三** 附則第八条　平成十三年六月一日から平成十四年六月一日までの範囲内において政令で定める日 suppl-4121-96/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-3 Article 8 of the Supplementary Provisions: the date specified by Cabinet Order within a period from June 1, 2001 to June 1, 2002 machine translation, not official **四** 第一条中証券取引法第二章の三の次に一章を加える改正規定（第二十七条の三十の三第一項、第二十七条の三十の四第一項及び第二十七条の三十の五に係る部分に限る。）　平成十六年六月一日 suppl-4121-96/art-1/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-4 the provisions of Article 1 adding one chapter following Chapter II-3 of the Securities and Exchange Act (limited to the parts pertaining to Article 27-30-3, paragraph (1), Article 27-30-4, paragraph (1) and Article 27-30-5): June 1, 2004 machine translation, not official ### 第二条（経過措置） — Transitional Measures caption: machine translation, not official suppl-4121-96/art-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-2 **第一項** この法律の施行の際現に第一条の規定による改正前の証券取引法（附則第四条において「旧証券取引法」という。）第八十一条第二項の免許を受けている者は、施行日において第一条の規定による改正後の証券取引法（以下「新証券取引法」という。）第二条第十三項に規定する証券会員制法人であって、新証券取引法第八十条第一項の免許を受けた者とみなす。この場合において、新証券取引法第百五十一条の規定は、適用しない。 suppl-4121-96/art-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-2/par-1 A person who, at the time this Act comes into effect, actually holds a license under Article 81, paragraph (2) of the Securities and Exchange Act prior to amendment by the provisions of Article 1 (referred to as the "Former Securities and Exchange Act" in Article 4 of the Supplementary Provisions) is deemed, on the effective date, to be a securities membership corporation prescribed in Article 2, paragraph (13) of the Securities and Exchange Act as amended by the provisions of Article 1 (hereinafter referred to as the "New Securities and Exchange Act") that has received a license under Article 80, paragraph (1) of the New Securities and Exchange Act. In this case, the provisions of Article 151 of the New Securities and Exchange Act do not apply. machine translation, not official ### 第三条 suppl-4121-96/art-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-3 **第一項** 前条の規定により新証券取引法第二条第十三項に規定する証券会員制法人であって、新証券取引法第八十条第一項の免許を受けたものとみなされる者については、新証券取引法第八十七条の七第二項の規定は、平成十三年八月一日までの間は、適用しない。 suppl-4121-96/art-3/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-3/par-1 With regard to a person who is deemed, pursuant to the provisions of the preceding Article, to be a securities membership corporation prescribed in Article 2, paragraph (13) of the New Securities and Exchange Act that has received a license under Article 80, paragraph (1) of the New Securities and Exchange Act, the provisions of Article 87-7, paragraph (2) of the New Securities and Exchange Act do not apply until August 1, 2001. machine translation, not official **第二項** この法律の施行の際現にその名称のうちに証券会員制法人という文字を用いている者については、新証券取引法第八十七条の七第三項の規定は、平成十三年六月一日までの間は、適用しない。 suppl-4121-96/art-3/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-3/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-3/par-2 With regard to a person who, at the time this Act comes into effect, is actually using the words "securities membership corporation" in its name, the provisions of Article 87-7, paragraph (3) of the New Securities and Exchange Act do not apply until June 1, 2001. machine translation, not official ### 第四条 suppl-4121-96/art-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4 **第一項** 新証券取引法の施行前に証券取引所（旧証券取引法第二条第十一項に規定する証券取引所をいう。）について旧証券取引法第百三十八条から第百四十四条までの規定により証券取引所登記簿に登記された事項は、施行日において新証券取引法第八十九条の三から第八十九条の七まで、第百条の三、第百条の四又は第百四十三条の規定により証券会員制法人登記簿に登記されたものとみなす。 suppl-4121-96/art-4/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-4/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4/par-1 Particulars registered in the securities exchange register, pursuant to the provisions of Articles 138 through 144 of the Former Securities and Exchange Act, with regard to a securities exchange (meaning a securities exchange prescribed in Article 2, paragraph (11) of the Former Securities and Exchange Act) before the New Securities and Exchange Act comes into effect are deemed to have been registered in the securities membership corporation register on the effective date pursuant to the provisions of Articles 89-3 through 89-7, Article 100-3, Article 100-4 or Article 143 of the New Securities and Exchange Act. machine translation, not official **第二項** この法律の施行の際現に旧証券取引法第九十七条第一項の規定により預託されている会員信認金は、新証券取引法第百七条の四の規定による信認金とみなす。 