# 金融商品取引法 / Financial Instruments and Exchange Act — 第一条 (Supplementary Provisions, Article 1)

- Law: 金融商品取引法 (Financial Instruments and Exchange Act), 昭和二十三年法律第二十五号
- English title "Financial Instruments and Exchange Act": Ministry of Justice translation
- Kind: Act — the distinction between 法律 (Act), 政令 (Cabinet Order), 省令 (Ministerial Order) and 条例 (local ordinance) decides who may issue it and what it may say.
- Provision: 第一条 (Supplementary Provisions, Article 1)（施行期日） — address `suppl-4101-107/art-1`
- Text in force since: 2026-08-12
- URL (the page that opens at this provision): https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1
- Permanent URL (e-Gov law ID, never renamed): https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1
- Every provision below carries its address and both URLs on the line under it.
- Japanese text: e-Gov 法令検索, Digital Agency (デジタル庁). English: as marked on each line below.

Only the Japanese as published by the government has legal effect; the text
below is a copy of it. Every English rendering below is a translation and
says which kind: the Ministry of Justice's translation, or this
site's machine translation, whose model and date the Sources list names.
They are never merged and never substituted for one another.

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### 第一条（施行期日） — Effective Date
<sup>caption: machine translation, not official</sup>
<sup>suppl-4101-107/art-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1</sup>

**第一項**  この法律は、平成十年十二月一日から施行する。ただし、次の各号に掲げる規定は、当該各号に定める日から施行する。
<sup>suppl-4101-107/art-1/par-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1</sup>
This Act comes into effect on December 1, 1998; provided, however, that the provisions set forth in the following items come into effect on the dates specified respectively in those items:
<sup>machine translation, not official</sup>

  **一**  第一条中証券取引法第四章の次に一章を加える改正規定（第七十九条の二十九第一項に係る部分に限る。）並びに同法第百八十九条第二項及び第四項の改正規定、第二十一条の規定、第二十二条中保険業法第二編第十章第二節第一款の改正規定（第二百六十五条の六に係る部分に限る。）、第二十三条の規定並びに第二十五条の規定並びに附則第四十条、第四十二条、第五十八条、第百三十六条、第百四十条、第百四十三条、第百四十七条、第百四十九条、第百五十八条、第百六十四条、第百八十七条（大蔵省設置法（昭和二十四年法律第百四十四号）第四条第七十九号の改正規定を除く。）及び第百八十八条から第百九十条までの規定　平成十年七月一日
  <sup>suppl-4101-107/art-1/par-1/item-1 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-1</sup>
  the provision in Article 1 adding one Chapter after Chapter IV of the Securities and Exchange Act (limited to the part concerning Article 79-29, paragraph (1)) and the provisions amending Article 189, paragraphs (2) and (4) of that Act; the provisions of Article 21; the provision in Article 22 amending Part II, Chapter X, Section 2, Subsection 1 of the Insurance Business Act (limited to the part concerning Article 265-6); the provisions of Article 23 and the provisions of Article 25; and the provisions of Articles 40, 42, 58, 136, 140, 143, 147, 149, 158, 164, and 187 (excluding the provision amending Article 4, item (lxxix) of the Act for Establishment of the Ministry of Finance (Act No. 144 of 1949)) and Articles 188 through 190 of the Supplementary Provisions: July 1, 1998;
  <sup>machine translation, not official</sup>

  **一の二**  第一条中証券取引法第百六十二条第一項第一号の改正規定、同法第二百八条第一号の改正規定（同法第百六十二条第一項第一号に係る部分に限る。）及び同法第二百八条の次に一条を加える改正規定（同法第百六十二条第一項第一号に係る部分に限る。）　金融システム改革のための関係法律の整備等に関する法律の一部を改正する法律（平成十年法律第百十八号）の施行の日
  <sup>suppl-4101-107/art-1/par-1/item-1-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-1-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-1-2</sup>
  the provision in Article 1 amending Article 162, paragraph (1), item (i) of the Securities and Exchange Act, the provision amending Article 208, item (i) of that Act (limited to the part concerning Article 162, paragraph (1), item (i) of that Act), and the provision adding one Article after Article 208 of that Act (limited to the part concerning Article 162, paragraph (1), item (i) of that Act): the date of enforcement of the Act Partially Amending the Act on Preparation of Relevant Acts for Financial System Reform, etc. (Act No. 118 of 1998);
  <sup>machine translation, not official</sup>

