# 金融商品取引法 / Financial Instruments and Exchange Act — 第四十二条 (Supplementary Provisions, Article 42) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第四十二条 (Supplementary Provisions, Article 42) — address `suppl-4101-107/art-42` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第四十二条 suppl-4101-107/art-42 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42 **第一項** 昭和四十四年八月一日に設立された財団法人寄託証券補償基金（以下この条において「寄託証券補償基金」という。）は、政令で定める日までの間、基金の発起人又は基金に対し、当該寄託証券補償基金が行う一切の業務並びにその有する一切の資産及び負債を基金において承継すべき旨を申し出ることができる。 suppl-4101-107/art-42/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-1 The incorporated foundation Deposited Securities Compensation Fund established on August 1, 1969 (hereinafter referred to as the "Deposited Securities Compensation Fund" in this Article) may, until the day specified by Cabinet Order, make an offer to the founders of the fund or to the fund that all business conducted by that Deposited Securities Compensation Fund and all assets and liabilities it holds be succeeded to by the fund. machine translation, not official **第二項** 基金の発起人又は基金は、前項の規定による申出があった場合において、当該申出を承諾しようとするときは、基金の創立総会又は総会でその承認を得なければならない。 suppl-4101-107/art-42/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-2 When an offer under the preceding paragraph has been made, if the founders of the fund or the fund intend to accept that offer, they must obtain its approval at the organizational meeting or general meeting of the fund. machine translation, not official **第三項** 基金の発起人又は基金は、前項の規定による創立総会又は総会の承認の決議があったときは、遅滞なく、大蔵大臣の認可を申請しなければならない。 suppl-4101-107/art-42/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-3 When a resolution of approval has been made by the organizational meeting or general meeting under the preceding paragraph, the founders of the fund or the fund must without delay apply for the authorization of the Minister of Finance. machine translation, not official **第四項** 前項の認可があったときは、寄託証券補償基金の行う業務並びにその有する資産及び負債は、当該認可に係る基金（以下この条及び次条において「認可基金」という。）の成立の日（その日が当該認可を受けた日前であるときは、同日）において、認可基金に承継されるものとし、寄託証券補償基金は、その時において解散するものとする。この場合においては、他の法令中法人の解散及び清算に関する規定は、適用しない。 suppl-4101-107/art-42/par-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4 When the authorization under the preceding paragraph is given, the business conducted by the Deposited Securities Compensation Fund and the assets and liabilities it holds are to be succeeded to by the fund pertaining to that authorization (hereinafter referred to as the "authorized fund" in this Article and the following Article) on the day of establishment of the authorized fund (or, if that day is before the day on which that authorization was received, the day on which the authorization was received), and the Deposited Securities Compensation Fund is to be dissolved at that time. In this case, the provisions concerning the dissolution and liquidation of a juridical person in any other law or regulation do not apply. machine translation, not official **第五項** 前項の規定により寄託証券補償基金が解散した場合における解散の登記については、政令で定める。 suppl-4101-107/art-42/par-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-5 The registration of the dissolution in the case where the Deposited Securities Compensation Fund has been dissolved pursuant to the provisions of the preceding paragraph is specified by Cabinet Order. machine translation, not official **第六項** 認可基金は、新証券取引法第七十九条の四十九の規定にかかわらず、第四項の規定により承継した寄託証券補償基金の業務（次項において「承継業務」という。）を行うことができる。 suppl-4101-107/art-42/par-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-6 Notwithstanding Article 79-49 of the New Securities and Exchange Act, an authorized fund may carry out the business of the Deposited Securities Compensation Fund that it has succeeded to pursuant to the provisions of paragraph (4) (referred to as the "succeeded services" in the following paragraph). machine translation, not official **第七項** 認可基金が承継業務のうち新証券取引法第七十九条の四十九第一号に掲げる業務に類似する業務として内閣府令・財務省令で定める業務を行う場合には、当該業務は同号に掲げる業務とみなして、新証券取引法第七十九条の六十三、第七十九条の七十二及び第二百八条第十一号の規定を適用する。 suppl-4101-107/art-42/par-7 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-7 In the case where an authorized fund carries out, among the succeeded services, services specified by Cabinet Office Order and Ministry of Finance Order as services similar to the services set forth in Article 79-49, item (i) of the New Securities and Exchange Act, those services are deemed to be services set forth in that item, and the provisions of Articles 79-63, 79-72, and 208, item (xi) of the New Securities and Exchange Act apply. machine translation, not official --- ## Cites - suppl-4101-107/art-42/par-1: この条 → 金融商品取引法 附則第四十二条 (Supplementary Provisions, Article 42), suppl-4101-107/art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42 - suppl-4101-107/art-42/par-2: 前項 → 金融商品取引法 附則第四十二条第一項 (Supplementary Provisions, Article 42, paragraph (1)), suppl-4101-107/art-42/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-1 - suppl-4101-107/art-42/par-3: 前項 → 金融商品取引法 附則第四十二条第二項 (Supplementary Provisions, Article 42, paragraph (2)), suppl-4101-107/art-42/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-2 - suppl-4101-107/art-42/par-4: 前項 → 金融商品取引法 附則第四十二条第三項 (Supplementary Provisions, Article 42, paragraph (3)), suppl-4101-107/art-42/par-3 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-3 - suppl-4101-107/art-42/par-4: この条 → 金融商品取引法 附則第四十二条 (Supplementary Provisions, Article 42), suppl-4101-107/art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42 - suppl-4101-107/art-42/par-4: 次条 → 金融商品取引法 附則第四十三条 (Supplementary Provisions, Article 43), suppl-4101-107/art-43 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-43 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-43 - suppl-4101-107/art-42/par-5: 前項 → 金融商品取引法 附則第四十二条第四項 (Supplementary Provisions, Article 42, paragraph (4)), suppl-4101-107/art-42/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4 - suppl-4101-107/art-42/par-6: 第四項 → 金融商品取引法 附則第四十二条第四項 (Supplementary Provisions, Article 42, paragraph (4)), suppl-4101-107/art-42/par-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4 - suppl-4101-107/art-42/par-6: 次項 → 金融商品取引法 附則第四十二条第七項 (Supplementary Provisions, Article 42, paragraph (7)), suppl-4101-107/art-42/par-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-7 ## Cited by 8 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第六条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-3231-25/art-6/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-3231-25/art-6/par-1 - 金融商品取引法 附則第一条第一項第一号（施行期日） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-1 - 金融商品取引法 附則第四十二条第一項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-1 - 金融商品取引法 附則第四十二条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-2 - 金融商品取引法 附則第四十二条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-3 - 金融商品取引法 附則第四十二条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-4 - 金融商品取引法 附則第四十二条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-5 - 金融商品取引法 附則第四十二条第六項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42/par-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42/par-6 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-030, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22