suppl-4121-96/art-4/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-4/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4/par-2 Member guarantee funds that, at the time this Act comes into effect, are actually deposited pursuant to the provisions of Article 97, paragraph (1) of the Former Securities and Exchange Act are deemed to be guarantee funds under the provisions of Article 107-4 of the New Securities and Exchange Act. machine translation, not official ### 第五条 suppl-4121-96/art-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5 **第一項** 新証券取引法の規定は、次の各号に掲げる手続であって当該各号に定める日以後に行われるものについて適用し、当該各号に定める日前に行われるものについては、なお従前の例による。 suppl-4121-96/art-5/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1 The provisions of the New Securities and Exchange Act apply to the procedures set forth in the following items that are conducted on or after the date specified in each of those items, and for those conducted before the date specified in each of those items, the provisions then in force continue to govern. machine translation, not official **一** 新証券取引法第二十七条の三十の二に規定する電子開示手続（以下「電子開示手続」という。）のうち新証券取引法第七条（第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する場合に限る。）、第九条第一項（同項後段を除き、第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する場合に限る。）、第十条第一項（同項後段を除き、第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する場合に限る。）、第二十三条の三第四項（第二十七条において準用する場合を含む。）、第二十四条第一項及び第三項（これらの規定を同条第五項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）、第二十四条の五第一項（同条第三項（第二十七条において準用する場合を含む。）において準用する場合を含む。）及び第四項（これらの規定を第二十七条において準用する場合を含む。）並びに第二十五条第四項（同条第一項第四号から第六号までに掲げる書類に係るものに限るものとし、第二十七条において準用する場合を含む。）の規定による手続　平成十三年六月一日 suppl-4121-96/art-5/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-1 among the electronic disclosure procedures prescribed in Article 27-30-2 of the New Securities and Exchange Act (hereinafter referred to as "electronic disclosure procedures"), the procedures under the provisions of Article 7 of the New Securities and Exchange Act (limited to where applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (including where these provisions are applied mutatis mutandis pursuant to Article 27)), Article 9, paragraph (1) (excluding the latter part of that paragraph, and limited to where applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (including where these provisions are applied mutatis mutandis pursuant to Article 27)), Article 10, paragraph (1) (excluding the latter part of that paragraph, and limited to where applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (including where these provisions are applied mutatis mutandis pursuant to Article 27)), Article 23-3, paragraph (4) (including where applied mutatis mutandis pursuant to Article 27), Article 24, paragraphs (1) and (3) (including where these provisions are applied mutatis mutandis pursuant to paragraph (5) of that Article (including where applied mutatis mutandis pursuant to Article 27) and Article 27), Article 24-5, paragraph (1) (including where applied mutatis mutandis pursuant to paragraph (3) of that Article (including where applied mutatis mutandis pursuant to Article 27)) and paragraph (4) (including where these provisions are applied mutatis mutandis pursuant to Article 27), and Article 25, paragraph (4) (limited to those pertaining to the documents set forth in paragraph (1), items (iv) through (vi) of that Article, and including where applied mutatis mutandis pursuant to Article 27): June 1, 2001 machine translation, not official **二** 前号に掲げる手続以外の電子開示手続　附則第一条第三号に定める日 suppl-4121-96/art-5/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-2 electronic disclosure procedures other than the procedures set forth in the preceding item: the date specified in Article 1, item (iii) of the Supplementary Provisions machine translation, not official **三** 新証券取引法第二十七条の三十の二に規定する任意電子開示手続（次号において「任意電子開示手続」という。）のうち新証券取引法第四条第五項（第二十三条の八第四項（第二十七条において準用する場合を含む。）において準用する場合を含む。）