  **二**  第一条中証券取引法第二条第七項の改正規定（「同条第四項」を「同条第五項」に改める部分に限る。）、同法第四条第一項第三号、第五項及び第六項第一号並びに第五条第一項第二号及び第二項の改正規定、同条第三項の改正規定（同項第二号の改正規定を除く。）、同条第一項の次に一項を加える改正規定、同法第十三条第一項及び第二項、第二十一条第一項第一号並びに第二十三条の二の改正規定、同法第二十三条の三第一項の改正規定（「第五条第三項」を「第五条第四項」に、「五億円」を「一億円」に改める部分に限る。）、同条第四項の改正規定、同法第二十三条の八第一項及び第三項の改正規定（「五億円」を「一億円」に改める部分に限る。）、同法第二十三条の十二第二項、第二十三条の十三第一項及び第三項並びに第二十三条の十四第一項の改正規定、同法第二十四条第一項の改正規定（「その発行する」を「その会社が発行者である」に改める部分を除く。）、同条第二項の改正規定（「の発行する」を「が発行者である」に改める部分を除く。）、同条第四項及び第六項の改正規定、同条第一項の次に一項を加える改正規定、同法第二十四条の五第一項及び第二項の改正規定、同条第三項の改正規定（「発行する」を「会社が発行者である」に改める部分を除く。）、同条第四項の改正規定（「の発行する」を「が発行者である」に改める部分を除く。）、同条第五項の改正規定、同条第一項の次に一項を加える改正規定、同法第二十五条第一項の改正規定、同条第三項の改正規定（「前条第三項」を「前条第四項」に改める部分を除く。）、同法第百九十七条第一号の改正規定、同法第百九十八条第二号の改正規定（「第二十四条の六第三項」を「第二十四条の六第四項」に改める部分を除く。）、同条第五号の改正規定、同条第六号の改正規定（「第二十四条の六第一項若しくは第二項」を「第二十四条の六第一項から第三項まで」に改める部分を除く。）、同法第二百条第一号の改正規定（「第二十四条の六第三項」を「第二十四条の六第四項」に改める部分を除く。）並びに同条第五号の改正規定（「第二十四条の六第一項」の下に「若しくは第二項」を加える部分を除く。）、第二十七条中地方税法附則第四条第一項の改正規定、同法附則第五条第一項及び第二項の改正規定（「第九条第三項に規定する特定目的会社」を「第九条第四項各号に掲げる法人」に改める部分に限る。）、同条第三項の改正規定並びに同法附則第三十五条の二の改正規定並びに附則第四条から第七条まで並びに附則第百四十六条第三項、第四項、第六項及び第七項の規定　平成十一年四月一日
  <sup>suppl-4101-107/art-1/par-1/item-2 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-2 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-2</sup>
  the provision in Article 1 amending Article 2, paragraph (7) of the Securities and Exchange Act (limited to the part replacing "paragraph (4) of that Article" with "paragraph (5) of that Article"); the provisions amending Article 4, paragraph (1), item (iii), paragraph (5), and paragraph (6), item (i), and Article 5, paragraph (1), item (ii) and paragraph (2) of that Act; the provision amending Article 5, paragraph (3) of that Act (excluding the provision amending item (ii) of that paragraph); the provision adding one paragraph after Article 5, paragraph (1) of that Act; the provisions amending Article 13, paragraphs (1) and (2), Article 21, paragraph (1), item (i), and Article 23-2 of that Act; the provision amending Article 23-3, paragraph (1) of that Act (limited to the part replacing "Article 5, paragraph (3)" with "Article 5, paragraph (4)" and "500 million yen" with "100 million yen"); the provision amending paragraph (4) of that Article; the provisions amending Article 23-8, paragraphs (1) and (3) of that Act (limited to the part replacing "500 million yen" with "100 million yen"); the provisions amending Article 23-12, paragraph (2), Article 23-13, paragraphs (1) and (3), and Article 23-14, paragraph (1) of that Act; the provision amending Article 24, paragraph (1) of that Act (excluding the part replacing "that it issues" with "of which that company is the issuer"); the provision amending paragraph (2) of that Article (excluding the part replacing "issued by" with "of which ... is the issuer"); the provisions amending paragraphs (4) and (6) of that Article; the provision adding one paragraph after paragraph (1) of that Article; the provisions amending Article 24-5, paragraphs (1) and (2) of that Act; the provision amending paragraph (3) of that Article (excluding the part replacing "issues" with "of which the company is the issuer"); the provision amending paragraph (4) of that Article (excluding the part replacing "issued by" with "of which ... is the issuer"); the provision amending paragraph (5) of that Article; the provision adding one paragraph after paragraph (1) of that Article; the provision amending Article 25, paragraph (1) of that Act; the provision amending paragraph (3) of that Article (excluding the part replacing "paragraph (3) of the preceding Article" with "paragraph (4) of the preceding Article"); the provision amending Article 197, item (i) of that Act; the provision amending Article 198, item (ii) of that Act (excluding the part replacing "Article 24-6, paragraph (3)" with "Article 24-6, paragraph (4)"); the provision amending item (v) of that Article; the provision amending item (vi) of that Article (excluding the part replacing "Article 24-6, paragraph (1) or (2)" with "Article 24-6, paragraphs (1) through (3)"); the provision amending Article 200, item (i) of that Act (excluding the part replacing "Article 24-6, paragraph (3)" with "Article 24-6, paragraph (4)"); and the provision amending item (v) of that Article (excluding the part adding "or paragraph (2)" after "Article 24-6, paragraph (1)"); the provision in Article 27 amending Article 4, paragraph (1) of the Supplementary Provisions of the Local Tax Act; the provisions amending Article 5, paragraphs (1) and (2) of the Supplementary Provisions of that Act (limited to the part replacing "special purpose company prescribed in Article 9, paragraph (3)" with "juridical person set forth in the items of Article 9, paragraph (4)"), the provision amending paragraph (3) of that Article, and the provision amending Article 35-2 of the Supplementary Provisions of that Act; and the provisions of Articles 4 through 7 and Article 146, paragraphs (3), (4), (6), and (7) of the Supplementary Provisions: April 1, 1999;
  <sup>machine translation, not official</sup>

