# 金融商品取引法 / Financial Instruments and Exchange Act — 第五十七条 (Supplementary Provisions, Article 57) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第五十七条 (Supplementary Provisions, Article 57) — address `suppl-4101-107/art-57` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第五十七条 suppl-4101-107/art-57 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57 **第一項** 第二条の規定による改正後の証券取引法（以下この条において「新々証券取引法」という。）第百六十六条の規定は、同条第一項に規定する重要事実が平成十二年七月一日（当該重要事実に係る上場会社等の新証券取引法第五条第一項の規定による届出書、新証券取引法第二十四条第一項の規定による有価証券報告書又は新証券取引法第二十四条の五第一項の規定による半期報告書のいずれもが同日前に新証券取引法第二十五条第一項の規定による公衆の縦覧に供されていない場合にあっては、これらのいずれかの書類が同項の規定により公衆の縦覧に供された日の翌日とする。以下この条において同じ。）以後に生じた場合（新々証券取引法第百六十六条第二項第一号及び第五号に規定する上場会社等及び上場会社等の子会社の業務執行を決定する機関がした同項第一号又は第五号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が平成十二年七月一日以後に行われた場合に限るものとし、同項第三号及び第七号に掲げる事実にあっては平成十二年七月一日以後に同条第四項の公表がされた同条第二項第三号及び第七号に規定する直近の予想値又は前事業年度の実績値に比較して生じた場合に限る。）における当該重要事実を知った者又はこれらの事実の伝達を受けた者の同条の売買等について適用し、新証券取引法第百六十六条第一項に規定する重要事実が平成十二年七月一日前に生じた場合（同条第二項第一号に規定する上場会社等の業務執行を決定する機関がした同号に掲げる事項を行わない旨の決定にあっては当該事項を行うことについての当該機関の決定が平成十二年七月一日前に行われ、かつ、当該事項を行わない旨の決定が平成十二年七月一日以後に行われた場合を含むものとし、同項第三号に掲げる事実にあっては平成十二年七月一日前に同条第四項の公表がされた同条第二項第三号に規定する直近の予想値又は前事業年度の実績値に比較して平成十二年七月一日以後に生じた場合を含む。）における当該重要事実を知った者又はこれらの事実の伝達を受けた者の同条の売買等については、なお従前の例による。 suppl-4101-107/art-57/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57/par-1 The provisions of Article 166 of the Securities and Exchange Act as amended by Article 2 (hereinafter referred to as the "Further Amended Securities and Exchange Act" in this Article) apply to the purchase and sale, etc. under that Article by a person that comes to know a material fact prescribed in paragraph (1) of that Article, or that receives information on that fact, in a case where that material fact arose on or after July 1, 2000 (where none of the registration statement under Article 5, paragraph (1) of the New Securities and Exchange Act, the annual securities report under Article 24, paragraph (1) of the New Securities and Exchange Act, or the semiannual securities report under Article 24-5, paragraph (1) of the New Securities and Exchange Act of the listed company, etc. concerned with that material fact has been made available for public inspection under Article 25, paragraph (1) of the New Securities and Exchange Act before that day, the day following the day on which any of those documents is made available for public inspection under that paragraph; the same applies hereinafter in this Article) (in the case of a decision, made by the organ responsible for making decisions on the execution of operations of the listed company, etc. and the subsidiary company of the listed company, etc. prescribed in paragraph (2), items (i) and (v) of that Article, not to carry out a matter set forth in item (i) or (v) of that paragraph, limited to a case where the decision of that organ to carry out that matter was made on or after July 1, 2000; and in the case of a fact set forth in items (iii) and (vii) of that paragraph, limited to a case where it arose in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), items (iii) and (vii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made on or after July 1, 2000), and the provisions then in force continue to govern the purchase and sale, etc. under Article 166 of the New Securities and Exchange Act by a person that comes to know a material fact prescribed in paragraph (1) of that Article, or that receives information on that fact, in a case where that material fact arose before July 1, 2000 (in the case of a decision, made by the organ of the listed company, etc. prescribed in Article 166, paragraph (2), item (i) of the New Securities and Exchange Act that is responsible for making decisions on the execution of operations, not to carry out a matter set forth in that item, including a case where the decision of that organ to carry out that matter was made before July 1, 2000 and the decision not to carry out that matter was made on or after July 1, 2000; and in the case of a fact set forth in item (iii) of that paragraph, including a case where it arose on or after July 1, 2000 in comparison with the last disclosed forecasts or disclosed actual figures for the preceding business year prescribed in paragraph (2), item (iii) of that Article with respect to which the disclosure under paragraph (4) of that Article was made before July 1, 2000). machine translation, not official --- ## Cites - suppl-4101-107/art-57/par-1: この条 → 金融商品取引法 附則第五十七条 (Supplementary Provisions, Article 57), suppl-4101-107/art-57 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57 ## Cited by 2 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第一条第一項第六号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-6 - 金融商品取引法 附則第五十七条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57/par-1 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5, corrected on review by claude-opus-5-5 — Machine translation corrected on review, batch financial-instruments-and-exchange-act-20261023T035921-031, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22