及び第二十七条の五第二号の規定による手続　附則第一条第三号に定める日 suppl-4121-96/art-5/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-3 among the voluntary electronic disclosure procedures prescribed in Article 27-30-2 of the New Securities and Exchange Act (referred to as "voluntary electronic disclosure procedures" in the following item), the procedures under the provisions of Article 4, paragraph (5) of the New Securities and Exchange Act (including where applied mutatis mutandis pursuant to Article 23-8, paragraph (4) (including where applied mutatis mutandis pursuant to Article 27)) and Article 27-5, item (ii): the date specified in Article 1, item (iii) of the Supplementary Provisions machine translation, not official **四** 前号に掲げる手続以外の任意電子開示手続　平成十四年六月一日から平成十五年六月一日までの範囲内において政令で定める日 suppl-4121-96/art-5/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-4 voluntary electronic disclosure procedures other than the procedures set forth in the preceding item: the date specified by Cabinet Order within a period from June 1, 2002 to June 1, 2003 machine translation, not official ### 第五条の二 suppl-4121-96/art-5-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5-2 **第一項** 平成十三年六月一日から平成十六年五月三十一日までの間は、第二十七条の三十の三第二項中「前二項の規定により行われた電子開示手続又は」とあるのは「前項の規定により行われた」と、同条第三項中「第一項又は第二項の規定により行われた電子開示手続又は」とあるのは「第一項の規定により行われた」と、第二十七条の三十の四第二項中「前二項の規定により電子開示手続又は」とあるのは「前項の規定により」と、同条第三項中「前条第四項の規定は、前三項の規定により行われた電子開示手続又は」とあるのは「前条第三項の規定は、前二項の規定により行われた」と読み替えるものとする。 suppl-4121-96/art-5-2/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5-2/par-1 From June 1, 2001 through May 31, 2004, the phrase "electronic disclosure procedures or voluntary electronic disclosure procedures that are carried out pursuant to the provisions of the preceding two paragraphs" in Article 27-30-3, paragraph (2) is deemed to be replaced with "voluntary electronic disclosure procedures that are carried out pursuant to the provisions of the preceding paragraph"; the phrase "electronic disclosure procedures or voluntary electronic disclosure procedures that are carried out pursuant to the provisions of paragraph (1) or (2)" in paragraph (3) of that Article is deemed to be replaced with "voluntary electronic disclosure procedures that are carried out pursuant to the provisions of paragraph (1)"; the phrase "electronic disclosure procedures or voluntary electronic disclosure procedures pursuant to the provisions of the preceding two paragraphs" in Article 27-30-4, paragraph (2) is deemed to be replaced with "voluntary electronic disclosure procedures pursuant to the provisions of the preceding paragraph"; and the phrase "The provisions of paragraph (4) of the preceding Article apply mutatis mutandis to electronic disclosure procedures or voluntary electronic disclosure procedures that are carried out pursuant to the provisions of the preceding three paragraphs" in paragraph (3) of that Article is deemed to be replaced with "The provisions of paragraph (3) of the preceding Article apply mutatis mutandis to voluntary electronic disclosure procedures that are carried out pursuant to the provisions of the preceding two paragraphs". machine translation, not official ### 第六条 suppl-4121-96/art-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6 **第一項** 電子開示手続のうち新証券取引法第七条（第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する場合に限る。）、第九条第一項（同項後段を除き、第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する場合に限る。）、第十条第一項（同項後段を除き、第二十四条の二第一項及び第二十四条の五第五項（これらの規定を第二十七条において準用する場合を含む。）において準用する場合に限る。）、第二十三条の三第四項（第二十七条において準用する場合を含む。）、第二十四条第一項若しくは第三項（これらの規定を同条第五項（第二十七条において準用する場合を含む。）及び第二十七条において準用する場合を含む。）、第二十四条の五第一項（同条第三項（第二十七条において準用する場合を含む。）において準用する場合を含む。）若しくは第四項（これらの規定を第二十七条において準用する場合を含む。）又は第二十五条第四項（同条第一項第四号から第六号までに掲げる書類に係るものに限るものとし、第二十七条において準用する場合を含む。）の規定による手続（以下「流通開示手続」という。）を行う者は、平成十三年六月一日から平成十六年五月三十一日までの間は、政令で定めるところにより、新証券取引法第二十七条の三十の二に規定する開示用電子情報処理組織（第三項及び次条において「開示用電子情報処理組織」という。）を使用して行うことができる。この場合において、新証券取引法第二十七条の三十の二の電子計算機に備えられたファイル（第四項において単に「ファイル」という。）への記録がされた時に内閣府に到達したものとみなす。 suppl-4121-96/art-6/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-1 A person who conducts, among the electronic disclosure procedures, the procedures under the provisions of Article 7 of the New Securities and Exchange Act (limited to where applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (including where these provisions are applied mutatis mutandis pursuant to Article 27)), Article 9, paragraph (1) (excluding the latter part of that paragraph, and limited to where applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (including where these provisions are applied mutatis mutandis pursuant to Article 27)), Article 10, paragraph (1) (excluding