  **三**  第一条中証券取引法第百三十条第二項第四号を削る改正規定、同項第五号の改正規定（「前各号」を「前三号」に改める部分に限る。）、同号を同項第四号とする改正規定及び同法第百三十一条の改正規定並びに附則第百七十六条の規定　平成十年十二月一日から平成十一年十二月三十一日までの範囲内において政令で定める日
  <sup>suppl-4101-107/art-1/par-1/item-3 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-3 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-3</sup>
  the provision in Article 1 deleting Article 130, paragraph (2), item (iv) of the Securities and Exchange Act, the provision amending item (v) of that paragraph (limited to the part replacing "the preceding items" with "the preceding three items"), the provision making that item item (iv) of that paragraph, and the provision amending Article 131 of that Act, and the provision of Article 176 of the Supplementary Provisions: the date specified by Cabinet Order within the period from December 1, 1998 to December 31, 1999;
  <sup>machine translation, not official</sup>

  **四**  第五条の規定　平成十一年十月一日から平成十二年三月三十一日までの範囲内において政令で定める日
  <sup>suppl-4101-107/art-1/par-1/item-4 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-4</sup>
  the provisions of Article 5: the date specified by Cabinet Order within the period from October 1, 1999 to March 31, 2000;
  <sup>machine translation, not official</sup>

