# 金融商品取引法 / Financial Instruments and Exchange Act — 第十五条 (Supplementary Provisions, Article 15)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第十五条 (Supplementary Provisions, Article 15) — address `suppl-4101-107/art-15`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第十五条
<sup>suppl-4101-107/art-15 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15</sup>

**第一項**  新証券取引法第三十条第一項から第三項までの規定は、みなし登録証券会社については、当該みなし登録証券会社が附則第十二条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
<sup>suppl-4101-107/art-15/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-1</sup>
The provisions of Article 30, paragraphs (1) through (3) of the New Securities and Exchange Act do not apply to a deemed registered securities company until the day on which that deemed registered securities company submits the documents prescribed in Article 12, paragraph (2) of the Supplementary Provisions pursuant to the provisions of that paragraph.
<sup>machine translation, not official</sup>

**第二項**  新証券取引法第三十条第四項の規定は、前条第一項の規定により新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けたものとみなされる者については、その者が前条第二項の規定により同項に規定する書類を提出する日までの間は、適用しない。
<sup>suppl-4101-107/art-15/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-2</sup>
The provisions of Article 30, paragraph (4) of the New Securities and Exchange Act do not apply to a person who is deemed, pursuant to the provisions of paragraph (1) of the preceding Article, to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act, until the day on which that person submits the documents prescribed in paragraph (2) of the preceding Article pursuant to the provisions of that paragraph.
<sup>machine translation, not official</sup>

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## Cites
- suppl-4101-107/art-15/par-1: 附則第十二条第二項 → 金融商品取引法 附則第十二条第二項 (Supplementary Provisions, Article 12, paragraph (2)), suppl-4101-107/art-12/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-12/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-12/par-2
- suppl-4101-107/art-15/par-2: 前条第一項 → 金融商品取引法 附則第十四条第一項 (Supplementary Provisions, Article 14, paragraph (1)), suppl-4101-107/art-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-1
- suppl-4101-107/art-15/par-2: 前条第二項 → 金融商品取引法 附則第十四条第二項 (Supplementary Provisions, Article 14, paragraph (2)), suppl-4101-107/art-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2

## Cited by

1 provision cites this one. No official source publishes this direction.

- 金融商品取引法 附則第三十六条第五項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-5

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## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