the latter part of that paragraph, and limited to where applied mutatis mutandis pursuant to Article 24-2, paragraph (1) and Article 24-5, paragraph (5) (including where these provisions are applied mutatis mutandis pursuant to Article 27)), Article 23-3, paragraph (4) (including where applied mutatis mutandis pursuant to Article 27), Article 24, paragraph (1) or (3) (including where these provisions are applied mutatis mutandis pursuant to paragraph (5) of that Article (including where applied mutatis mutandis pursuant to Article 27) and Article 27), Article 24-5, paragraph (1) (including where applied mutatis mutandis pursuant to paragraph (3) of that Article (including where applied mutatis mutandis pursuant to Article 27)) or paragraph (4) (including where these provisions are applied mutatis mutandis pursuant to Article 27), or Article 25, paragraph (4) (limited to those pertaining to the documents set forth in paragraph (1), items (iv) through (vi) of that Article, and including where applied mutatis mutandis pursuant to Article 27) (hereinafter referred to as a "continuous disclosure procedure") may do so, from June 1, 2001 through May 31, 2004, as provided by Cabinet Order, by using the electronic data processing system for disclosure prescribed in Article 27-30-2 of the New Securities and Exchange Act (referred to as the "electronic data processing system for disclosure" in paragraph (3) and the following Article). In this case, the procedure is deemed to have reached the Cabinet Office at the time when it is recorded in a file stored on the computer referred to in Article 27-30-2 of the New Securities and Exchange Act (referred to simply as the "file" in paragraph (4)). machine translation, not official **第二項** 前項の規定により行われた流通開示手続については、当該流通開示手続を文書をもって行うものとして規定した新証券取引法又はこれに基づく命令（以下この項において「新証券取引法令」という。）の規定に規定する文書をもって行われたものとみなして、新証券取引法令の規定を適用する。 suppl-4121-96/art-6/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-2 With regard to a continuous disclosure procedure conducted pursuant to the provisions of the preceding paragraph, the provisions of the New Securities and Exchange Act or Orders under It (hereinafter in this paragraph referred to as "New Securities and Exchange Act or Orders under It") apply, with that procedure deemed to have been conducted by the document prescribed in those provisions of the New Securities and Exchange Act or Orders under It that prescribe that continuous disclosure procedure as one to be conducted by a document. machine translation, not official **第三項** 第一項前段の規定により開示用電子情報処理組織を使用して流通開示手続を行う者は、電気通信回線の故障その他の事由により開示用電子情報処理組織を使用して当該流通開示手続を行うことができない場合には、政令で定めるところにより、内閣総理大臣の承認を得て、開示用電子情報処理組織の使用に代えて、磁気ディスク（これに準ずる方法により一定の事項を確実に記録しておくことができる物を含む。次項及び次条において同じ。）の提出によりその流通開示手続を行うことができる。 suppl-4121-96/art-6/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-3 A person who conducts a continuous disclosure procedure using the electronic data processing system for disclosure pursuant to the provisions of the first sentence of paragraph (1) may, if unable to conduct that continuous disclosure procedure using the electronic data processing system for disclosure due to a failure in telecommunication lines or any other cause, conduct that continuous disclosure procedure by submitting a magnetic disk (including an object capable of reliably recording certain particulars by a method equivalent thereto; the same applies in the following paragraph and the following Article), instead of using the electronic data processing system for disclosure, with the approval of the Prime Minister and as provided by Cabinet Order. machine translation, not official **第四項** 内閣総理大臣は、前項の規定により流通開示手続が磁気ディスクの提出により行われたときは、当該磁気ディスクに記録された事項を、直ちに、内閣府令で定めるところにより、ファイルに記録しなければならない。この場合において、ファイルへの記録がされた時に内閣府に到達したものとみなす。 suppl-4121-96/art-6/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-4 If a continuous disclosure procedure has been conducted by the submission of a magnetic disk pursuant to the provisions of the preceding paragraph, the Prime Minister must immediately record the particulars recorded on that magnetic disk in the file, as provided by Cabinet Office Order. In this case, the continuous disclosure procedure is deemed to have reached the Cabinet Office at the time when it is recorded in the file. machine translation, not official **第五項** 第二項の規定は、前二項の規定により行われた流通開示手続について準用する。 