# 金融商品取引法 / Financial Instruments and Exchange Act — 第十四条 (Supplementary Provisions, Article 14) - Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号 - English title "Financial Instruments and Exchange Act": Ministry of Justice translation - Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say. - Provision: 第十四条 (Supplementary Provisions, Article 14) — address `suppl-4101-107/art-14` - Text in force since: 2026-08-12 - URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14 - Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14 - Every provision below carries its address and both URLs on the line under it. - Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below. Only the Japanese as published by the government has legal effect; the text below is a copy of it. Every English rendering below is a translation and says which kind: the Ministry of Justice's translation, or this site's machine translation, whose model and date the Sources list names. They are never merged and never substituted for one another. --- ### 第十四条 suppl-4101-107/art-14 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14 **第一項** この法律の施行の際現に旧証券取引法第二十八条第二項第三号の免許を受けている者は、施行日において新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けたものとみなす。この場合において、新証券取引法第六十二条第三項及び第百九十四条の四第一項の規定は、適用しない。 suppl-4101-107/art-14/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-1 A person who, at the time this Act comes into effect, actually holds a license under Article 28, paragraph (2), item (iii) of the Former Securities and Exchange Act is deemed to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act on the effective date. In this case, the provisions of Article 62, paragraph (3) and Article 194-4, paragraph (1) of the New Securities and Exchange Act do not apply. machine translation, not official **第二項** 前項の規定により新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けたものとみなされる者は、施行日から起算して二月以内に新証券取引法第二十九条の三第一項各号に掲げる事項を記載した書類及び同条第二項に規定する書類を金融再生委員会に提出しなければならない。 suppl-4101-107/art-14/par-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2 A person who is deemed, pursuant to the provisions of the preceding paragraph, to have received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act must, within two months from the effective date, submit to the Financial Reconstruction Commission a document stating the particulars set forth in the items of Article 29-3, paragraph (1) of the New Securities and Exchange Act and the documents prescribed in paragraph (2) of that Article. machine translation, not official **第三項** 金融再生委員会は、前項に規定する者から同項に規定する書類の提出があったときは、新証券取引法第二十九条第一項第二号に掲げる業務の認可を受けた旨をその者の証券会社の登録に付記するものとする。 suppl-4101-107/art-14/par-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-3 When the documents prescribed in that paragraph are submitted by the person prescribed in the preceding paragraph, the Financial Reconstruction Commission is to annotate, in that person's registration as a securities company, that the person has received the authorization for the business set forth in Article 29, paragraph (1), item (ii) of the New Securities and Exchange Act. machine translation, not official --- ## Cites - suppl-4101-107/art-14/par-2: 前項 → 金融商品取引法 附則第十四条第一項 (Supplementary Provisions, Article 14, paragraph (1)), suppl-4101-107/art-14/par-1 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-1 - suppl-4101-107/art-14/par-3: 前項 → 金融商品取引法 附則第十四条第二項 (Supplementary Provisions, Article 14, paragraph (2)), suppl-4101-107/art-14/par-2 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2 ## Cited by 4 provisions cite this one. No official source publishes this direction. - 金融商品取引法 附則第十四条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-2 - 金融商品取引法 附則第十四条第三項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-14/par-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-14/par-3 - 金融商品取引法 附則第十五条第二項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-15/par-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-15/par-2 - 金融商品取引法 附則第三十六条第四項 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-36/par-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-36/par-4 --- ## Sources - e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22 - Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22 - claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T033157-037, translated 2026-10-23 - This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22