  **五**  略
  <sup>suppl-4101-107/art-1/par-1/item-5 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-5</sup>
  Omitted
  <sup>machine translation, not official</sup>

  **六**  第二条の規定及び附則第五十七条の規定　平成十二年七月一日
  <sup>suppl-4101-107/art-1/par-1/item-6 · https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-1/par-1/item-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-1/par-1/item-6</sup>
  the provisions of Article 2 and the provisions of Article 57 of the Supplementary Provisions: July 1, 2000.
  <sup>machine translation, not official</sup>

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## Cites
- suppl-4101-107/art-1/par-1/item-1: 附則第四十条 → 金融商品取引法 附則第四十条 (Supplementary Provisions, Article 40), suppl-4101-107/art-40 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-40 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-40
- suppl-4101-107/art-1/par-1/item-1: 第四十二条 → 金融商品取引法 附則第四十二条 (Supplementary Provisions, Article 42), suppl-4101-107/art-42 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-42 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-42
- suppl-4101-107/art-1/par-1/item-1: 第百四十七条 → 金融商品取引法 附則第百四十七条 (Supplementary Provisions, Article 147), suppl-4101-107/art-147 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-147 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-147
- suppl-4101-107/art-1/par-1/item-1: 第百八十八条から第百九十条まで → 金融商品取引法 附則第百八十八条 (Supplementary Provisions, Article 188), suppl-4101-107/art-188 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188
- suppl-4101-107/art-1/par-1/item-1: 第百八十八条から第百九十条まで → 金融商品取引法 附則第百八十九条 (Supplementary Provisions, Article 189), suppl-4101-107/art-189 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189
- suppl-4101-107/art-1/par-1/item-1: 第百八十八条から第百九十条まで → 金融商品取引法 附則第百九十条 (Supplementary Provisions, Article 190), suppl-4101-107/art-190 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-190 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-190
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第四条 (Supplementary Provisions, Article 4), suppl-4101-107/art-4 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-4 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-4
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第五条 (Supplementary Provisions, Article 5), suppl-4101-107/art-5 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-5 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-5
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第六条 (Supplementary Provisions, Article 6), suppl-4101-107/art-6 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-6 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-6
- suppl-4101-107/art-1/par-1/item-2: 附則第四条から第七条まで → 金融商品取引法 附則第七条 (Supplementary Provisions, Article 7), suppl-4101-107/art-7 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-7 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-7
- suppl-4101-107/art-1/par-1/item-6: 附則第五十七条 → 金融商品取引法 附則第五十七条 (Supplementary Provisions, Article 57), suppl-4101-107/art-57 — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-57 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-57

## Cited by

2 provisions cite this one. No official source publishes this direction.

- 金融商品取引法 附則第百八十八条第一項（処分等の効力） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-188/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-188/par-1
- 金融商品取引法 附則第百八十九条第一項（罰則の適用に関する経過措置） — https://japanlaw.org/ja/financial-instruments-and-exchange-act/suppl-4101-107/art-189/par-1 · https://japanlaw.org/l/323AC0000000025/suppl-4101-107/art-189/par-1

---

## Sources

- e-Gov 法令検索, Digital Agency (デジタル庁) — 金融商品取引法 — the text in force from 2026-08-12 (https://laws.e-gov.go.jp/law/323AC0000000025/20260812_508AC0000000064), retrieved 2026-10-22
- Japanese Law Translation Database System, Ministry of Justice (法務省) — Financial Instruments and Exchange Act — Ministry of Justice translation (https://www.japaneselawtranslation.go.jp/en/laws/view/4633/tb), retrieved 2026-10-22
- claude-sonnet-5-5 — Machine translation, batch financial-instruments-and-exchange-act-20261023T035921-028, translated 2026-10-23
- This site's parser, version 212 — 金融商品取引法 — structure, counts, cross-references and defined terms, computed 2026-10-22