suppl-4121-96/art-6/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-5 The provisions of paragraph (2) apply mutatis mutandis to a continuous disclosure procedure conducted pursuant to the provisions of the preceding two paragraphs. machine translation, not official **第六項** 電子開示手続については、行政手続等における情報通信の技術の利用に関する法律（平成十四年法律第百五十一号）第三条の規定は、適用しない。 suppl-4121-96/art-6/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-6 The provisions of Article 3 of the Act on the Use of Information and Communications Technology in Administrative Procedures, etc. (Act No. 151 of 2002) do not apply to electronic disclosure procedures. machine translation, not official ### 第七条 suppl-4121-96/art-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7 **第一項** 流通開示手続を行う者は、前条第一項前段の規定により当該流通開示手続を開示用電子情報処理組織を使用して行った場合（同条第三項の規定により磁気ディスクの提出により行った場合を含む。）には、当該流通開示手続以後に行うすべての流通開示手続については、政令で定めるところにより、開示用電子情報処理組織を使用して行わなければならない。この場合においては、前条第一項後段及び第二項の規定を準用する。 suppl-4121-96/art-7/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-1 A person who conducts a continuous disclosure procedure must, if the person has conducted that continuous disclosure procedure using the electronic data processing system for disclosure pursuant to the provisions of the first sentence of paragraph (1) of the preceding Article (including where the person has done so by submitting a magnetic disk pursuant to the provisions of paragraph (3) of that Article), conduct all continuous disclosure procedures conducted on or after that continuous disclosure procedure using the electronic data processing system for disclosure, as provided by Cabinet Order. In this case, the provisions of the second sentence of paragraph (1) and paragraph (2) of the preceding Article apply mutatis mutandis. machine translation, not official **第二項** 前項の規定により流通開示手続を行わなければならない者は、電気通信回線の故障その他の事由により開示用電子情報処理組織を使用して当該流通開示手続を行うことができない場合には、前項の規定にかかわらず、政令で定めるところにより、内閣総理大臣の承認を得て、開示用電子情報処理組織の使用に代えて、磁気ディスクの提出によりその流通開示手続を行うことができる。この場合においては、前条第二項及び第四項の規定を準用する。 suppl-4121-96/art-7/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-2 A person who must conduct a continuous disclosure procedure pursuant to the provisions of the preceding paragraph may, if unable to conduct that continuous disclosure procedure using the electronic data processing system for disclosure due to a failure in telecommunication lines or any other cause, notwithstanding the provisions of the preceding paragraph, conduct that continuous disclosure procedure by submitting a magnetic disk, instead of using the electronic data processing system for disclosure, with the approval of the Prime Minister and as provided by Cabinet Order. In this case, the provisions of paragraphs (2) and (4) of the preceding Article apply mutatis mutandis. machine translation, not official **第三項** 次の各号のいずれかに該当する場合であって、内閣総理大臣が承認するときは、第一項の規定は、適用しない。 suppl-4121-96/art-7/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-3 If a case falls under any of the following items and the Prime Minister approves, the provisions of paragraph (1) do not apply. machine translation, not official **一** 新証券取引法第二十七条の三十の二の電子計算機の故障その他政令で定める事由があると認められるとき。 suppl-4121-96/art-7/par-3/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-3/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-3/item-1 when it is found that there is a malfunction in the computer referred to in Article 27-30-2 of the New Securities and Exchange Act or there are otherwise grounds specified by Cabinet Order; machine translation, not official **二** 開示用電子情報処理組織を使用して流通開示手続を行うことが著しく困難であると認められるとき。 suppl-4121-96/art-7/par-3/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-3/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-3/item-2 when it is found to be extremely difficult to conduct a continuous disclosure procedure using the electronic data processing system for disclosure. machine translation, not official **第四項** 前項の承認に係る手続については、内閣府令で定める。 suppl-4121-96/art-7/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-4 The procedures for the approval referred to in the preceding paragraph are specified by Cabinet Office Order. machine translation, not official ### 第八条 suppl-4121-96/art-8 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-8 **第一項** 前二条の規定は、流通開示手続以外の電子開示手続を行う者について準用する。