# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十三条 (Supplementary Provisions, Article 43)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第四十三条 (Supplementary Provisions, Article 43) — address `suppl-4101-107/art-43`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第四十三条
<sup>suppl-4101-107/art-43 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43</sup>

**第一項**  基金は、政令で定める日までの間、新証券取引法第七十九条の四十九の規定にかかわらず、次に掲げる事由のいずれかが生じた証券会社又は外国証券会社に対して施行日前に行われた資金の貸付けのうち、投資者の保護に資すると認められるものとして内閣府令・財務省令で定めるものについて、当該貸付けを行った者から当該貸付けに係る債権を譲り受けることができる。
<sup>suppl-4101-107/art-43/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1</sup>
Until the day specified by Cabinet Order, the fund may, notwithstanding Article 79-49 of the New Securities and Exchange Act, with regard to the lending of funds made before the effective date to a securities company or foreign securities company in respect of which any of the following events has occurred, that are specified by Cabinet Office Order and Ministry of Finance Order as found to contribute to the protection of investors, acquire the claims pertaining to those loans from the person who made them:
<sup>machine translation, not official</sup>

  **一**  すべての証券業の廃止（外国証券会社にあっては、その支店におけるすべての証券業の廃止をいう。）又は証券会社若しくは外国証券会社の解散
  <sup>suppl-4101-107/art-43/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1/item-1</sup>
  the abolition of all securities business (for a foreign securities company, meaning the abolition of all securities business at its branch) or the dissolution of a securities company or foreign securities company;
  <sup>machine translation, not official</sup>

  **二**  旧証券取引法第三十五条第一項又は旧外国証券業者法第十二条第一項の規定による免許の取消し
  <sup>suppl-4101-107/art-43/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1/item-2</sup>
  revocation of a license pursuant to Article 35, paragraph (1) of the Former Securities and Exchange Act or Article 12, paragraph (1) of the Former Foreign Securities Firms Act;
  <sup>machine translation, not official</sup>

  **三**  旧証券取引法第三十五条第一項又は旧外国証券業者法第十二条第一項の規定による業務の全部若しくは一部の停止の命令（旧証券取引法第三十五条第一項第三号又は旧外国証券業者法第十二条第一項第三号に該当する場合においてなされたものに限る。）又は旧証券取引法第五十四条第二項（旧外国証券業者法第二十条において準用する場合を含む。）の規定による業務の全部若しくは一部の停止の命令
  <sup>suppl-4101-107/art-43/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1/item-3</sup>
  an order to suspend all or part of business pursuant to Article 35, paragraph (1) of the Former Securities and Exchange Act or Article 12, paragraph (1) of the Former Foreign Securities Firms Act (limited to one made in a case that falls under Article 35, paragraph (1), item (iii) of the Former Securities and Exchange Act or Article 12, paragraph (1), item (iii) of the Former Foreign Securities Firms Act), or an order to suspend all or part of business pursuant to Article 54, paragraph (2) of the Former Securities and Exchange Act (including as applied mutatis mutandis pursuant to Article 20 of the Former Foreign Securities Firms Act).
  <sup>machine translation, not official</sup>

**第二項**  内閣総理大臣及び財務大臣は、認可基金に対し、前項の規定による債権の譲受けを行うことを要請することができる。
<sup>suppl-4101-107/art-43/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-2</sup>
The Prime Minister and the Minister of Finance may request an authorized fund to acquire claims pursuant to the provisions of the preceding paragraph.
<sup>machine translation, not official</sup>

**第三項**  第一項の規定による債権の譲受けは、基金の総会の議決を経なければ行うことができない。
<sup>suppl-4101-107/art-43/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-3</sup>
The acquisition of claims pursuant to the provisions of paragraph (1) may not be carried out without a resolution of the general meeting of the fund.
<sup>machine translation, not official</sup>

**第四項**  基金の理事長は、第一項の規定による債権の譲受けに係る議案を総会に提出しようとするときは、あらかじめ、新証券取引法第七十九条の四十五第一項に規定する運営審議会の意見を聴かなければならない。
<sup>suppl-4101-107/art-43/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-4</sup>
When the president of the fund intends to submit to the general meeting a proposal pertaining to the acquisition of claims pursuant to the provisions of paragraph (1), the president must in advance hear the opinion of the governing board prescribed in Article 79-45, paragraph (1) of the New Securities and Exchange Act.
<sup>machine translation, not official</sup>

**第五項**  基金が第一項の規定による債権の譲受けに係る業務を行う場合には、当該業務は新証券取引法第七十九条の四十九第二号に掲げる業務とみなして、新証券取引法第七十九条の六十三、第七十九条の七十二及び第二百八条第十一号の規定を適用する。
<sup>suppl-4101-107/art-43/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-5</sup>
In the case where the fund carries out services pertaining to the acquisition of claims pursuant to the provisions of paragraph (1), those services are deemed to be services set forth in Article 79-49, item (ii) of the New Securities and Exchange Act, and the provisions of Articles 79-63, 79-72, and 208, item (xi) of the New Securities and Exchange Act apply.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4101-107/art-43/par-2: 前項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-43/par-3: 第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-43/par-4: 第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1
- suppl-4101-107/art-43/par-5: 第一項 → 金融商品取引法 附則第四十三条第一項 (Supplementary Provisions, Article 43, paragraph (1)), suppl-4101-107/art-43/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-1

## Cited by

7 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1
- 金融商品取引法 附則第四十条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40/par-1
- 金融商品取引法 附則第四十二条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4
- 金融商品取引法 附則第四十三条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-2
- 金融商品取引法 附則第四十三条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-3
- 金融商品取引法 附則第四十三条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-4
- 金融商品取引法 附則第四十三条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43/par-5

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-030, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22