この場合において、附則第六条第一項中「平成十三年六月一日」とあるのは、「附則第一条第三号に定める日」と読み替えるものとする。 suppl-4121-96/art-8/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-8/par-1 The provisions of the preceding two Articles apply mutatis mutandis to a person who conducts electronic disclosure procedures other than continuous disclosure procedures. In this case, the phrase "June 1, 2001" in Article 6, paragraph (1) of the Supplementary Provisions is deemed to be replaced with "the date specified in Article 1, item (iii) of the Supplementary Provisions". machine translation, not official ### 第四十九条（処分等の効力） — Effect of Dispositions caption: machine translation, not official suppl-4121-96/art-49 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-49 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-49 **第一項** この法律（附則第一条各号に掲げる規定にあっては、当該規定）の施行前に改正前のそれぞれの法律の規定によってした処分、手続その他の行為であって、改正後のそれぞれの法律の規定に相当の規定があるものは、この附則に別段の定めがあるものを除き、改正後のそれぞれの法律の相当の規定によってしたものとみなす。 suppl-4121-96/art-49/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-49/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-49/par-1 Dispositions, procedures, or other acts carried out before this Act (or, for the provisions set forth in the items of Article 1 of the Supplementary Provisions, those provisions) comes into effect pursuant to the provisions of the respective Acts prior to amendment, for which the respective Acts after amendment contain equivalent provisions, are deemed to have been carried out pursuant to the equivalent provisions of the respective Acts after amendment, except as otherwise provided for in these Supplementary Provisions. machine translation, not official ### 第五十条（罰則の適用に関する経過措置） — Transitional Measures Concerning the Application of Penal Provisions caption: machine translation, not official suppl-4121-96/art-50 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-50 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-50 **第一項** この法律の施行前にした行為に対する罰則の適用については、なお従前の例による。 suppl-4121-96/art-50/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-50/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-50/par-1 With regard to the application of penal provisions to acts committed before this Act comes into effect, the provisions then in force continue to govern. machine translation, not official ### 第五十一条（その他の経過措置の政令への委任） — Delegation of Other Transitional Measures to Cabinet Order caption: machine translation, not official suppl-4121-96/art-51 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-51 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-51 **第一項** 附則第二条から第十一条まで及び前条に定めるもののほか、この法律の施行に際し必要な経過措置は、政令で定める。 suppl-4121-96/art-51/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-51/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-51/par-1 Beyond what is provided for in Articles 2 through 11 of the Supplementary Provisions and the preceding Article, transitional measures necessary in connection with the enforcement of this Act are specified by Cabinet Order. machine translation, not official ### 第五十二条（検討） — Review caption: machine translation, not official suppl-4121-96/art-52 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-52 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-52 **第一項** 政府は、この法律の施行後五年を経過した場合において、新証券取引法及び新金融先物取引法の施行状況、社会経済情勢の変化等を勘案し、新証券取引法第二条第十六項に規定する証券取引所及び新金融先物取引法第二条第六項に規定する金融先物取引所に係る制度について検討を加え、必要があると認めるときは、その結果に基づいて所要の措置を講ずるものとする。 suppl-4121-96/art-52/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-52/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-52/par-1 When five years have elapsed after this Act comes into effect, the government is to take into account the enforcement status of the New Securities and Exchange Act and the New Financial Futures Trading Act, changes in socioeconomic conditions, etc., review the system concerning the securities exchanges prescribed in Article 2, paragraph (16) of the New Securities and Exchange Act and the financial futures exchanges prescribed in Article 2, paragraph (6) of the New Financial Futures Trading Act, and take the required measures based on the results of the review if it finds this to be necessary. machine translation, not official --- ## Cites - suppl-4121-96/art-1/par-1/item-2: 附則第六条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4121-96/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6 - suppl-4121-96/art-1/par-1/item-2: 第七条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4121-96/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7 - suppl-4121-96/art-1/par-1/item-3: 附則第八条 → 金融商品取引法 附則第八条 (Supplementary Provisions, Article 8), suppl-4121-96/art-8 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-8 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-8 - suppl-4121-96/art-2/par-1: 附則第四条 → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4121-96/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-4 - suppl-4121-96/art-3/par-1: 前条 → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4121-96/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-2 - suppl-4121-96/art-5/par-1/item-2: 前号 → 金融商品取引法 附則第五条第一項第一号 (Supplementary Provisions, Article 5, paragraph (1), item (i)), suppl-4121-96/art-5/par-1/item-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-1 - suppl-4121-96/art-5/par-1/item-2: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4121-96/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-3 - suppl-4121-96/art-5/par-1/item-3: 次号 → 金融商品取引法 附則第五条第一項第四号 (Supplementary Provisions, Article 5, paragraph (1), item (iv)), suppl-4121-96/art-5/par-1/item-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-4 - suppl-4121-96/art-5/par-1/item-3: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4121-96/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-3 - suppl-4121-96/art-5/par-1/item-4: 前号 → 金融商品取引法 附則第五条第一項第三号 (Supplementary Provisions, Article 5, paragraph (1), item (iii)), suppl-4121-96/art-5/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-3 - suppl-4121-96/art-6/par-1: 第三項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-4121-96/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-3 - suppl-4121-96/art-6/par-1: 次条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4121-96/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7 - suppl-4121-96/art-6/par-1: 第四項 → 金融商品取引法 附則第六条第四項 (Supplementary Provisions, Article 6, paragraph (4)), suppl-4121-96/art-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-4 - suppl-4121-96/art-6/par-2: 前項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4121-96/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-1 - suppl-4121-96/art-6/par-2: この項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4121-96/art-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-2 - suppl-4121-96/art-6/par-3: 第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4121-96/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-1 - suppl-4121-96/art-6/par-3: 次項 → 金融商品取引法 附則第六条第四項 (Supplementary Provisions, Article 6, paragraph (4)), suppl-4121-96/art-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-4 - suppl-4121-96/art-6/par-3: 次条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4121-96/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7 - suppl-4121-96/art-6/par-4: 前項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-4121-96/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-3 - suppl-4121-96/art-6/par-5: 第二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4121-96/art-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-2 - suppl-4121-96/art-6/par-5: 前二項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-4121-96/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-3 - suppl-4121-96/art-6/par-5: 前二項 → 金融商品取引法 附則第六条第四項 (Supplementary Provisions, Article 6, paragraph (4)), suppl-4121-96/art-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-4 - suppl-4121-96/art-6/par-6: 行政手続等における情報通信の技術の利用に関する法律（平成十四年法律第百五十一号）第三条 → e-Gov law 414AC0000000151, 第三条 (Article 3), art-3 — not held in this collection - suppl-4121-96/art-7/par-1: 前条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4121-96/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-1 - suppl-4121-96/art-7/par-1: 同条第三項 → 金融商品取引法 附則第六条第三項 (Supplementary Provisions, Article 6, paragraph (3)), suppl-4121-96/art-6/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-3 - suppl-4121-96/art-7/par-1: 第二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4121-96/art-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-2 - suppl-4121-96/art-7/par-2: 前項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-4121-96/art-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-1 - suppl-4121-96/art-7/par-2: 前条第二項 → 金融商品取引法 附則第六条第二項 (Supplementary Provisions, Article 6, paragraph (2)), suppl-4121-96/art-6/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-2 - suppl-4121-96/art-7/par-2: 第四項 → 金融商品取引法 附則第六条第四項 (Supplementary Provisions, Article 6, paragraph (4)), suppl-4121-96/art-6/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-4 - suppl-4121-96/art-7/par-3: 第一項 → 金融商品取引法 附則第七条第一項 (Supplementary Provisions, Article 7, paragraph (1)), suppl-4121-96/art-7/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-1 - suppl-4121-96/art-7/par-4: 前項 → 金融商品取引法 附則第七条第三項 (Supplementary Provisions, Article 7, paragraph (3)), suppl-4121-96/art-7/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-3 - suppl-4121-96/art-8/par-1: 前二条 → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4121-96/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6 - suppl-4121-96/art-8/par-1: 前二条 → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4121-96/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7 - suppl-4121-96/art-8/par-1: 附則第六条第一項 → 金融商品取引法 附則第六条第一項 (Supplementary Provisions, Article 6, paragraph (1)), suppl-4121-96/art-6/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-1 - suppl-4121-96/art-8/par-1: 附則第一条第三号 → 金融商品取引法 附則第一条第一項第三号 (Supplementary Provisions, Article 1, paragraph (1), item (iii)), suppl-4121-96/art-1/par-1/item-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-3 - suppl-4121-96/art-49/par-1: 附則第一条 → 金融商品取引法 附則第一条 (Supplementary Provisions, Article 1), suppl-4121-96/art-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1 - suppl-4121-96/art-51/par-1: 附則第二条から第十一条まで → 金融商品取引法 附則第二条 (Supplementary Provisions, Article 2), suppl-4121-96/art-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-2 - suppl-4121-96/art-51/par-1: 前条 → 金融商品取引法 附則第五十条 (Supplementary Provisions, Article 50), suppl-4121-96/art-50 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-50 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-50 ## Cited by 19 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第二号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-2 - 金融商品取引法 附則第一条第一項第三号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-1/par-1/item-3 - 金融商品取引法 附則第二条第一項（経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-2/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-2/par-1 - 金融商品取引法 附則第三条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-3/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-3/par-1 - 金融商品取引法 附則第五条第一項第二号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-2 - 金融商品取引法 附則第五条第一項第三号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-3 - 金融商品取引法 附則第五条第一項第四号 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-5/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-5/par-1/item-4 - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-1 - 金融商品取引法 附則第六条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-2 - 金融商品取引法 附則第六条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-3 - 金融商品取引法 附則第六条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-4 - 金融商品取引法 附則第六条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-6/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-6/par-5 - 金融商品取引法 附則第七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-1 - 金融商品取引法 附則第七条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-2 - 金融商品取引法 附則第七条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-3 - 金融商品取引法 附則第七条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-7/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-7/par-4 - 金融商品取引法 附則第八条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-8/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-8/par-1 - 金融商品取引法 附則第四十九条第一項（処分等の効力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-49/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-49/par-1 - 金融商品取引法 附則第五十一条第一項（その他の経過措置の政令への委任） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4121-96/art-51/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4121-96/art-51/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-042, translated 2026-10-23 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T033157-042, translated 2026-10-23 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-033, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22